13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 670 holding rows worth $938,896,000.
- Accession
- 0001085146-20-002192
- Filer
- CIK 1607239
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 670 entries on the cover page, a total value of $938,896,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $938,896,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,363 | $250,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,138 | $249,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 14,500 | $249,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,203 | $248,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 51,215 | $248,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,379 | $247,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,966 | $246,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,133 | $244,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,520 | $244,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,275 | $243,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 24,730 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,512 | $242,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,086 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,075 | $241,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,482 | $240,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,779 | $240,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,781 | $240,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 19,142 | $240,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,669 | $239,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,194 | $238,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 176,514 | $238,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,700 | $237,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,445 | $236,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,661 | $236,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,423 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,380 | $235,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,588 | $234,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,200 | $233,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,246 | $233,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,560 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,084 | $232,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,838 | $232,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,152 | $231,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,784 | $231,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,207 | $229,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 19,434 | $229,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,584 | $228,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,720 | $228,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,217 | $227,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,119 | $226,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,790 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 4,576 | $225,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 29,150 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,250 | $224,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,700 | $224,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 8,000 | $224,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,000 | $221,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,957 | $220,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 209 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,900 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,654 | $219,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,220 | $218,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,184 | $217,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 694 | $217,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,275 | $217,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,449 | $216,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,138 | $215,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,925 | $214,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 803 | $214,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 20,000 | $214,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,550 | $214,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,256 | $213,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,466 | $212,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,716 | $211,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 52,000 | $209,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,500 | $209,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,837 | $208,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 17,000 | $208,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 998 | $207,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,987 | $207,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,325 | $207,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 8,000 | $207,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,303 | $206,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,100 | $206,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,985 | $204,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,715 | $201,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 32,054 | $200,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,993 | $199,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,519 | $189,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 13,150 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $184,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 24,975 | $177,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 13,000 | $175,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,750 | $173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,198 | $172,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 30,458 | $171,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 12,500 | $171,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,300 | $170,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,100 | $170,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,970 | $169,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,115 | $167,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,350 | $161,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,500 | $160,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $160,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,000 | $156,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 15,000 | $155,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,487 | $154,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 103,529 | $151,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,279 | $150,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,550 | $150,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,250 | $149,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 27,500 | $145,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,553 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,853 | $136,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,350 | $135,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,227 | $134,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 11,000 | $134,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,965 | $132,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,420 | $131,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 29,063 | $129,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,803 | $129,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 16,294 | $125,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 50,402 | $124,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,614 | $123,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,500 | $117,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $115,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 27,844 | $114,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,045 | $114,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 20,858 | $114,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,114 | $111,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,668 | $108,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,204 | $106,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 15,029 | $100,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,275 | $100,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,915 | $94,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,791 | $93,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 191,200 | $93,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,775 | $92,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,009 | $89,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,775 | $81,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,286 | $79,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,000 | $77,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,183 | $75,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 53,300 | $67,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,800 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,500 | $59,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,300 | $58,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 42,905 | $55,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 10,000 | $51,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,450 | $50,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 30,048 | $48,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,650 | $46,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,500 | $31,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $29,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 10,000 | $22,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,200 | $18,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,200 | $18,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,700 | $16,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $14,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,150 | $14,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,500 | $10,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 300 | $8,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $8,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,100 | $7,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,500 | $7,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 3,000 | $7,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 500 | $6,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $6,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,600 | $5,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 500 | $5,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 500 | $5,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 1,500 | $5,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 1,500 | $4,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 500 | $3,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 2,500 | $1,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 500 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002192 | this filing | 2020-08-13 | acceptance time not in the bulk data set |