13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,157 holding rows worth $7,441,664,000.
- Accession
- 0001085146-20-002266
- Filer
- CIK 1084580
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,157 entries on the cover page, a total value of $7,441,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,441,664,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVASIVE INC | 670704105 | COM | 36,700 | $2,043,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 64,700 | $2,041,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 200,000 | $2,040,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,600 | $2,032,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 60,000 | $2,024,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 876,156 | $2,024,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 19,200 | $2,015,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 162,005 | $2,015,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 67,500 | $2,011,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,544 | $2,006,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422LAA5 | NOTE 5.000% 7/1 | 2,000,000 | $2,000,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,500 | $1,996,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 51,440 | $1,995,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 35,273 | $1,994,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 40,100 | $1,992,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 120,651 | $1,990,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 22,242 | $1,990,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 68,175 | $1,987,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,830,000 | $1,987,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 185,000 | $1,983,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $1,982,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,647,000 | $1,978,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 10,000 | $1,976,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 18,635 | $1,974,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,750 | $1,973,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 22,200 | $1,966,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 55,000 | $1,949,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 15,005 | $1,945,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 48,500 | $1,943,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 19,700 | $1,934,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 23,472 | $1,925,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,700 | $1,896,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50,000 | $1,893,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 15,497 | $1,890,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 430,000 | $1,883,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 135,156 | $1,883,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 273,393 | $1,870,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 40,000 | $1,866,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,100 | $1,864,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 46,401 | $1,856,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20,195 | $1,852,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 52,073 | $1,852,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $1,850,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 75,565 | $1,838,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,004,000 | $1,817,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 10,000 | $1,802,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 10,942 | $1,796,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 261,000 | $1,796,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,800 | $1,791,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 15,000 | $1,790,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 58,500 | $1,787,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 51,500 | $1,777,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 173,252 | $1,774,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,000 | $1,756,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 22,500 | $1,755,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 274,170 | $1,749,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 183,100 | $1,747,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 12,500 | $1,745,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 34,300 | $1,743,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 65,374 | $1,730,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 62,925 | $1,730,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 9,892 | $1,725,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,165,000 | $1,721,000 | thousands by filing date | principal |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 80,000 | $1,716,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,300 | $1,715,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 8,300 | $1,715,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 25,303 | $1,712,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 167,225 | $1,711,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 16,400 | $1,705,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 51,450 | $1,682,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,000 | $1,680,000 | thousands by filing date | put |
| PERDOCEO ED CORP | 71363P106 | COM | 105,450 | $1,680,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 16,200 | $1,673,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 76,855 | $1,672,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 26,000 | $1,669,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 21,400 | $1,656,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 43,019 | $1,653,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 85,300 | $1,649,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 85,300 | $1,649,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,473 | $1,647,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100,000 | $1,643,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 10,000 | $1,642,000 | thousands by filing date | put |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 144,650 | $1,635,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,623 | $1,632,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,560 | $1,626,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,492 | $1,626,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 160,566 | $1,622,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 36,083 | $1,614,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 26,100 | $1,606,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 14,800 | $1,587,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 12,500 | $1,581,000 | thousands by filing date | put |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 11,275,000 | $1,579,000 | thousands by filing date | principal |
| CASELLA WASTE SYS INC | 147448104 | CL A | 30,220 | $1,575,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82,800 | $1,574,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 115,300 | $1,572,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 114,988 | $1,567,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 13,500 | $1,565,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 33,531 | $1,564,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,900 | $1,562,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 79,900 | $1,562,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 92,701 | $1,557,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 91,500 | $1,556,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,047 | $1,555,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,000 | $1,547,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 2,200 | $1,545,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,572 | $1,535,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,700 | $1,523,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 87,000 | $1,521,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 150,593 | $1,513,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 37,115 | $1,510,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 122,406 | $1,509,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 20,000 | $1,500,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 150,300 | $1,498,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 67,500 | $1,496,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,000 | $1,496,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 150,000 | $1,496,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 81,000 | $1,490,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 15,400 | $1,487,000 | thousands by filing date | put |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 70,423 | $1,473,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 35,000 | $1,455,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 785,900 | $1,438,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 161,658 | $1,434,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,259 | $1,434,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 211,477 | $1,434,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 15,000 | $1,429,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 160,090 | $1,425,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 7,900 | $1,424,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 63,104 | $1,423,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 66,682 | $1,421,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,900 | $1,413,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 90,000 | $1,407,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,500 | $1,405,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,604,000 | $1,405,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 130,375 | $1,402,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 75,000 | $1,394,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 96,226 | $1,390,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 133,392 | $1,381,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 20,500 | $1,379,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 20,000 | $1,351,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 8,800 | $1,345,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 207,950 | $1,343,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 164,100 | $1,337,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 11,092 | $1,325,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 75,000 | $1,313,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 67,811 | $1,290,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 250,000 | $1,283,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 25,000 | $1,278,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 1,286 | $1,268,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 113,610 | $1,268,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 13,100 | $1,266,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A130 | COM | 82,328 | $1,260,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $1,251,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 33,089 | $1,249,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 26,000 | $1,246,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,385,700 | $1,233,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 64,266 | $1,229,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 22,313 | $1,220,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 23,839 | $1,216,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 69,000 | $1,206,000 | thousands by filing date | call |
| Gaotu Techedu Inc | 36257Y109 | COM | 20,000 | $1,200,000 | thousands by filing date | call |
