13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-17, with 3,992 holding rows worth $7,203,822,000.
- Accession
- 0001085146-20-002348
- Filer
- CIK 1567755
- Filed
- 2020-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,992 entries on the cover page, a total value of $7,203,822,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,203,822,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEALED AIR CORP NEW | 81211K100 | COM | 709 | $23,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,700 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 731 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 688 | $23,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 450 | $23,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 1,372 | $23,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,940 | $23,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 550 | $22,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 171 | $22,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 424 | $22,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,654 | $22,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 198 | $22,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 300 | $22,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 336 | $22,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,400 | $22,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,700 | $22,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 9,801 | $22,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,500 | $22,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,023 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 413 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 521 | $22,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 497 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 248 | $22,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 951 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 590 | $22,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 345 | $22,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 726 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,102 | $22,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 784 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,390 | $22,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,739 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 802 | $22,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 600 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 822 | $22,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,500 | $22,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 900 | $21,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 909 | $21,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 171 | $21,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,118 | $21,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 362 | $21,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,296 | $21,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 913 | $21,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 367 | $21,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 396 | $21,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,316 | $21,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 70 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 220 | $21,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 313 | $21,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,500 | $21,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 600 | $21,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,501 | $21,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 3,023 | $21,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,375 | $21,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,316 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 667 | $21,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 439 | $21,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,117 | $21,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 935 | $21,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 583 | $21,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 710 | $21,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 243 | $21,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,272 | $21,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,000 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 900 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 623 | $21,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 500 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,349 | $21,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,450 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1,140 | $21,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 317 | $21,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,200 | $21,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 507 | $20,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 737 | $20,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 306 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 929 | $20,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 455 | $20,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,050 | $20,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 977 | $20,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,983 | $20,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 945 | $20,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,411 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 255 | $20,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,000 | $20,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 202 | $20,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,894 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1,664 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 550 | $20,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 891 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 700 | $20,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,218 | $20,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 4,750 | $20,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 830 | $20,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,736 | $20,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,443 | $20,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 2,482 | $20,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,727 | $20,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,725 | $19,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 180 | $19,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 734 | $19,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,058 | $19,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,362 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,277 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1,235 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 520 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 291 | $19,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 289 | $19,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 222 | $19,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 818 | $19,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 2,326 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 396 | $19,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 247 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,575 | $19,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 600 | $19,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,000 | $19,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 242 | $19,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,109 | $19,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 967 | $19,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 420 | $19,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,037 | $19,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 844 | $19,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,858 | $19,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 882 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 1,900 | $19,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 500 | $18,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,858 | $18,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 850 | $18,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,775 | $18,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 779 | $18,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 450 | $18,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 156 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 435 | $18,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 359 | $18,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 397 | $18,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 768 | $18,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 243 | $18,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,034 | $18,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,538 | $18,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,040 | $18,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 347 | $18,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,250 | $18,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,000 | $18,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 780 | $18,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,775 | $18,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,101 | $18,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 467 | $18,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 649 | $18,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,568 | $18,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,000 | $18,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,232 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P514 | FUND | 443 | $18,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,400 | $18,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 140 | $18,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 2,000 | $18,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 295 | $17,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 142 | $17,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 300 | $17,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 452 | $17,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 663 | $17,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,710 | $17,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 74 | $17,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 254 | $17,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,800 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 679 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 620 | $17,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,235 | $17,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 462 | $17,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 405 | $17,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 501 | $17,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 525 | $17,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 2,200 | $17,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 381 | $17,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 461 | $17,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 265 | $17,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,450 | $17,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 999 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 324 | $17,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 961 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,600 | $17,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,665 | $17,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,200 | $17,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 655 | $16,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 546 | $16,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 686 | $16,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 4,721 | $16,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,680 | $16,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 894 | $16,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 506 | $16,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 900 | $16,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 942 | $16,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,457 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 652 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 305 | $16,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 2,586 | $16,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,375 | $16,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 255 | $16,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,200 | $16,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 252 | $16,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 363 | $16,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,750 | $16,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 377 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 1,324 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,000 | $16,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 900 | $16,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,549 | $16,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 600 | $16,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 1,218 | $16,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 500 | $15,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,000 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 199 | $15,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 400 | $15,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 9,892 | $15,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 415 | $15,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 634 | $15,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 366 | $15,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 590 | $15,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 358 | $15,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 344 | $15,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 1,138 | $15,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 401 | $15,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5,631 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,475 | $15,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 406 | $15,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 350 | $15,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,494 | $15,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,400 | $15,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 243 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 300 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 597 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 700 | $15,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 632 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 561 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 640 | $15,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 578 | $15,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,350 | $15,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,000 | $15,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 275 | $15,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 3,000 | $15,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 500 | $14,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 127 | $14,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 201 | $14,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 275 | $14,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 215 | $14,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 385 | $14,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 