13F-HR filed by Narwhal Capital Management
Narwhal Capital Management filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 145 holding rows worth $620,161,000.
- Accession
- 0001085146-20-002647
- Filer
- CIK 1461287
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 145 entries on the cover page, a total value of $620,161,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $620,161,000 with VALUE read as thousands by filing date, 13F file number 028-13509. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 124,134 | $41,717,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 332,658 | $38,525,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 155,933 | $32,797,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 210,850 | $28,579,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,292 | $21,004,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,341 | $19,966,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 946,949 | $17,036,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 140,627 | $13,538,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 93,853 | $13,045,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 41,032 | $12,792,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43,773 | $12,156,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 191,867 | $11,414,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 20,235 | $11,403,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 101,364 | $11,398,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 74,434 | $11,082,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 98,252 | $10,693,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 26,625 | $10,205,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 57,313 | $9,022,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 197,459 | $8,757,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 47,591 | $8,606,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 95,633 | $8,316,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 31,694 | $8,301,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 58,408 | $8,095,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 155,991 | $8,077,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 60,456 | $7,501,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,085 | $7,283,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,765 | $7,241,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 289,093 | $7,224,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 25,303 | $7,023,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 177,238 | $6,981,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 77,906 | $6,694,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,230 | $6,619,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 37,819 | $6,423,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 63,373 | $6,353,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 31,190 | $6,237,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 43,262 | $5,955,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 159,263 | $5,845,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 65,244 | $5,412,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 90,413 | $5,320,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 114,219 | $5,284,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 34,434 | $5,085,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,612 | $5,068,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 22,603 | $4,902,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 31,831 | $4,631,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 79,769 | $4,590,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 72,081 | $4,446,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 21,961 | $4,162,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 69,923 | $4,084,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,641 | $3,947,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,833 | $3,799,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 47,870 | $3,778,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 13,772 | $3,699,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 26,638 | $3,687,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 36,393 | $3,672,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 21,302 | $3,520,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 14,450 | $3,339,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 28,096 | $3,279,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 152,677 | $2,771,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 38,269 | $2,755,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 77,493 | $2,660,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 45,675 | $2,384,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 55,296 | $2,384,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8,948 | $2,274,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,095 | $2,246,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 46,403 | $2,166,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 20,315 | $2,016,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,880 | $1,912,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,206 | $1,907,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 20,470 | $1,891,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 49,520 | $1,771,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 20,899 | $1,704,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,600,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 15,443 | $1,571,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 36,196 | $1,568,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 40,719 | $1,527,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 97,500 | $1,480,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,418 | $1,456,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 103,802 | $1,134,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,284 | $1,130,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23,684 | $1,112,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,870 | $1,101,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,000 | $1,069,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 15,192 | $1,067,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 34,600 | $1,058,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,119 | $1,048,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 999,466 | $969,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,390 | $922,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 71,550 | $882,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,200 | $814,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 23,470 | $803,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 74,688 | $736,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,180 | $727,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,000 | $690,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,453 | $684,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13,000 | $672,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 64,845 | $668,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 29,775 | $626,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,750 | $606,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,249 | $454,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,732 | $440,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,218 | $417,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 50,000 | $417,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,800 | $410,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,800 | $405,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,000 | $394,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,772 | $377,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 23,500 | $371,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,502 | $366,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,796 | $356,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,225 | $356,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,611 | $346,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,858 | $320,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,345 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,445 | $298,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 29,000 | $298,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 27,900 | $297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,750 | $291,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,805 | $285,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,328 | $283,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 5,106 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,150 | $261,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,061 | $257,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,625 | $250,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 11,000 | $250,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,000 | $248,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 23,275 | $244,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 20,800 | $244,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,295 | $228,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 770 | $226,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,305 | $213,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,732 | $206,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 20,971 | $206,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,200 | $203,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 23,000 | $199,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,171 | $193,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 496 | $166,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 18,195 | $154,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 31,500 | $121,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 49,000 | $117,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 37,000 | $108,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,265 | $51,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 216 | $32,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,200 | $16,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 115,000 | $16,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002647 | this filing | 2020-10-26 | acceptance time not in the bulk data set |