| IJH | 464287507 | COM | 6,643 | $1,181,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 52,129 | $1,173,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 57,544 | $1,157,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 65,572 | $1,156,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,800 | $1,150,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T108 | COM | 125,000 | $1,150,000 | thousands by filing date | call |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 92,625 | $1,144,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,000 | $1,138,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 190,786 | $1,131,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,200 | $1,129,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 19,709 | $1,117,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 15,500 | $1,114,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 85,200 | $1,106,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 31,320 | $1,105,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 59,000 | $1,102,000 | thousands by filing date | call |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 100,000 | $1,098,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 74,700 | $1,097,000 | thousands by filing date | put |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 45,000 | $1,084,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,078 | $1,083,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 100,087 | $1,080,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,300 | $1,071,000 | thousands by filing date | call |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 101,698 | $1,061,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,541 | $1,056,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,205 | $1,049,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 100,000 | $1,046,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 100,000 | $1,045,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 9,000 | $1,043,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9,800 | $1,041,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 30,400 | $1,038,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 29,366 | $1,031,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 37,946 | $1,031,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 75,000 | $1,028,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 31,355 | $1,027,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 90,000 | $1,025,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 14,750 | $1,022,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 17,104 | $1,021,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,800 | $1,017,000 | thousands by filing date | put |
| TTEC HLDGS INC | 89854H102 | COM | 21,800 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 13,995 | $1,012,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 98,130 | $1,011,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,595 | $1,006,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,836 | $1,006,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 28,047 | $1,004,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,750 | $1,003,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,000 | $993,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 16,600 | $991,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 29,700 | $987,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,600 | $981,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 24,600 | $977,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 102,200 | $975,000 | thousands by filing date | call |
| WILLSCOT CORP | 971375126 | COM | 79,200 | $973,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,534 | $972,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 43,500 | $967,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 23,200 | $967,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 79,700 | $967,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 20,240 | $965,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 21,908 | $965,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 25,400 | $964,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 48,506 | $962,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 97,363 | $959,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 13,048 | $958,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 95,106 | $955,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 76,700 | $946,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 62,708 | $938,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 1,053,000 | $933,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 135,700 | $927,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 30,790 | $925,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 969,000 | $918,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 36,000 | $911,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 10,680 | $903,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 11,000 | $902,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 4,500 | $901,000 | thousands by filing date | call |
| TECHTARGET INC | 87874R100 | COM | 30,000 | $901,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,100 | $899,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 5,000 | $894,000 | thousands by filing date | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,000 | $893,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,250 | $885,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 8,050 | $881,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 11,299 | $881,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,365 | $871,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 11,916 | $871,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 26,300 | $868,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 100,000 | $865,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,500 | $864,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 24,798 | $858,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 78,700 | $854,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,979 | $847,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,900 | $846,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,000 | $834,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 4,610 | $831,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 657,000 | $829,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,091 | $826,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 5,000 | $825,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 5,700 | $824,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 23,826 | $822,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 575,000 | $817,000 | thousands by filing date | principal |
| SUNRUN INC | 86771W105 | COM | 41,057 | $810,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 98,462 | $808,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,840 | $808,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 44,000 | $805,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,289 | $790,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 14,400 | $772,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 31,552 | $760,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 294,024 | $759,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 12,845 | $742,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 41,471 | $739,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 606,000 | $736,000 | thousands by filing date | principal |
| SWITCH INC | 87105L104 | CL A | 41,200 | $734,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 95,359 | $732,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 153,900 | $731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 18,700 | $729,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 28,282 | $724,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,002 | $718,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 28,000 | $717,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 118,100 | $716,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 36,570 | $715,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 14,000 | $713,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 20,000 | $710,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 32,500 | $708,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 762,000 | $705,000 | thousands by filing date | principal |
| Pareteum Corporation | 69946T207 | COM | 1,111,439 | $689,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 25,000 | $686,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 25,000 | $686,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 2,300 | $678,000 | thousands by filing date | put |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 50,000 | $678,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 40,000 | $672,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 7,323 | $668,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 24,795 | $665,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 12,600 | $661,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 150,618 | $660,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 15,377 | $659,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 40,000 | $657,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 4,214 | $657,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 29,299 | $655,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,300 | $654,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 460 | $650,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,684 | $646,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 19,500 | $644,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 43,645 | $641,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 21,822 | $640,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,422 | $637,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 200,000 | $632,000 | thousands by filing date | put |
| EVERGY INC COM | 30034W106 | Stock | 10,644 | $631,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 48,550 | $619,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,200 | $618,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 50,000 | $618,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 53,149 | $615,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $612,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 42,300 | $611,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,901 | $610,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 50,000 | $608,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 5,800 | $603,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 16,900 | $603,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,400 | $600,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 6,200 | $599,000 | thousands by filing date | put |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 60,000 | $589,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 500,000 | $588,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 38,095 | $578,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 5,900 | $573,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 15,436 | $568,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 15,015 | $568,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,000 | $568,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $566,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,000 | $566,000 | thousands by filing date | put |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 31,590 | $566,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,000 | $564,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 163,200 | $560,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,700 | $558,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 29,900 | $558,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 27,576 | $553,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 21,280 | $551,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 40,061 | $551,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 11,373 | $550,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 40,000 | $550,000 | thousands by filing date | put |
