13F-HR filed by Annex Advisory Services, LLC
Annex Advisory Services, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-23, with 137 holding rows worth $784,463,000.
- Accession
- 0001085146-20-002631
- Filer
- CIK 1542287
- Filed
- 2020-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 137 entries on the cover page, a total value of $784,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $784,463,000 with VALUE read as thousands by filing date, 13F file number 028-15012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,574,416 | $105,268,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 312,610 | $97,362,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 708,170 | $74,698,000 | thousands by filing date | |
| VTI | 922908769 | COM | 421,230 | $71,740,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,500,527 | $50,811,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,765,469 | $48,339,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 264,422 | $40,668,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 295,645 | $38,038,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 303,835 | $21,338,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 178,746 | $20,701,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 343,300 | $13,509,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,830 | $11,322,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 100,230 | $9,712,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 86,838 | $8,854,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25,180 | $8,462,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 64,527 | $5,652,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 39,211 | $5,486,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,383 | $4,282,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,938 | $4,148,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 68,641 | $4,083,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,072 | $3,947,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 138,220 | $3,941,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,716 | $3,680,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 91,048 | $3,518,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,249 | $3,490,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,088 | $3,426,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 40,974 | $3,399,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 113,118 | $3,310,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 70,018 | $3,239,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,299 | $3,126,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,505 | $2,985,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,755 | $2,985,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 24,030 | $2,982,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,919 | $2,821,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,661 | $2,745,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 53,782 | $2,742,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,259 | $2,722,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 229,155 | $2,642,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 67,477 | $2,445,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,668 | $2,333,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 19,059 | $2,312,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,152 | $2,174,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,924 | $2,159,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 25,952 | $2,104,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,233 | $2,096,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,236 | $2,088,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 19,991 | $2,060,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,425 | $2,044,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 78,483 | $1,957,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 32,083 | $1,907,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 37,463 | $1,815,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 30,682 | $1,780,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 21,291 | $1,739,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 15,736 | $1,705,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 41,009 | $1,683,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 12,877 | $1,662,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,326 | $1,607,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 33,534 | $1,552,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,631 | $1,544,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 30,408 | $1,534,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 10,423 | $1,534,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 39,188 | $1,470,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 46,414 | $1,390,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,558 | $1,386,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 46,829 | $1,312,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 26,528 | $1,289,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 34,774 | $1,271,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,052 | $1,230,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,413 | $1,169,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 30,843 | $1,146,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 59,887 | $1,110,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,876 | $1,038,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,094 | $1,013,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 11,163 | $966,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,722 | $954,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,704 | $910,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,497 | $900,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 14,899 | $875,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 18,690 | $872,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,950 | $620,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 408 | $598,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,101 | $551,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,014 | $527,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,180 | $506,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,377 | $504,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,280 | $500,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,065 | $469,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,757 | $463,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,753 | $452,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 21,584 | $449,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,922 | $437,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,847 | $420,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,234 | $409,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,271 | $404,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,753 | $403,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,295 | $378,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,788 | $357,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,874 | $354,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 4,000 | $330,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,462 | $319,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,082 | $308,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 208 | $306,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,219 | $306,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,315 | $306,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 28,116 | $303,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,073 | $298,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,668 | $292,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 813 | $289,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,057 | $284,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,362 | $284,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,229 | $278,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,689 | $274,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,737 | $272,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 858 | $264,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,173 | $262,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,226 | $261,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,370 | $260,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,265 | $256,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,510 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,900 | $247,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 4,450 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,149 | $232,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 47,109 | $231,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,300 | $230,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,931 | $225,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,113 | $224,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 825 | $221,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,999 | $216,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,491 | $210,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 409 | $201,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,240 | $193,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,293 | $180,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,128 | $169,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,070 | $113,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,731 | $97,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 21,431 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 10,800 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002631 | this filing | 2020-10-23 | acceptance time not in the bulk data set |