13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,107 holding rows worth $2,705,023,000.
- Accession
- 0001085146-20-002189
- Filer
- CIK 1512647
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,107 entries on the cover page, a total value of $2,705,023,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,705,023,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKLEY W R CORP COM | 084423102 | Stock | 3,546 | $203,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 6,519 | $202,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 83,997 | $202,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,657 | $201,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,044 | $201,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 44,924 | $201,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 968 | $200,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,076 | $200,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 10,365 | $200,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,000 | $196,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,755 | $195,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 44,197 | $194,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,962 | $193,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 17,036 | $193,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,709 | $192,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 23,730 | $191,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,219 | $188,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,380 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,238 | $187,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 25,235 | $185,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 51,268 | $184,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,679 | $181,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,189 | $181,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,895 | $177,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 21,950 | $177,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 33,500 | $177,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,040 | $176,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 22,414 | $173,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,958 | $172,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,573 | $162,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 11,618 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,142 | $160,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,461 | $160,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,273 | $159,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,390 | $158,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 12,863 | $158,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,216 | $156,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 48,505 | $153,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,636 | $151,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,008 | $150,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,181 | $148,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 23,969 | $147,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,463 | $144,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 12,495 | $144,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 31,000 | $143,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 38,426 | $139,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 35,000 | $138,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,379 | $137,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,350 | $135,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,225 | $133,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,095 | $133,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,807 | $130,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,041 | $130,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,303 | $129,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,467 | $125,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,219 | $124,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 13,164 | $124,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 13,880 | $123,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,770 | $123,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 43,935 | $120,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,315 | $117,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,420 | $113,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,129 | $112,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,819 | $109,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 12,974 | $109,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,505 | $108,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,293 | $102,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,254 | $100,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,100 | $100,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,566 | $99,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 10,891 | $98,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21,003 | $97,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,439 | $88,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 10,768 | $84,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,750 | $82,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,110 | $81,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,662 | $77,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,082 | $74,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 33,383 | $70,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 28,249 | $65,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 26,532 | $65,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 71,000 | $65,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,978 | $63,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,328 | $62,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,405 | $61,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,989 | $60,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,369 | $58,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,269 | $57,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,000 | $56,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,386 | $54,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,110 | $52,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,450 | $42,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,213 | $34,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,000 | $33,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 27,000 | $31,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 30,000 | $30,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 26,000 | $25,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 30,000 | $23,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,000 | $23,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,431 | $22,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 18,000 | $21,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $12,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,166 | $12,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,200 | $2,000 | thousands by filing date | put |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 11,068 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,000 | $1,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002189 | this filing | 2020-08-13 | acceptance time not in the bulk data set |