13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 3,484 holding rows worth $3,756,354,000.
- Accession
- 0001085146-20-002186
- Filer
- CIK 1534468
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,484 entries on the cover page, a total value of $3,756,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,756,354,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,737 | $42,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,990 | $42,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 194 | $42,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,395 | $42,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 8,508 | $42,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,604 | $42,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,400 | $42,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,400 | $42,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 2,338 | $42,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,334 | $42,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 362 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,243 | $41,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,315 | $41,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,168 | $41,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 800 | $41,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,411 | $41,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 5,246 | $41,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 2,835 | $41,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,715 | $41,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,194 | $41,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,330 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,432 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 787 | $41,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 850 | $41,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,000 | $41,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 670 | $41,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,059 | $40,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 686 | $40,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 177 | $40,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,450 | $40,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 1,000 | $40,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,245 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 979 | $40,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 300 | $40,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 3,735 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,200 | $40,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 2,525 | $40,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,880 | $40,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,452 | $40,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 1,450 | $40,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 350 | $39,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,602 | $39,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 447 | $39,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 733 | $39,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 3,815 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,425 | $39,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,804 | $39,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,100 | $39,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 4,139 | $39,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 1,438 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 741 | $39,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 905 | $39,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 938 | $39,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,946 | $39,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,858 | $39,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 485 | $38,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 382 | $38,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 575 | $38,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 4,474 | $38,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 192 | $38,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 5,284 | $38,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 335 | $38,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,144 | $38,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 475 | $38,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 3,100 | $38,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 624 | $38,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 464 | $37,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,281 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 290 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 306 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 2,035 | $37,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 900 | $37,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,500 | $37,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 7,800 | $37,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 714 | $37,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,657 | $37,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 6,792 | $37,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 763 | $37,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,100 | $37,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,337 | $36,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 754 | $36,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,160 | $36,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 550 | $36,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,642 | $36,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,923 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,621 | $36,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,100 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 946 | $36,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 1,000 | $36,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,190 | $36,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,200 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,322 | $36,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1,241 | $36,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,084 | $36,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,110 | $36,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,500 | $36,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,087 | $35,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 3,266 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 620 | $35,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 251 | $35,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 332 | $35,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 715 | $35,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 1,181 | $35,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 530 | $35,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 684 | $35,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 3,000 | $35,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,000 | $35,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 600 | $34,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 103 | $34,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 563 | $34,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,333 | $34,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 639 | $34,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,118 | $34,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,376 | $34,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,775 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,001 | $34,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,528 | $34,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 4,184 | $34,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,242 | $34,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,879 | $33,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,876 | $33,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 402 | $33,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 801 | $33,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 350 | $33,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 216 | $33,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 550 | $33,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,322 | $33,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 3,800 | $33,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,129 | $33,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 568 | $33,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,816 | $33,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,486 | $33,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 3,000 | $33,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,631 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 1,085 | $33,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,233 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,100 | $33,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,397 | $33,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,868 | $33,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,717 | $33,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,300 | $33,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 506 | $32,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 985 | $32,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,125 | $32,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 533 | $32,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 4,539 | $32,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 899 | $32,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 7,210 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 675 | $32,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 566 | $32,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,043 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,164 | $32,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,050 | $32,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 6,000 | $32,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1,450 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,545 | $32,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 3,205 | $32,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 698 | $32,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 572 | $31,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 521 | $31,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 570 | $31,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,284 | $31,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,325 | $31,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 304 | $31,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,140 | $31,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 136 | $31,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 960 | $31,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 3,024 | $31,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 249 | $31,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 744 | $31,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 862 | $31,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 122 | $31,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 543 | $31,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,000 | $31,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 558 | $31,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1,235 | $31,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,304 | $30,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 158 | $30,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,950 | $30,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,281 | $30,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 288 | $30,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 9,213 | $30,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 582 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,393 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,203 | $30,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 546 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 675 | $30,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 718 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 1,200 | $30,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,358 | $30,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 786 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,039 | $30,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,395 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 704 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 750 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 828 | $30,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,600 | $30,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,210 | $30,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,000 | $30,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,455 | $30,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,161 | $30,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 671 | $29,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 291 | $29,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,028 | $29,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,200 | $29,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,650 | $29,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,346 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 752 | $29,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,067 | $29,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 392 | $29,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,440 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 465 | $29,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 2,800 | $29,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,390 | $29,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 1,300 | $29,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,000 | $28,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 2,392 | $28,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,755 | $28,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 575 | $28,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,100 | $28,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,197 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1,057 | $28,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 600 | $28,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 3,354 | $28,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 967 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 619 | $28,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,829 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 1,077 | $28,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,614 | $28,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,090 | $28,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,200 | $28,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,920 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 700 | $28,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 870 | $27,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 983 | $27,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 230 | $27,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 179 | $27,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 740 | $27,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 455 | $27,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 323 | $27,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,372 | $27,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,706 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 753 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 800 | $27,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,000 | $27,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,234 | $27,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $27,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 9,507 | $26,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 250 | $26,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 514 | $26,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 90 | $26,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,320 | $26,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 489 | $26,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 267 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 875 | $26,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,875 | $26,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,596 | $26,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,673 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 780 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 500 | $26,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 950 | $26,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 363 | $26,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 915 | $26,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 7,800 | $26,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 1,350 | $26,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,502 | $25,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 4,751 | $25,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,357 | $25,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 205 | $25,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 575 | $25,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 2,017 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 996 | $25,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 465 | $25,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 897 | $25,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 300 | $25,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 870 | $25,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 325 | $25,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,700 | $25,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1,350 | $25,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,210 | $25,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 836 | $25,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 340 | $24,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 118 | $24,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 555 | $24,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 574 | $24,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,950 | $24,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,213 | $24,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 379 | $24,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,129 | $24,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 800 | $24,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,000 | $24,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 186 | $24,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,500 | $24,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 3,000 | $24,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 3,541 | $24,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,837 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,533 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 452 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 355 | $24,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,510 | $24,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,500 | $24,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 600 | $24,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,400 | $24,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,200 | $23,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,209 | $23,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 170 | $23,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 475 | $23,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 551 | $23,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,020 | $23,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 118 | $23,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,502 | $23,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,000 | $23,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 141 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 138 | $23,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 280 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 362 | $23,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 275 | $23,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,447 | $23,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 531 | $23,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 500 | $23,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,505 | $23,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 865 | $23,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 371 | $23,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,030 | $23,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 650 | $23,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 3,718 | $23,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,330 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 456 | $23,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,400 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 349 | $23,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,348 | $23,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 220 | $23,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,182 | $23,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,070 | $23,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 614 | $23,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,500 | $23,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,825 | $22,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 577 | $22,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,696 | $22,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,241 | $22,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 200 | $22,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 117 | $22,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,500 | $22,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 400 | $22,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 530 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 420 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 400 | $22,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 900 | $22,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,000 | $22,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,355 | $22,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 55,135 | $22,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,600 | $22,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 1,128 | $22,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 262 | $21,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 516 | $21,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 184 | $21,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 600 | $21,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 479 | $21,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 900 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 123 | $21,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 854 | $21,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,250 | $21,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,519 | $21,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 500 | $21,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,354 | $21,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 899 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 275 | $21,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,837 | $21,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 2,425 | $21,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,846 | $21,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 540 | $20,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 891 | $20,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,629 | $20,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,367 | $20,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 700 | $20,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 375 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 379 | $20,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,025 | $20,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 398 | $20,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 73 | $20,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 169 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 5,600 | $20,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 960 | $20,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,400 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 624 | $20,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 900 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1,810 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,500 | $20,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,063 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 414 | $20,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 425 | $20,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 845 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 522 | $20,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,038 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 883 | $20,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 4,100 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,014 | $20,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,000 | $20,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,357 | $20,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 500 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 836 | $20,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 242 | $20,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 54 | $19,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 312 | $19,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 281 | $19,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 934 | $19,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,351 | $19,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 410 | $19,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 307 | $19,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 279 | $19,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 649 | $19,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 300 | $19,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 366 | $19,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 427 | $19,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,000 | $19,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 342 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1,000 | $19,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,040 | $19,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,366 | $19,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 2,100 | $19,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,450 | $19,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 229 | $19,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 264 | $19,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 589 | $19,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,863 | $19,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 660 | $19,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,059 | $19,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 990 | $19,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,668 | $19,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,694 | $19,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,090 | $19,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 534 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 191 | $19,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 763 | $19,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,600 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 624 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,000 | $19,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 834 | $19,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,504 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 820 | $19,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 690 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 806 | $19,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 300 | $18,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,190 | $18,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,014 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 602 | $18,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 750 | $18,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 233 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 410 | $18,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 784 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 472 | $18,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,900 | $18,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 551 | $18,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 125 | $18,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,846 | $18,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,000 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 359 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 369 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 550 | $18,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 652 | $18,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 800 | $18,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 600 | $18,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 5,002 | $17,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 261 | $17,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 148 | $17,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 288 | $17,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 108 | $17,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 988 | $17,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,200 | $17,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 2,181 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 627 | $17,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 500 | $17,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 803 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 464 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 140 | $17,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 392 | $17,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 367 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 825 | $17,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,534 | $17,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 560 | $17,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,257 | $17,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 677 | $17,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,044 | $17,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,135 | $17,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 882 | $17,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,200 | $17,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 988 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 510 | $17,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 360 | $17,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 250 | $17,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 7,170 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 650 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,639 | $17,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,500 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,177 | $17,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,310 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002186 | this filing | 2020-08-13 | acceptance time not in the bulk data set |