13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-10, with 192 holding rows worth $170,686,000.
- Accession
- 0001085146-20-002078
- Filer
- CIK 1727605
- Filed
- 2020-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 192 entries on the cover page, a total value of $170,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,686,000 with VALUE read as thousands by filing date, 13F file number 028-18292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 51,272 | $8,797,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 56,910 | $5,717,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,187 | $4,907,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,279 | $4,015,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 29,800 | $3,953,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 30,648 | $3,772,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,941 | $2,965,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 23,754 | $2,630,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,692 | $2,493,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 49,249 | $2,481,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 119,200 | $2,453,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 21,604 | $2,393,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 34,037 | $2,098,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,524 | $1,948,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,222 | $1,896,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 34,259 | $1,866,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 36,265 | $1,844,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 97,869 | $1,796,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 114,765 | $1,688,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 17,788 | $1,678,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,794 | $1,650,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,460 | $1,627,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 16,534 | $1,603,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 18,264 | $1,581,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,381 | $1,574,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,331 | $1,551,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,596 | $1,482,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 34,877 | $1,469,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 25,480 | $1,444,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 8,112 | $1,433,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,502 | $1,422,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 27,894 | $1,410,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,027 | $1,391,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 12,210 | $1,374,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,538 | $1,353,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 49,720 | $1,351,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 10,039 | $1,346,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 43,891 | $1,343,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,596 | $1,337,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,073 | $1,259,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,390 | $1,251,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 94,232 | $1,243,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,611 | $1,227,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 47,689 | $1,168,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,574 | $1,143,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,376 | $1,060,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,917 | $1,048,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,014 | $1,033,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 67,520 | $1,007,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,414 | $992,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 21,933 | $977,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 14,925 | $951,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,118 | $945,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,018 | $945,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,031 | $924,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 32,143 | $913,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 33,567 | $910,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 15,263 | $904,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,106 | $898,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 10,395 | $888,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,948 | $871,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,577 | $862,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,058 | $835,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,233 | $835,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 17,143 | $815,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 14,428 | $804,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 10,527 | $789,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 5,349 | $784,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 15,005 | $783,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,323 | $757,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,708 | $755,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,377 | $754,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,699 | $729,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12,426 | $722,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 36,932 | $717,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,301 | $705,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 49,274 | $703,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 475 | $696,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,678 | $696,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 47,759 | $692,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,943 | $684,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,064 | $683,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,305 | $682,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 12,510 | $681,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,940 | $679,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,276 | $673,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,254 | $666,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,178 | $650,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 12,520 | $649,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,600 | $648,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,894 | $644,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,958 | $637,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,150 | $631,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,347 | $629,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,009 | $609,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,334 | $596,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,630 | $591,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,309 | $589,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 38,291 | $573,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,465 | $572,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 26,234 | $572,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 23,172 | $571,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,029 | $569,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,108 | $562,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,836 | $559,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 38,535 | $548,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,100 | $546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,010 | $541,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,233 | $540,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,290 | $536,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,759 | $526,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,615 | $512,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,052 | $502,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 8,108 | $501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,850 | $493,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,038 | $484,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,717 | $477,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,661 | $475,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 4,209 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,340 | $473,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,708 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,794 | $460,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,051 | $459,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,477 | $444,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,826 | $442,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 16,419 | $429,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,517 | $418,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 46,098 | $417,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,742 | $415,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,769 | $414,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,721 | $406,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 707 | $404,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 7,015 | $402,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,893 | $387,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 16,445 | $384,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,383 | $384,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,426 | $381,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 8,210 | $375,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,137 | $373,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,600 | $367,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 243 | $358,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,266 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,500 | $350,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 8,233 | $348,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,719 | $346,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,674 | $334,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,950 | $334,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,411 | $330,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 220 | $327,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 12,000 | $327,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 750 | $325,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 9,612 | $318,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,484 | $311,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,842 | $308,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,922 | $304,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,118 | $300,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,526 | $299,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,021 | $298,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,573 | $291,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 18,060 | $283,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,450 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,290 | $262,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,712 | $260,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,003 | $257,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 787 | $256,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,524 | $253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 6,300 | $253,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 485 | $247,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,085 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,847 | $244,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,378 | $241,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,625 | $237,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,809 | $237,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,953 | $235,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,841 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,160 | $233,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 711 | $231,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,200 | $230,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,314 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 6,636 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,509 | $208,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,000 | $206,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,716 | $202,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,539 | $201,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,500 | $195,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,507 | $180,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 14,177 | $152,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 14,754 | $143,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,710 | $129,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,000 | $101,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,562 | $58,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002078 | this filing | 2020-08-10 | acceptance time not in the bulk data set |