13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 913 holding rows worth $2,345,237,000.
- Accession
- 0001085146-20-002185
- Filer
- CIK 1534400
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 913 entries on the cover page, a total value of $2,345,237,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,345,237,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,783 | $557,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 16,582 | $552,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 20,731 | $550,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 13,798 | $550,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 10,840 | $548,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,631 | $546,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 25,628 | $545,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,341 | $544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,013 | $543,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 28,956 | $533,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,527 | $530,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,256 | $529,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,177 | $527,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,009 | $526,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 182,596 | $526,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10,547 | $525,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,793 | $524,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,620 | $523,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,451 | $522,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 11,248 | $521,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15,620 | $519,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 16,977 | $519,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,665 | $514,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,063 | $514,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,958 | $513,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 11,193 | $513,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,405 | $512,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 66,127 | $511,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 8,896 | $506,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 809 | $505,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,895 | $502,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23,487 | $501,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,374 | $499,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 13,584 | $494,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 5,920 | $493,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,735 | $491,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,405 | $490,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,125 | $487,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 23,640 | $486,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,546 | $485,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 12,698 | $485,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,324 | $481,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 17,965 | $481,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,977 | $478,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,696 | $478,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,550 | $477,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,934 | $477,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,193 | $476,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,167 | $473,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 29,110 | $470,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,390,506 | $468,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,817 | $468,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,832 | $467,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,334 | $466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,827 | $466,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,988 | $465,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,872 | $465,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,185 | $464,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 21,495 | $463,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,094 | $459,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,848 | $459,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 17,867 | $459,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,176 | $457,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,100 | $457,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,785 | $457,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,614 | $456,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,041 | $455,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 8,380 | $455,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 15,707 | $455,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,489 | $455,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,377 | $454,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,883 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,968 | $448,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 14,620 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 9,784 | $445,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 52,676 | $445,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,334 | $444,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 19,761 | $444,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,150 | $442,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 33,853 | $436,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,169 | $435,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,313 | $432,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 35,599 | $432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 7,981 | $430,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 15,996 | $429,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,720 | $429,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 19,909 | $425,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,055 | $424,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,910 | $419,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,414 | $418,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 11,601 | $418,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 9,989 | $417,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 18,666 | $415,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,037 | $413,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,184 | $412,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 13,141 | $409,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,740 | $408,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,178 | $406,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,417 | $406,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,544 | $404,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,610 | $403,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 8,530 | $402,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,295 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,177 | $399,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,355 | $397,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 55,744 | $397,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,325 | $397,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 11,379 | $397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 21,998 | $396,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,483 | $394,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,471 | $394,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 11,081 | $394,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 9,082 | $391,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 7,068 | $391,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22,372 | $390,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 18,200 | $385,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 9,615 | $384,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 14,110 | $380,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 16,000 | $380,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,883 | $379,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 116,126 | $379,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 13,697 | $377,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,935 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,618 | $376,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,113 | $375,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,658 | $374,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,796 | $372,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,369 | $371,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,645 | $371,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,656 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,710 | $369,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,052 | $366,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,341 | $363,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,782 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,993 | $362,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,657 | $362,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 11,551 | $359,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 5,450 | $358,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,205 | $357,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,510 | $357,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,451 | $357,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 9,971 | $356,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,416 | $352,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,006 | $352,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,442 | $350,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,293 | $350,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 14,750 | $350,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,199 | $348,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 33,238 | $348,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 10,806 | $347,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,051 | $346,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 9,207 | $346,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,765 | $345,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 11,234 | $344,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 677,742 | $344,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 67,082 | $343,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,315 | $339,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,759 | $338,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,735 | $337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 16,754 | $337,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 46,035 | $337,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,723 | $336,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,470 | $335,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 12,270 | $335,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 16,077 | $334,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,390 | $332,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,743 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,878 | $332,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,069 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 7,365 | $331,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 117,019 | $331,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,964 | $330,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 13,106 | $330,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,599 | $329,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,514 | $329,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,299 | $328,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,878 | $328,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,734 | $327,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,750 | $326,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,119 | $324,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 795 | $322,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,978 | $321,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,625 | $320,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,288 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 42,535 | $318,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,021 | $317,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,738 | $316,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 13,550 | $314,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,635 | $312,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 6,062 | $312,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 22,922 | $311,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 764 | $309,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,290 | $309,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 22,947 | $309,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,818 | $306,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,123 | $306,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,047 | $305,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 8,538 | $305,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,347 | $304,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,624 | $304,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,164 | $302,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,946 | $302,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 13,701 | $302,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,564 | $301,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 28,133 | $300,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,030 | $299,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,300 | $295,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,382 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,132 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,936 | $294,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 10,416 | $294,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,554 | $292,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 8,100 | $292,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,320 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,722 | $291,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 12,450 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,457 | $289,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 181 | $288,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,472 | $285,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,363 | $284,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,089 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $284,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,433 | $277,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,001 | $277,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,957 | $277,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,214 | $277,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,849 | $276,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,411 | $275,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 9,120 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,713 | $274,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 25,416 | $271,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,176 | $269,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,005 | $269,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 8,967 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,517 | $269,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,111 | $268,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,931 | $267,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 15,688 | $267,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,687 | $266,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,636 | $266,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,556 | $266,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,991 | $266,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,900 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,835 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,517 | $265,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,877 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,183 | $263,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,345 | $262,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,283 | $261,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,314 | $259,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 700 | $259,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 972 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,285 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,601 | $258,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 722 | $258,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 976 | $257,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,945 | $256,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 33,749 | $256,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 18,729 | $255,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 10,505 | $255,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 7,657 | $253,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 7,312 | $253,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,363 | $251,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,088 | $250,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,743 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,406 | $248,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,917 | $247,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,424 | $244,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 216 | $244,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,435 | $243,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,716 | $243,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,270 | $242,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,827 | $242,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,929 | $242,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 27,332 | $242,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,023 | $241,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,494 | $240,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,098 | $239,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 159,356 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,915 | $239,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,183 | $239,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 18,500 | $239,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,000 | $238,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,700 | $237,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 33,736 | $237,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 415 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 8,573 | $236,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 9,768 | $236,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,736 | $233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,944 | $232,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,379 | $231,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,989 | $230,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 9,883 | $230,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,668 | $229,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,631 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,909 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,984 | $229,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,815 | $228,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 8,784 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,670 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,348 | $227,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,813 | $226,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 22,210 | $226,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,214 | $226,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,736 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 18,618 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,986 | $226,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,665 | $225,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,650 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,457 | $224,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,600 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 6,661 | $223,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,056 | $222,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 7,200 | $222,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 3,700 | $222,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,371 | $221,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,298 | $221,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,800 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,270 | $221,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,230 | $221,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 520 | $219,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,231 | $219,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,478 | $217,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 624 | $216,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,191 | $214,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,403 | $214,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 4,363 | $214,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,828 | $212,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,987 | $212,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,131 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,095 | $211,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,158 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,122 | $209,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,950 | $208,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 7,182 | $207,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 13,813 | $205,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,651 | $203,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,977 | $202,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,784 | $200,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,275 | $200,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 20,507 | $199,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 20,249 | $197,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,707 | $196,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 24,423 | $194,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 13,272 | $192,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 131,500 | $188,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,880 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,256 | $186,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,190 | $185,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 48,485 | $181,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,266 | $179,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 17,608 | $175,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 18,562 | $173,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,582 | $163,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 12,133 | $162,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,000 | $159,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,500 | $155,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,564 | $153,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 16,029 | $153,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,862 | $151,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 19,600 | $145,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,410 | $135,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 11,658 | $132,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 22,860 | $131,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,945 | $129,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,099 | $123,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,443 | $122,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,344 | $122,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,707 | $118,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,152 | $117,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 45,564 | $117,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 102,233 | $117,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 92,875 | $116,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,827 | $107,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,496 | $97,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 14,253 | $86,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,824 | $83,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,419 | $82,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17324XTU4 | MTNF 9/2 | 80,000 | $81,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,857 | $80,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 11,035 | $77,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $77,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 15,400 | $72,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 78,556 | $69,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,700 | $68,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,717 | $64,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,077 | $62,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 16,670 | $58,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,973 | $56,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,387 | $55,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,215 | $55,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,786 | $52,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,833 | $43,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,345 | $42,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 49,910 | $38,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,000 | $36,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,440 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $35,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,713 | $31,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 10,695 | $28,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 25,165 | $25,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 56,800 | $22,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 99,509 | $15,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 10,725 | $12,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,100 | $11,000 | thousands by filing date | put |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 54,380 | $7,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $5,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,200 | $5,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 200 | $3,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,400 | $3,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 4,500 | $2,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 6,900 | $1,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,200 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002185 | this filing | 2020-08-13 | acceptance time not in the bulk data set |