13F-HR filed by WealthTrust Axiom LLC
WealthTrust Axiom LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-21, with 207 holding rows worth $232,121,000.
- Accession
- 0001085146-20-002593
- Filer
- CIK 1425949
- Filed
- 2020-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 207 entries on the cover page, a total value of $232,121,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $232,121,000 with VALUE read as thousands by filing date, 13F file number 028-12715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 96,628 | $11,190,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 371,405 | $9,500,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 73,585 | $8,953,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,193,091 | $8,160,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 33,977 | $7,146,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 112,765 | $6,798,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 218,463 | $5,852,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 793,183 | $5,353,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 98,385 | $5,094,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 84,873 | $5,049,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 127,122 | $5,007,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,892,498 | $4,996,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 523,763 | $4,425,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 444,015 | $4,298,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 108,200 | $4,244,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 46,688 | $3,872,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 886,620 | $3,697,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 112,610 | $3,649,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 118,512 | $3,378,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 38,044 | $3,308,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 88,551 | $3,249,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,684 | $3,079,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 178,791 | $2,658,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 41,410 | $2,616,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 166,043 | $2,615,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 32,098 | $2,497,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 200,652 | $2,474,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 989,967 | $2,217,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,529 | $2,029,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 32,225 | $1,978,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 117,659 | $1,967,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 53,409 | $1,909,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 314,397 | $1,880,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 536,045 | $1,870,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 87,323 | $1,861,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 36,285 | $1,843,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,274 | $1,668,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 119,112 | $1,598,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 41,527 | $1,563,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 115,009 | $1,557,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 478 | $1,505,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 31,915 | $1,475,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,094 | $1,425,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,312 | $1,350,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 213,234 | $1,328,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 95,135 | $1,317,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 18,001 | $1,242,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 166,677 | $1,186,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,146 | $1,176,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,174 | $1,164,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 165,600 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 45,349 | $1,130,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 68,542 | $1,083,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,641 | $1,047,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,401 | $1,032,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,364 | $1,029,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,561 | $988,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,104 | $987,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,790 | $985,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,804 | $968,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,400 | $957,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,343 | $896,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 31,962 | $895,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 74,968 | $828,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 108,767 | $795,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,060 | $791,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 142,632 | $784,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 43,939 | $766,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 35,700 | $722,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 201,954 | $718,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,691 | $692,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,297 | $688,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 37,250 | $683,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,000 | $681,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 43,436 | $675,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,993 | $659,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 52,634 | $645,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,260,957 | $644,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,414 | $642,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,578 | $634,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 97,536 | $634,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 17,083 | $625,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,457 | $621,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 17,134 | $588,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 73,965 | $585,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 40,845 | $574,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,046 | $568,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,831 | $556,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 35,240 | $556,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 43,370 | $536,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,817 | $534,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,557 | $530,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,434 | $529,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,658 | $527,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 10,707 | $503,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,677 | $498,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,550 | $483,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,801 | $471,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,450 | $464,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 69,610 | $463,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,916 | $462,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 24,180 | $460,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,549 | $450,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 50,500 | $449,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,251 | $443,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,100 | $442,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,788 | $412,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,325 | $409,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,771 | $406,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,382 | $398,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,615 | $392,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,261 | $390,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 6,817 | $388,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,140 | $384,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,728 | $379,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,640 | $378,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,065 | $374,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 34,850 | $371,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 24,974 | $370,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,565 | $369,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,057 | $354,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,681 | $353,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,801 | $350,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,480 | $345,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,361 | $338,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,793 | $333,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 30,005 | $327,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,132 | $326,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,230 | $324,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 39,014 | $323,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,919 | $322,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,347 | $317,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 28,474 | $317,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,500 | $314,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,928 | $313,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,000 | $311,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,264 | $300,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 28,482 | $295,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,500 | $285,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 319,278 | $284,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,233 | $283,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 41,316 | $283,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 9,405 | $270,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,100 | $269,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,558 | $269,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 19,991 | $269,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,838 | $262,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,771 | $260,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 53,374 | $260,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,587 | $252,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 171 | $251,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 654 | $250,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,700 | $245,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 860 | $243,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,801 | $241,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 11,990 | $241,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,919 | $240,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 380,285 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,000 | $234,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,350 | $227,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 3,815 | $223,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,200 | $222,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,843 | $221,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 502 | $215,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,384 | $212,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,422 | $210,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,625 | $210,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,251 | $207,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,049 | $206,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,758 | $206,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,746 | $205,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52,331 | $204,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,577 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,160 | $204,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 20,310 | $203,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,027 | $203,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,714 | $200,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,071 | $188,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,171 | $177,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,846 | $170,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 63,898 | $158,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,746 | $155,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 108,825 | $150,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,321 | $147,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,450 | $140,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,184 | $136,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 22,347 | $132,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,405 | $131,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 15,000 | $103,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 22,220 | $91,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 14,500 | $89,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 10,842 | $73,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,500 | $70,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,550 | $69,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 26,000 | $67,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,500 | $64,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,000 | $58,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,500 | $55,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,500 | $40,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,700 | $39,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 19,158 | $30,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,267 | $29,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,429 | $24,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $24,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,375 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $9,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 11,561 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002593 | this filing | 2020-10-21 | acceptance time not in the bulk data set |