13F-HR filed by J.W. COLE ADVISORS, INC.
J.W. COLE ADVISORS, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-07, with 303 holding rows worth $665,139,000.
- Accession
- 0001085146-20-002068
- Filer
- CIK 1404763
- Filed
- 2020-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 303 entries on the cover page, a total value of $665,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $665,139,000 with VALUE read as thousands by filing date, 13F file number 028-19681. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 90,937 | $33,174,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 89,993 | $27,750,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 76,513 | $23,695,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 76,989 | $19,062,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,328 | $14,698,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 56,925 | $11,585,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 54,894 | $11,094,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 104,665 | $10,936,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 89,423 | $10,571,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 236,895 | $9,189,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 84,545 | $8,420,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 135,502 | $8,215,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 63,302 | $7,786,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 250,167 | $7,563,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 684,851 | $7,451,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 131,863 | $7,270,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 65,341 | $7,265,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 41,895 | $7,012,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 118,229 | $6,825,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 44,666 | $6,395,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 34,967 | $6,242,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 61,981 | $6,202,000 | thousands by filing date | |
| IJH | 464287507 | COM | 34,832 | $6,194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 131,584 | $5,986,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 69,603 | $5,785,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,358 | $5,770,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 226,505 | $5,645,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 46,966 | $5,503,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 43,983 | $5,360,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 31,085 | $5,096,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 135,224 | $5,084,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 51,665 | $4,915,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 83,263 | $4,883,000 | thousands by filing date | |
| VTI | 922908769 | COM | 30,035 | $4,701,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50,197 | $4,662,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,917 | $4,523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 25,903 | $4,417,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,358 | $4,410,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 83,040 | $4,125,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 78,765 | $3,996,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 49,150 | $3,989,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 87,119 | $3,896,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 55,040 | $3,759,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 30,073 | $3,628,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 19,752 | $3,621,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 76,262 | $3,562,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 105,776 | $3,459,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,914 | $3,457,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 39,611 | $3,431,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 23,188 | $3,379,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 49,900 | $3,361,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,236 | $3,316,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 82,043 | $3,250,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,935 | $3,192,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 99,314 | $3,192,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 40,282 | $3,163,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 34,663 | $3,161,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,885 | $3,049,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,467 | $3,038,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 229,176 | $3,037,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 84,390 | $2,923,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,392 | $2,890,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,014 | $2,847,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 48,825 | $2,791,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,329 | $2,781,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,768 | $2,777,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 59,275 | $2,765,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 23,882 | $2,663,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 19,758 | $2,657,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,546 | $2,560,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 31,043 | $2,534,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,670 | $2,476,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 18,768 | $2,459,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,632 | $2,446,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,678 | $2,434,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 33,720 | $2,405,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23,596 | $2,396,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 44,064 | $2,396,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 18,423 | $2,394,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 11,530 | $2,392,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 46,385 | $2,387,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 18,240 | $2,329,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 51,035 | $2,280,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,961 | $2,267,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24,229 | $2,258,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,658 | $2,252,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,586 | $2,250,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 20,131 | $2,248,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 40,943 | $2,240,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,236 | $2,218,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 18,380 | $2,195,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 86,877 | $2,190,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,377 | $2,183,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 26,737 | $2,170,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 32,775 | $2,165,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,683 | $2,159,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,696 | $2,137,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 77,717 | $2,037,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 23,001 | $2,032,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 20,693 | $1,985,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 12,050 | $1,975,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 34,930 | $1,971,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 28,549 | $1,961,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,414 | $1,862,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 12,499 | $1,861,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 47,026 | $1,846,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 11,127 | $1,819,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 128,835 | $1,804,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 10,248 | $1,789,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,260 | $1,742,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 15,876 | $1,732,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,238 | $1,731,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 15,906 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 39,298 | $1,709,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,505 | $1,663,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 32,139 | $1,626,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,543 | $1,604,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,101 | $1,594,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,547 | $1,578,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,746 | $1,539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 41,623 | $1,527,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 43,035 | $1,524,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,637 | $1,504,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 36,281 | $1,414,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 21,489 | $1,396,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 55,806 | $1,385,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,253 | $1,378,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 57,531 | $1,366,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,270 | $1,360,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 26,177 | $1,357,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,415 | $1,357,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 12,737 | $1,351,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 22,801 | $1,346,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 26,120 | $1,321,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 12,113 | $1,312,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 20,936 | $1,290,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,622 | $1,285,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 99,266 | $1,280,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 46,962 | $1,245,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 24,820 | $1,230,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,312 | $1,214,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,963 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 29,755 | $1,190,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,704 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 21,046 | $1,172,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 54,460 | $1,159,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 