13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-23, with 677 holding rows worth $4,210,297,000.
- Accession
- 0001085146-20-002645
- Filer
- CIK 743127
- Filed
- 2020-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 677 entries on the cover page, a total value of $4,210,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,210,297,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 22,827 | $469,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,258 | $465,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 8,822 | $459,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,100 | $458,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11,287 | $454,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 29,783 | $452,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 35,120 | $452,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 7,927 | $451,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 7,884 | $451,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 29,000 | $451,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,865 | $450,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 13,345 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 28,075 | $448,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 82,017 | $440,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 16,600 | $439,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,398 | $436,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,760 | $435,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,120 | $432,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 34,980 | $431,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,883 | $427,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 7,970 | $424,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,450 | $423,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 20,069 | $418,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,935 | $418,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,210 | $417,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,146 | $417,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 15,400 | $413,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,750 | $411,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 865 | $407,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 12,585 | $407,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 18,460 | $399,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,170 | $395,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,450 | $391,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,243 | $389,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,005 | $384,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,954 | $367,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 29,756 | $364,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,527 | $362,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,628 | $361,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 34,051 | $360,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 14,560 | $354,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 14,913 | $348,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,857 | $342,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,763 | $337,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 15,590 | $330,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 465 | $324,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,177 | $324,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,959 | $323,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 12,244 | $320,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,404 | $318,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 31,296 | $316,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 19,771 | $310,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,164 | $307,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 27,528 | $305,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 22,455 | $304,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 68,300 | $304,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,100 | $304,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,720 | $301,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 8,220 | $300,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 24,640 | $300,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,450 | $299,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,700 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 13,628 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,617 | $295,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,836 | $294,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,669 | $293,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,280 | $291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,922 | $290,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,865 | $289,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,040 | $285,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,375 | $284,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,739 | $283,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,245 | $282,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,461 | $280,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,580 | $280,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,515 | $278,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 927 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 12,546 | $276,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 9,870 | $276,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,271 | $275,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,161 | $274,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 266,930 | $272,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 44,497 | $271,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,339 | $268,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,558 | $267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,525 | $266,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,834 | $266,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,500 | $263,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 570 | $263,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,452 | $263,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 815 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,050 | $260,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 19,615 | $260,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,380 | $258,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,092 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,270 | $256,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,438 | $251,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 923 | $251,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $251,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,208 | $250,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,107 | $249,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,115 | $248,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 6,102 | $246,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,830 | $242,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,441 | $240,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,629 | $240,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,288 | $240,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,498 | $235,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 592 | $234,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,871 | $232,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,076 | $230,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 22,600 | $230,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,983 | $228,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 9,800 | $228,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,200 | $228,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,904 | $228,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,140 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,848 | $226,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 36,100 | $223,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,320 | $222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,645 | $221,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 31,195 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,769 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,402 | $218,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,988 | $217,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,565 | $217,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,267 | $216,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,084 | $216,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,000 | $216,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,125 | $215,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,323 | $213,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 7,638 | $210,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,170 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,975 | $209,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,025 | $209,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,389 | $207,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,440 | $205,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 999 | $202,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,522 | $201,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,450 | $201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,144 | $201,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 20,557 | $197,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,689 | $194,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,400 | $180,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 66,673 | $180,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 31,235 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,871 | $173,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,971 | $173,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,795 | $169,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,064 | $168,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,350 | $167,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,418 | $164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,219 | $155,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,642 | $146,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,200 | $139,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,678 | $139,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,939 | $138,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 13,504 | $109,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 46,904 | $106,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,690 | $105,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,012 | $104,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,800 | $97,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $95,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 23,250 | $93,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 31,993 | $90,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 29,212 | $76,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,227 | $73,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,486 | $55,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,800 | $50,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,550 | $44,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,073 | $40,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 22,422 | $39,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 25,826 | $36,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 11,016 | $30,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 14,017 | $18,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,300 | $17,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002645 | this filing | 2020-10-23 | acceptance time not in the bulk data set |