13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 391 holding rows worth $601,496,000.
- Accession
- 0001085146-20-002184
- Filer
- CIK 48966
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 403 entries on the cover page, a total value of $601,496,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $601,496,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIKOLA CORP | 654110105 | COM | 1,900,774 | $128,359,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 316,548 | $78,377,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,401,605 | $35,977,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,476,800 | $24,249,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,625,883 | $16,730,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,907,504 | $15,413,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 332,158 | $11,029,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 80,000 | $8,956,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 62,032 | $8,882,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 4,331,020 | $7,882,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 347,618 | $6,494,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 60,600 | $6,266,000 | thousands by filing date | call |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 598,886 | $6,049,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 432,402 | $5,366,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 409,417 | $5,306,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 155,000 | $5,090,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,035,900 | $4,454,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,125,300 | $4,183,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 500,000 | $3,860,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 90,003 | $3,853,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 354,767 | $3,807,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 51,403 | $3,656,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,461 | $3,534,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 190,515 | $3,458,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,000,000 | $3,400,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 832,609 | $3,364,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 160,216 | $3,345,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,495 | $3,342,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 323,384 | $3,315,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 7,701 | $3,219,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 77,070 | $3,171,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 193,100 | $3,120,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 152,300 | $3,116,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 75,000 | $3,068,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 61,000 | $2,912,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 280,000 | $2,836,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 276,400 | $2,800,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 226,800 | $2,781,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,146,986 | $2,764,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 166,820 | $2,726,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 36,300 | $2,657,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 661,070 | $2,638,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 250,000 | $2,540,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 453,298 | $2,516,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 440,215 | $2,430,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 408,876 | $2,421,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 43,678 | $2,327,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 208,937 | $2,140,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 42,796 | $2,060,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 189,715 | $2,039,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 194,090 | $2,038,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 131,633 | $2,000,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 190,802 | $1,954,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 178,910 | $1,923,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 26,218 | $1,843,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 184,000 | $1,825,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 300,042 | $1,824,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 101,700 | $1,810,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 440,100 | $1,793,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 151,096 | $1,748,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 12,000 | $1,739,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 173,105 | $1,735,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 435,213 | $1,710,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 154,215 | $1,664,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 154,756 | $1,645,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 720,300 | $1,644,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 852,600 | $1,644,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 55,700 | $1,600,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 360,000 | $1,598,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 45,700 | $1,574,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 30,881 | $1,536,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 125,000 | $1,414,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 111,229 | $1,399,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 579,006 | $1,395,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 126,166 | $1,388,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $1,370,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 133,606 | $1,349,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $1,340,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 21,568 | $1,332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 36,000 | $1,320,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 21,794 | $1,285,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 126,531 | $1,282,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 126,961 | $1,276,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 117,658 | $1,271,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 109,193 | $1,168,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 746,700 | $1,166,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 104,300 | $1,119,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 150,000 | $1,070,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 93,274 | $1,054,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 79,000 | $1,028,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60,300 | $1,022,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $1,014,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 80,143 | $1,007,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G202 | UNIT 10/28/2024 | 96,912 | $1,003,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 97,519 | $980,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 26,073 | $973,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 116,100 | $958,000 | thousands by filing date | call |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 93,495 | $927,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 186,800 | $925,000 | thousands by filing date | call |
| DERMTECH INC | 24984K105 | COM | 68,125 | $901,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 12,101 | $893,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,652 | $862,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 304,800 | $861,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 193,100 | $854,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 39,600 | $841,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 349,148 | $820,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 80,800 | $819,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 74,520 | $775,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 218,700 | $773,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,564 | $765,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 111,100 | $764,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 101,700 | $754,000 | thousands by filing date | put |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 75,000 | $719,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 220,820 | $718,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 96,400 | $717,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,984 | $708,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P208 | UNIT 03/31/2025 | 64,000 | $704,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 125,000 | $701,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 62,005 | $676,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 110,193 | $670,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 792,300 | $619,000 | thousands by filing date | put |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 61,008 | $619,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 250,000 | $618,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 60,000 | $610,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 202,162 | $588,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 32,538 | $585,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 160,400 | $582,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 400,000 | $563,000 | thousands by filing date | principal |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 55,000 | $558,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 103,401 | $558,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 105,000 | $557,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 7,410 | $542,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 49,998 | $534,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 53,089 | $532,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 222,466 | $521,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 44,389 | $515,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 151,100 | $497,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 20,742 | $493,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 47,001 | $489,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 315,708 | $489,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 44,868 | $487,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 315,600 | $466,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 41,251 | $460,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 361,300 | $427,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 42,100 | $424,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 41,483 | $419,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 180,000 | $412,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 39,307 | $407,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 500,000 | $399,000 | thousands by filing date | principal |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 297,648 | $393,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 26,220 | $389,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 265,614 | $382,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 87,700 | $381,000 | thousands by filing date | call |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 37,158 | $381,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 42,200 | $372,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 181,200 | $370,000 | thousands by filing date | put |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 407,626 | $367,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 8,930 | $358,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 35,497 | $349,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 32,904 | $343,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 34,039 | $338,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 318,682 | $335,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 39,487 | $330,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,800 | $329,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 200,000 | $320,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 14,131 | $319,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 30,015 | $318,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100,000 | $315,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 50,000 | $313,000 | thousands by filing date | put |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 344,039 | $313,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 135,759 | $299,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8,800 | $298,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 9,458 | $294,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 300,000 | $293,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 25,000 | $293,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 13,664 | $287,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 170,895 | $283,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 781,100 | $278,000 | thousands by filing date | put |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 40,000 | $277,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $276,000 | thousands by filing date | call |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 85,017 | $255,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 25,000 | $254,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 226,175 | $249,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,182 | $248,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 22,401 | $245,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 185,879 | $243,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 23,490 | $240,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 56,000 | $235,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 3,919,188 | $235,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 79,594 | $230,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 98,647 | $227,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 22,740 | $226,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 26,849 | $225,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 22,300 | $224,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 21,000 | $224,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,900 | $219,000 | thousands by filing date | put |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 198,686 | $219,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 201,453 | $218,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 138,401 | $216,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,239 | $212,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 20,701 | $212,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 1,250,000 | $210,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000,600 | $200,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 500,000 | $193,000 | thousands by filing date | put |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 16,969 | $190,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 232,321 | $184,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 57,400 | $182,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,400 | $174,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 111,100 | $174,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 615,800 | $173,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 314,905 | $173,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 45,000 | $164,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,000 | $163,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 203,101 | $162,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 15,806 | $162,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 867,900 | $160,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 12,700 | $156,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,000 | $152,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 542,860 | $152,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 94,600 | $149,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 100,000 | $144,000 | thousands by filing date | principal |
| GRAF INDL CORP | 384278107 | COM | 10,268 | $143,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 13,680 | $140,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 223,500 | $138,000 | thousands by filing date | call |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 121,062 | $136,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 72,450 | $130,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 212,500 | $129,000 | thousands by filing date | put |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 64,724 | $128,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,700 | $124,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 81,400 | $120,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 245,457 | $120,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 306,200 | $118,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 38,800 | $117,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 177,600 | $110,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 104,300 | $109,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 10,690 | $106,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 10,500 | $105,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 10,504 | $103,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 10,199 | $100,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,849 | $98,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 123,881 | $98,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 45,000 | $96,000 | thousands by filing date | put |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 90,718 | $95,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 47,100 | $94,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 95,324 | $93,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 151,298 | $91,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 35,000 | $90,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,000 | $90,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 71,400 | $89,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,481 | $87,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 91,780 | $87,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 24,754 | $86,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 4,122 | $81,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 20,000 | $79,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 119,156 | $77,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,911 | $76,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 87,541 | $76,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 60,889 | $76,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 66,220 | $76,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $74,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 471,700 | $73,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 5,768 | $70,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,000 | $68,000 | thousands by filing date | call |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 137,300 | $68,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 37,100 | $66,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 57,400 | $65,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 11,600 | $65,000 | thousands by filing date | put |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 24,600 | $64,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 24,000 | $64,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 111,200 | $63,000 | thousands by filing date | put |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 621,084 | $62,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 387,489 | $62,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 207,850 | $62,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 48,900 | $61,000 | thousands by filing date | put |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 291,899 | $61,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,500 | $58,000 | thousands by filing date | call |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 62,946 | $57,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 32,500 | $57,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,000 | $56,000 | thousands by filing date | put |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 122,000 | $56,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 43,100 | $55,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,279 | $55,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 31,471 | $54,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,788 | $53,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 51,500 | $53,000 | thousands by filing date | put |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 90,920 | $53,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 75,604 | $53,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 92,645 | $52,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 38,850 | $52,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 194,207 | $50,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 86,613 | $48,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 25,800 | $48,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 26,470 | $48,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 74,809 | $46,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 15,000 | $45,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 59,300 | $44,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 10,000 | $43,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 211,500 | $42,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 30,000 | $41,000 | thousands by filing date | put |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 83,877 | $41,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 77,857 | $39,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 184,000 | $39,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 30,400 | $38,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 50,000 | $38,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 115,000 | $37,000 | thousands by filing date | call |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 35,508 | $37,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,700 | $36,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,700 | $35,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 30,800 | $35,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,000 | $34,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,500 | $33,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 100,000 | $33,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,500 | $31,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 62,297 | $31,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,000 | $30,000 | thousands by filing date | call |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 80,000 | $30,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 11,293 | $29,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 91,600 | $29,000 | thousands by filing date | call |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 58,821 | $29,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 28,177 | $28,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 18,790 | $28,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 20,700 | $27,000 | thousands by filing date | put |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 147,532 | $27,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 19,105 | $27,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 28,241 | $27,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 10,000 | $26,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 494,500 | $26,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 20,000 | $26,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 10,000 | $26,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 40,000 | $25,000 | thousands by filing date | put |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 17,800 | $24,000 | thousands by filing date | call |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 126,121 | $24,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 40,770 | $24,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 27,047 | $24,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 25,060 | $23,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 21,800 | $22,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 55,700 | $21,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 25,000 | $20,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 90,700 | $20,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 37,000 | $20,000 | thousands by filing date | principal |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 11,374 | $19,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 29,286 | $19,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 69,390 | $18,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,000 | $17,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 37,654 | $17,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 59,450 | $16,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 36,000 | $15,000 | thousands by filing date | put |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 53,230 | $15,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 15,000 | $15,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 32,209 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 89,600 | $12,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 45,500 | $12,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 6,800 | $11,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 17,800 | $11,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $11,000 | thousands by filing date | put |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 276,300 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 130,000 | $10,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 6,900 | $10,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,500 | $10,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 20,000 | $10,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 119,700 | $10,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 39,855 | $10,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,000 | $9,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,400 | $9,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 11,600 | $9,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 8,600 | $9,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 177,300 | $9,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 41,700 | $8,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 10,000 | $8,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 15,000 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,400 | $6,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 60,000 | $6,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 10,400 | $6,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 112,300 | $5,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 28,200 | $5,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 15,000 | $5,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 49,700 | $4,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 20,700 | $4,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 130,600 | $4,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,000 | $3,000 | thousands by filing date | call |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 10,561 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,500 | $2,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 17,500 | $2,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 3,800 | $2,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,500 | $2,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 200 | $1,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 7,000 | $1,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 55,000 | $1,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 15,900 | $1,000 | thousands by filing date | put |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002184 | this filing | 2020-08-13 | acceptance time not in the bulk data set |