| PRIMO WATER CORPORATION | 74167P108 | COM | 40,000 | $550,000 | thousands by filing date | call |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 20,000 | $549,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,000 | $545,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 12,682 | $538,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,069 | $537,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 50,000 | $535,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 50,000 | $534,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 40,000 | $533,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 77,445 | $529,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 22,600 | $529,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 32,682 | $525,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,389 | $521,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,560 | $521,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 24,300 | $515,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 33,000 | $511,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 25,000 | $510,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 94,102 | $507,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,654 | $504,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 50,000 | $504,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 50,000 | $504,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 60,516 | $493,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 244,104 | $488,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 40,000 | $487,000 | thousands by filing date | call |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 47,800 | $487,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 55,277 | $478,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 24,958 | $476,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,716 | $472,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $471,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 51,098 | $470,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 10,000 | $467,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 25,300 | $455,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 40,000 | $448,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 24,200 | $447,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 468 | $444,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 20,000 | $444,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,000 | $444,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 8,553 | $443,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 42,500 | $443,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,000 | $442,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 42,385 | $442,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $435,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,900 | $435,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 150,000 | $434,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,800 | $433,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 19,900 | $433,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 3,400 | $432,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 25,294 | $432,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 16,800 | $431,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 12,672 | $428,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,405 | $424,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,652 | $420,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500,000 | $419,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 9,500 | $405,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,500 | $405,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,039 | $402,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 58,500 | $400,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,544 | $398,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 18,495 | $397,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 21,796 | $392,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,000 | $391,000 | thousands by filing date | call |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 208,000 | $390,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,600 | $388,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,529 | $388,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,500 | $386,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,500 | $386,000 | thousands by filing date | call |
| WILLSCOT CORP | 971375126 | COM | 31,400 | $386,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,676 | $383,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,005 | $382,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,000 | $382,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 46,226 | $382,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 26,963 | $382,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,500 | $381,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 10,000 | $378,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,948 | $375,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,160 | $371,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 10,015 | $371,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,800 | $370,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 25,000 | $369,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,000 | $367,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 30,000 | $365,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,500 | $362,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 50,000 | $361,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 32,222 | $361,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 154,000 | $353,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 1,106 | $349,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,053 | $348,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 10,000 | $346,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 25,063 | $340,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,085 | $339,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,115 | $338,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,000 | $336,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,098 | $333,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,745 | $333,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,176 | $330,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 13,200 | $330,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,430 | $327,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 36,900 | $326,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 62,900 | $325,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 53,700 | $325,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 9,003 | $324,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,789 | $323,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 9,200 | $323,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 2,519 | $319,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 37,663 | $313,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 4,800 | $312,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,834 | $311,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 19,300 | $310,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 100,000 | $308,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,418 | $307,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 123,000 | $306,000 | thousands by filing date | principal |
| DAKTRONICS INC | 234264109 | COM | 70,000 | $305,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,700 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 15,489 | $303,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,000 | $301,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 14,100 | $299,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,710 | $298,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 7,540 | $291,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,000 | $285,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,500 | $285,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,961 | $284,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 27,385 | $282,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,005 | $281,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,000 | $280,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,081 | $277,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $276,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,805 | $275,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 90,000 | $275,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,757 | $268,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 725 | $267,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,435 | $265,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,200 | $263,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,600 | $262,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $254,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 10,110 | $253,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,249 | $253,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,383 | $253,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 16,187 | $252,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 25,000 | $251,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,500 | $247,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,900 | $246,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 954 | $244,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 91,800 | $244,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,500 | $241,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 14,094 | $240,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,197 | $238,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 57,000 | $238,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339P101 | COM | 18,313 | $234,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 279,000 | $234,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,063 | $231,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,082 | $230,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,500 | $230,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 6,521 | $229,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 10,800 | $229,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 40,552 | $228,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $227,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,118 | $221,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,417 | $220,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $216,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,200 | $214,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,250 | $214,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,952 | $212,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 475 | $210,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,273 | $208,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,322 | $207,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,000 | $206,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002266 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002716 | base | 2020-11-02 | acceptance time not in the bulk data set |