20,315 | $1,151,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,787 | $1,144,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 22,911 | $1,127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 39,641 | $1,123,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 51,265 | $1,122,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 20,320 | $1,104,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 63,801 | $1,085,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 76,578 | $1,081,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,449 | $1,073,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 45,832 | $1,072,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 28,512 | $1,071,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 12,975 | $1,060,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 12,611 | $1,048,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 34,379 | $1,044,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 23,739 | $1,026,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 93,462 | $1,026,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 36,912 | $989,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,278 | $980,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 32,152 | $975,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 20,140 | $970,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 37,933 | $962,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,649 | $956,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 33,246 | $933,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 18,877 | $899,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 20,904 | $897,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 13,122 | $888,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,969 | $881,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 21,560 | $879,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 16,826 | $879,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,267 | $869,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,920 | $869,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 14,080 | $850,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 19,493 | $835,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 11,275 | $800,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 16,008 | $797,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 15,843 | $792,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 99,154 | $787,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 12,935 | $767,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 24,769 | $764,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 12,666 | $751,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 10,437 | $750,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 14,892 | $747,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 31,126 | $720,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 20,934 | $716,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,924 | $714,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,916 | $690,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,188 | $677,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 19,340 | $669,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 26,398 | $663,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 65,828 | $660,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 89,335 | $659,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 38,739 | $658,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 11,462 | $638,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 11,683 | $630,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 22,424 | $628,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 20,291 | $626,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 10,393 | $616,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 25,915 | $615,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,049 | $604,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,147 | $593,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,226 | $586,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 30,308 | $583,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,143 | $581,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 27,500 | $577,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 22,814 | $573,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,178 | $571,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,149 | $569,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 20,391 | $563,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 20,183 | $553,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,897 | $547,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,199 | $538,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 19,467 | $529,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 24,638 | $527,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,582 | $520,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 25,501 | $513,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,012 | $510,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,064 | $507,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,883 | $504,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 21,374 | $504,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,198 | $500,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,599 | $494,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,279 | $489,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 31,652 | $475,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,028 | $471,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 19,317 | $463,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 14,846 | $449,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 12,230 | $446,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 15,880 | $444,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,996 | $439,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,383 | $411,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 18,447 | $411,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,632 | $395,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 28,357 | $383,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 12,459 | $383,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,370 | $380,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 61,626 | $375,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 19,856 | $366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,262 | $366,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 15,662 | $362,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 52,446 | $358,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 20,365 | $355,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,558 | $355,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 13,801 | $355,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,736 | $352,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 37,047 | $349,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 47,300 | $337,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,079 | $334,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 13,062 | $331,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 10,488 | $323,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 47,189 | $310,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 13,160 | $294,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 22,574 | $292,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 16,991 | $284,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 21,776 | $281,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,804 | $273,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 14,491 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 11,337 | $266,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,167 | $263,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 11,705 | $260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,312 | $254,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 19,646 | $253,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 16,752 | $250,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 10,878 | $247,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,486 | $246,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,152 | $242,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,616 | $241,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25,701 | $241,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,452 | $237,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,971 | $236,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,131 | $236,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,308 | $234,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 12,511 | $232,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 12,775 | $207,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,059 | $182,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 19,077 | $176,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,493 | $156,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,210 | $146,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,292 | $135,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,863 | $134,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 12,379 | $128,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,261 | $125,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 40,200 | $113,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,696 | $103,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 15,895 | $102,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,852 | $88,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 25,679 | $88,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,200 | $78,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,770 | $75,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,711 | $72,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,306 | $66,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,935 | $55,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,997 | $53,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 10,000 | $48,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 83,891 | $45,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,656 | $34,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,719 | $31,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 10,000 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002068 | this filing | 2020-08-07 | acceptance time not in the bulk data set |