13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 612 holding rows worth $1,079,572,000.
- Accession
- 0001085146-20-002188
- Filer
- CIK 1666741
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 612 entries on the cover page, a total value of $1,079,572,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,079,572,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 38,255 | $269,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,724 | $267,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 999 | $266,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,959 | $266,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,450 | $265,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 17,573 | $263,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,445 | $262,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,285 | $262,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,363 | $261,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 868 | $259,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,728 | $258,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,160 | $258,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,130 | $257,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 873 | $256,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,109 | $254,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,047 | $254,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,162 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 4,641 | $253,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,049 | $252,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,467 | $249,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,889 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,963 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,834 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,598 | $247,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 425 | $246,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 18,958 | $246,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,239 | $246,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,712 | $245,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,785 | $243,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,799 | $243,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,646 | $243,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,297 | $243,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,750 | $242,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,478 | $240,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,091 | $238,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,402 | $238,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,580 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,110 | $235,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,469 | $232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,514 | $231,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,062 | $231,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,970 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,089 | $230,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,165 | $230,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,489 | $228,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 19,310 | $223,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,436 | $223,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,183 | $222,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,147 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,014 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,447 | $222,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,047 | $221,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,589 | $220,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 967 | $220,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,350 | $219,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 8,787 | $219,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 94,987 | $219,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,545 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 16,100 | $218,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,479 | $217,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,638 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,836 | $217,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,139 | $215,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,078 | $214,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 31,159 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,582 | $214,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,000 | $214,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,704 | $213,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,204 | $210,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,200 | $210,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,791 | $209,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,314 | $206,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 31,468 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,285 | $206,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,714 | $204,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,769 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,616 | $203,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,427 | $202,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,476 | $187,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,082 | $181,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,925 | $178,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 32,551 | $174,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 13,576 | $167,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,287 | $166,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,873 | $159,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 10,695 | $154,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,194 | $150,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 21,437 | $147,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,511 | $144,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $136,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,325 | $126,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,625 | $121,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,319 | $114,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,012 | $106,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $106,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,233 | $95,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,372 | $92,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,468 | $89,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,775 | $85,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 10,348 | $75,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 16,783 | $74,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,715 | $74,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,732 | $71,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,375 | $64,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,000 | $57,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,583 | $51,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,346 | $34,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,400 | $32,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,586 | $26,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 21,000 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002188 | this filing | 2020-08-13 | acceptance time not in the bulk data set |