13F-HR filed by GREAT VALLEY ADVISOR GROUP, INC.
GREAT VALLEY ADVISOR GROUP, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-21, with 434 holding rows worth $814,745,000.
- Accession
- 0001085146-20-002595
- Filer
- CIK 1769897
- Filed
- 2020-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 434 entries on the cover page, a total value of $814,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $814,745,000 with VALUE read as thousands by filing date, 13F file number 028-19465. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 754,597 | $72,290,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 346,892 | $27,724,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 237,373 | $27,493,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 78,739 | $21,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 314,902 | $19,924,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 483,484 | $19,025,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,484 | $17,263,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 137,545 | $15,946,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 74,450 | $15,659,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 416,664 | $15,116,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 122,445 | $13,578,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 44,731 | $8,939,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 193,449 | $8,502,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 35,409 | $8,060,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 85,620 | $7,877,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 35,889 | $7,784,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 88,935 | $7,529,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 334,882 | $7,488,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 44,735 | $7,272,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,341 | $7,068,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 85,503 | $6,895,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,325 | $6,157,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 27,525 | $6,135,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,173 | $6,117,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 38,835 | $5,782,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,892 | $5,643,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 45,424 | $5,357,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,721 | $5,213,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 103,927 | $5,207,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 108,892 | $5,163,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 42,123 | $4,916,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 38,106 | $4,904,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 35,276 | $4,889,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 46,661 | $4,877,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 26,276 | $4,665,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,555 | $4,527,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 66,178 | $4,503,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,423 | $4,495,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 53,989 | $4,476,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,247 | $4,463,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,593 | $4,389,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 68,642 | $4,374,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 34,465 | $4,276,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 160,036 | $4,263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 65,736 | $4,155,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 38,820 | $4,095,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 8,380 | $3,939,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 69,105 | $3,928,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 65,794 | $3,912,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,757 | $3,823,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,203 | $3,821,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 12,545 | $3,777,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,185 | $3,714,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 151,197 | $3,642,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 57,192 | $3,614,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 60,426 | $3,613,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,676 | $3,432,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 42,073 | $3,354,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 32,106 | $3,338,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 37,591 | $3,317,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 102,737 | $3,233,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,350 | $3,130,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 28,571 | $2,964,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 17,018 | $2,942,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 16,632 | $2,932,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,190 | $2,914,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 18,125 | $2,836,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,540 | $2,771,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 43,091 | $2,762,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 16,513 | $2,739,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,971 | $2,671,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 71,437 | $2,623,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,700 | $2,620,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17,784 | $2,614,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,927 | $2,543,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 39,898 | $2,539,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,682 | $2,488,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 45,902 | $2,377,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,208 | $2,336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 24,783 | $2,329,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 48,632 | $2,296,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,806 | $2,281,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,558 | $2,259,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 55,850 | $2,202,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 20,919 | $2,133,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 23,623 | $2,124,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,874 | $2,120,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,640 | $2,095,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 37,739 | $2,077,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,666 | $2,065,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 67,551 | $2,040,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,518 | $2,015,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,709 | $2,013,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,720 | $1,992,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 38,462 | $1,980,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 43,713 | $1,971,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 33,150 | $1,969,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 28,402 | $1,935,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,390 | $1,925,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 19,043 | $1,848,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 23,791 | $1,835,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,005 | $1,823,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,284 | $1,735,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 14,149 | $1,724,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,781 | $1,707,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 107,943 | $1,704,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,655 | $1,685,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 74,848 | $1,677,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,398 | $1,625,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,471 | $1,613,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 18,397 | $1,591,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 14,420 | $1,563,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,635 | $1,563,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 64,490 | $1,552,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 28,266 | $1,549,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,012 | $1,541,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,918 | $1,512,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,219 | $1,506,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 27,022 | $1,503,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 25,833 | $1,484,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,954 | $1,482,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,033 | $1,481,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,125 | $1,480,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 21,016 | $1,476,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,494 | $1,470,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,244 | $1,452,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,218 | $1,448,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,911 | $1,426,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,259 | $1,412,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 24,456 | $1,407,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 52,220 | $1,398,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 32,211 | $1,393,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,690 | $1,384,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 11,706 | $1,383,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,853 | $1,358,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 46,377 | $1,352,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 22,832 | $1,338,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 5,080 | $1,331,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,530 | $1,322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 39,760 | $1,322,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,941 | $1,317,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,503 | $1,302,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 42,538 | $1,288,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,060 | $1,287,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 27,790 | $1,286,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 31,439 | $1,285,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,491 | $1,281,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,405 | $1,261,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 19,411 | $1,256,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 37,956 | $1,239,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 130,749 | $1,237,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,690 | $1,212,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13,246 | $1,210,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,030 | $1,207,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,366 | $1,198,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,671 | $1,190,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,635 | $1,183,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,722 | $1,172,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 6,100 | $1,152,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 52,313 | $1,132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 25,749 | $1,100,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,598 | $1,080,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 34,909 | $1,067,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,417 | $1,059,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,091 | $1,047,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 705 | $1,034,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,007 | $1,030,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 20,454 | $1,025,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 20,173 | $1,024,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 22,450 | $971,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,141 | $966,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,024 | $953,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 15,340 | $950,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,389 | $949,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 79,544 | $931,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,807 | $907,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,115 | $904,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,444 | $898,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,736 | $893,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 23,040 | $867,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,789 | $857,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 12,367 | $853,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,724 | $819,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,415 | $814,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,399 | $806,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,186 | $806,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,650 | $795,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,496 | $787,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 36,612 | $777,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 8,322 | $775,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 17,275 | $773,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,234 | $750,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,461 | $735,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,363 | $734,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 54,153 | $728,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 33,095 | $714,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18,196 | $713,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,140 | $710,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,126 | $705,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,877 | $701,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,582 | $692,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,328 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 10,752 | $654,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 9,210 | $651,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,370 | $650,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,394 | $647,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 43,592 | $641,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,722 | $635,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,584 | $635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 7,562 | $635,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,074 | $621,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 18,788 | $620,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,778 | $615,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,654 | $615,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,237 | $614,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,969 | $613,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,999 | $608,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,346 | $594,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 40,334 | $594,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 20,276 | $593,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 10,594 | $588,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 21,579 | $587,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,652 | $586,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 11,019 | $582,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 16,249 | $582,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,011 | $580,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,750 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 17,582 | $575,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,739 | $574,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,363 | $568,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,480 | $568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,388 | $562,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,042 | $557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 4,490 | $556,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,317 | $548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,270 | $547,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,714 | $541,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 10,165 | $539,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,512 | $534,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,669 | $534,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,091 | $531,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,455 | $529,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,623 | $529,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 5,594 | $529,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 29,049 | $522,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,032 | $519,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,600 | $513,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,820 | $512,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 26,391 | $506,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,012 | $504,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 10,690 | $504,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 19,421 | $503,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,647 | $499,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,011 | $483,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,893 | $483,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,296 | $480,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,285 | $479,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 17,632 | $479,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,547 | $478,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,118 | $475,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,682 | $471,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,400 | $471,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,931 | $468,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 16,837 | $460,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,144 | $459,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 10,881 | $458,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 11,265 | $456,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,264 | $453,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,332 | $453,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,792 | $451,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 8,303 | $450,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,237 | $448,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 11,323 | $444,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,958 | $441,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 4,480 | $438,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,895 | $435,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 19,170 | $432,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,392 | $431,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 59,740 | $425,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,183 | $420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,761 | $415,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 10,263 | $413,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,930 | $407,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 12,236 | $406,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,914 | $404,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,369 | $400,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 10,971 | $400,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,143 | $400,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,759 | $396,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 3,643 | $394,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,678 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,825 | $379,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,385 | $378,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,086 | $374,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,768 | $374,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,484 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 8,340 | $370,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 5,380 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,651 | $359,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,471 | $355,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,604 | $355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,596 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,194 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,196 | $343,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,653 | $340,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,125 | $339,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,280 | $338,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,383 | $336,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,594 | $334,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 6,508 | $334,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 183,150 | $330,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,870 | $329,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,731 | $326,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,865 | $325,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,681 | $324,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,450 | $320,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,799 | $319,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,865 | $317,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,863 | $315,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,096 | $314,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,010 | $313,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,672 | $311,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,209 | $308,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,813 | $307,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,066 | $305,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,789 | $303,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,551 | $303,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,427 | $301,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,280 | $296,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,289 | $295,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,500 | $295,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 561 | $294,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,351 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 17,310 | $294,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 5,112 | $292,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,563 | $290,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,069 | $288,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,852 | $284,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,599 | $284,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,097 | $283,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,327 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,976 | $283,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,058 | $282,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 11,934 | $280,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,961 | $280,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,008 | $278,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 256 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,524 | $274,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,091 | $271,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,388 | $264,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,622 | $263,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 5,282 | $262,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,389 | $260,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,225 | $260,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,412 | $257,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,067 | $257,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,531 | $255,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,538 | $254,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 40,718 | $254,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,080 | $254,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,317 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,056 | $253,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,200 | $252,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,245 | $251,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,012 | $249,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 48,920 | $249,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 798 | $247,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,419 | $246,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,865 | $243,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,972 | $240,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,152 | $239,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,106 | $238,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,300 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 5,536 | $237,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,600 | $236,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,668 | $234,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 417 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,359 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,988 | $231,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,335 | $230,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,491 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,324 | $230,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,052 | $229,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 7,953 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,823 | $225,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 661 | $224,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,508 | $223,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,654 | $219,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,813 | $219,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,201 | $218,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,705 | $217,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,713 | $217,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 449 | $216,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 5,300 | $216,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 8,700 | $215,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,264 | $215,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 915 | $213,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,033 | $212,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 21,117 | $212,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,399 | $211,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 300 | $210,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,473 | $209,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,776 | $208,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 38,173 | $207,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,964 | $205,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,738 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,553 | $203,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,761 | $201,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,310 | $182,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 16,000 | $171,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,706 | $166,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,784 | $146,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,902 | $145,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 11,507 | $145,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,505 | $143,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 100,000 | $100,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,730 | $88,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 21,524 | $73,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,700 | $73,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,300 | $57,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 800 | $44,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,500 | $27,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,000 | $24,000 | thousands by filing date | put |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 11,000 | $18,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 11,000 | $17,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 13,000 | $16,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 12,000 | $14,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 12,000 | $12,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 10,000 | $11,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 11,000 | $11,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11,000 | $10,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 11,000 | $10,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002595 | this filing | 2020-10-21 | acceptance time not in the bulk data set |