13F-HR filed by Summit X, LLC
Summit X, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 213 holding rows worth $270,472,000.
- Accession
- 0001085146-20-002210
- Filer
- CIK 1697729
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 213 entries on the cover page, a total value of $270,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,472,000 with VALUE read as thousands by filing date, 13F file number 028-18119. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 51,875 | $16,069,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,982 | $14,587,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 129,832 | $9,087,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 93,473 | $7,769,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 24,044 | $7,111,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 52,398 | $7,046,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 34,466 | $6,989,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 81,255 | $5,874,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 198,613 | $5,559,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,865 | $5,148,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 126,190 | $4,048,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,417 | $3,971,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 129,364 | $3,911,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,660 | $3,798,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 58,706 | $3,561,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 59,230 | $3,385,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,375 | $3,369,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 209,057 | $3,213,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,384 | $3,126,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,505 | $3,050,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 44,602 | $3,046,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,615 | $3,006,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 12,472 | $2,939,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 61,534 | $2,752,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 48,475 | $2,652,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 232,731 | $2,628,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,121 | $2,605,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,364 | $2,559,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 26,620 | $2,554,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 83,618 | $2,544,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 47,354 | $2,420,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 55,144 | $2,365,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,649 | $2,205,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 39,344 | $2,169,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,775 | $2,118,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,952 | $2,114,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,905 | $2,093,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,751 | $2,092,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,335 | $2,068,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 80,379 | $2,059,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 58,406 | $1,878,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,293 | $1,857,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 48,649 | $1,829,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 33,324 | $1,753,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,661 | $1,594,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,808 | $1,548,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 37,732 | $1,538,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,584 | $1,532,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 54,042 | $1,516,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,958 | $1,493,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 79,823 | $1,471,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12,286 | $1,467,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,541 | $1,430,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 37,788 | $1,350,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 19,188 | $1,350,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 62,013 | $1,288,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 35,852 | $1,242,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 73,300 | $1,209,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 19,436 | $1,198,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,904 | $1,178,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 29,727 | $1,159,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,402 | $1,156,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 55,676 | $1,152,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 85,697 | $1,136,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,000 | $1,087,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,738 | $1,082,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,894 | $1,042,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 26,455 | $1,042,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 93,552 | $1,041,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,820 | $1,040,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,818 | $1,018,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,233 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 18,818 | $981,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,910 | $952,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,200 | $926,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 634 | $898,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,424 | $885,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,894 | $877,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 69,038 | $851,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,676 | $850,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,921 | $842,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 835 | $793,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,387 | $783,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 60,657 | $772,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,836 | $761,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,184 | $754,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,935 | $735,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,963 | $718,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,894 | $717,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,840 | $714,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 33,630 | $710,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,040 | $691,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,518 | $688,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 29,826 | $684,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,881 | $676,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,942 | $668,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 28,809 | $663,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,220 | $660,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,406 | $654,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,560 | $651,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,668 | $631,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,762 | $630,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,870 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,760 | $617,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,988 | $603,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 87,254 | $596,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,169 | $578,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,310 | $574,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 40,470 | $571,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,899 | $562,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 343 | $547,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,885 | $544,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,679 | $538,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,723 | $530,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,080 | $515,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,027 | $507,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,736 | $487,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,613 | $483,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,950 | $481,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,654 | $479,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,761 | $475,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,684 | $473,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,426 | $471,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 13,160 | $467,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,788 | $466,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,508 | $465,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,724 | $465,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 744 | $464,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,010 | $460,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,237 | $459,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,405 | $450,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,454 | $448,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,241 | $432,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,667 | $429,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,051 | $422,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,018 | $419,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,465 | $415,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 21,584 | $413,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,185 | $408,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,700 | $400,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,450 | $390,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,195 | $387,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,317 | $387,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 4,313 | $384,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,935 | $382,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 540 | $379,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,155 | $375,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,169 | $373,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 8,765 | $369,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,595 | $366,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,135 | $362,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,348 | $355,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 24,006 | $351,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,236 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,037 | $346,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 917 | $337,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,245 | $336,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,109 | $335,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,662 | $333,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,752 | $332,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,971 | $323,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,921 | $323,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 143,998 | $314,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,735 | $313,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,701 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,969 | $300,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,726 | $292,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,946 | $284,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,061 | $283,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,048 | $278,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,076 | $278,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,678 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,354 | $274,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,272 | $274,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,704 | $271,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 847 | $262,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,189 | $259,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,631 | $258,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,187 | $255,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,586 | $249,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,418 | $244,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,639 | $241,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,095 | $236,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,844 | $233,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,316 | $231,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,338 | $231,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,189 | $227,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,880 | $225,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,412 | $216,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,465 | $215,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,050 | $208,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,088 | $204,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,651 | $203,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,939 | $120,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 77,700 | $117,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,924 | $79,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,000 | $76,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 13,000 | $66,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,000 | $38,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,702 | $34,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,000 | $30,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 29,000 | $25,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 68,200 | $24,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,000 | $23,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 38,000 | $22,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 14,000 | $22,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 25,500 | $19,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 35,000 | $18,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 17,500 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,500 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 11,000 | $4,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 200 | $2,000 | thousands by filing date | call |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002210 | this filing | 2020-08-13 | acceptance time not in the bulk data set |