584 | $14,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,150 | $14,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 850 | $14,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,298 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 250 | $14,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 300 | $14,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 602 | $14,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,781 | $14,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 245 | $14,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,960 | $14,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,468 | $14,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,500 | $14,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 1,315 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,000 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 736 | $14,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 124 | $14,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 658 | $14,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 243 | $14,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,880 | $14,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 825 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 515 | $14,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 414 | $14,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,363 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 600 | $14,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,650 | $14,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,040 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 750 | $14,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,358 | $14,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,804 | $14,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 30,000 | $14,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,575 | $14,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 640 | $14,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 445 | $14,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 150 | $13,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 216 | $13,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 660 | $13,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 311 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 659 | $13,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 280 | $13,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 968 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 150 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 486 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 275 | $13,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 353 | $13,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 105 | $13,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 410 | $13,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 333 | $13,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,650 | $13,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,522 | $13,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,091 | $13,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,100 | $13,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,000 | $13,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 878 | $13,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,000 | $13,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 269 | $13,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 312 | $13,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 300 | $13,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,049 | $13,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 322 | $13,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,060 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 569 | $13,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,160 | $13,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 378 | $13,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 250 | $13,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,007 | $13,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,463 | $13,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 453 | $13,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 450 | $13,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,429 | $13,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,800 | $13,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,641 | $13,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 390 | $13,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,130 | $12,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 400 | $12,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,713 | $12,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 277 | $12,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,191 | $12,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,000 | $12,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 300 | $12,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 650 | $12,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 1,147 | $12,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 7,115 | $12,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 189 | $12,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,009 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 400 | $12,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 69 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 454 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,397 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 200 | $12,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200 | $12,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 262 | $12,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,316 | $12,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 829 | $12,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 155 | $12,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 553 | $12,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 2,177 | $12,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 201 | $12,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 849 | $12,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 396 | $12,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 800 | $12,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 305 | $12,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 562 | $12,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 515 | $12,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 225 | $12,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 498 | $12,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 544 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 858 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 605 | $12,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 559 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 963 | $12,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 223 | $12,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 530 | $12,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,500 | $12,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,000 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 610 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 400 | $12,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 6,499 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 180 | $12,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 2,500 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 430 | $12,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 148 | $12,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 297 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 85 | $11,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 346 | $11,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 351 | $11,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 450 | $11,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 250 | $11,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 165 | $11,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,400 | $11,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 269 | $11,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,396 | $11,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 145 | $11,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 296 | $11,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 134 | $11,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 200 | $11,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 92 | $11,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,100 | $11,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 562 | $11,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 337 | $11,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 252 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 460 | $11,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 415 | $11,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 227 | $11,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 789 | $11,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 513 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,000 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,000 | $11,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,100 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,500 | $11,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,000 | $11,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 755 | $11,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 721 | $11,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 623 | $11,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,750 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 227 | $11,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 465 | $11,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 4,775 | $11,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 967 | $11,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,779 | $11,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,012 | $11,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,800 | $11,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 125 | $10,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 91 | $10,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 467 | $10,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 71 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,700 | $10,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 100 | $10,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 103 | $10,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 471 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 532 | $10,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 335 | $10,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $10,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 866 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 160 | $10,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 2,012 | $10,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 229 | $10,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 204 | $10,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 2,237 | $10,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 114 | $10,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 500 | $10,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,472 | $10,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,143 | $10,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 236 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 700 | $10,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,010 | $10,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 363 | $10,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 348 | $10,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,025 | $10,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 900 | $10,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,500 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 900 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 371 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 412 | $10,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 441 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 370 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 480 | $10,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 415 | $10,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 675 | $10,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 547 | $10,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 411 | $10,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 446 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 766 | $10,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 500 | $10,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,000 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 1,380 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 394 | $10,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 235 | $9,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 131 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 963 | $9,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,000 | $9,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 100 | $9,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 100 | $9,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 617 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 812 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 134 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 600 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 369 | $9,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 120 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 200 | $9,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 150 | $9,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 539 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 71 | $9,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 167 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 76 | $9,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 250 | $9,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 125 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 728 | $9,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 985 | $9,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 269 | $9,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 115 | $9,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 104 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,182 | $9,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 627 | $9,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 490 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 445 | $9,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,240 | $9,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 291 | $9,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,100 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 340 | $9,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 416 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 356 | $9,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 130 | $9,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,300 | $9,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 222 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 100 | $9,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 857 | $9,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 291 | $9,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 319 | $9,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 600 | $9,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,635 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002348 | this filing | 2020-08-17 | acceptance time not in the bulk data set |