13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-07, with 276 holding rows worth $584,452,000.
- Accession
- 0001085146-20-002048
- Filer
- CIK 1631353
- Filed
- 2020-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 375 entries on the cover page, a total value of $584,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $584,452,000 with VALUE read as thousands by filing date, 13F file number 028-16362. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCRAWFORD INVESTMENT COUNSEL INC028-02354
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerDakota Wealth Management028-16362
- included managerEATON VANCE MANAGEMENT028-04139
- included managerFirst Fiduciary Investment Counsel, Inc.028-07360
- included managerKarpus Management, Inc.028-11445
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 133,541 | $25,633,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,519 | $22,077,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100,491 | $20,451,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 53,510 | $17,364,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,076 | $16,763,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,000 | $16,343,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 56,077 | $10,833,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 108,887 | $10,691,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 41,295 | $10,345,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 67,820 | $9,711,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 116,936 | $9,666,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 26,001 | $9,421,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 40,000 | $9,167,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 406,985 | $8,689,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 63,818 | $7,644,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 31,764 | $7,629,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 53,837 | $7,378,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 117,079 | $7,127,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 62,887 | $7,013,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 173,416 | $6,935,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,328 | $6,881,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,950 | $6,460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 240,374 | $6,057,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 62,218 | $5,968,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 33,882 | $5,817,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 56,348 | $5,684,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 388,055 | $5,440,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 88,667 | $5,376,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 53,560 | $5,038,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 42,247 | $4,994,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 24,562 | $4,964,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 16,367 | $4,840,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 375,489 | $4,776,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 129,629 | $4,490,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 73,421 | $4,433,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 317,133 | $4,408,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 41,548 | $4,341,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 78,243 | $4,314,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,735 | $4,238,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 62,458 | $4,126,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 12,333 | $4,117,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 52,013 | $4,098,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 314,404 | $4,049,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 32,305 | $3,974,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,195 | $3,905,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,487 | $3,832,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,400 | $3,825,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 78,780 | $3,751,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,164 | $3,710,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 90,908 | $3,548,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 11,546 | $3,352,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 30,796 | $3,322,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 60,373 | $3,303,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15,192 | $3,143,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 38,385 | $3,075,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 51,219 | $3,036,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 20,878 | $2,973,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 223,390 | $2,909,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 37,533 | $2,902,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 123,783 | $2,900,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,154 | $2,856,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 14,280 | $2,844,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,825 | $2,788,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 20,689 | $2,710,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 21,515 | $2,598,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,649 | $2,556,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 27,152 | $2,482,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9,904 | $2,452,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,340 | $2,364,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,966 | $2,327,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 16,020 | $2,236,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 43,778 | $2,189,000 | thousands by filing date | |
| VTI | 922908769 | COM | 13,772 | $2,156,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 54,363 | $2,153,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 193,377 | $2,152,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 19,420 | $2,151,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,901 | $2,137,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,784 | $2,105,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,473 | $2,089,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 22,718 | $2,081,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 39,675 | $2,013,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,411 | $1,942,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 44,504 | $1,931,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,553 | $1,925,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,038 | $1,906,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 18,750 | $1,906,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,918 | $1,903,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 29,910 | $1,843,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,933 | $1,830,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 33,956 | $1,820,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 56,050 | $1,787,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 128,248 | $1,703,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 45,889 | $1,663,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,174 | $1,660,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 9,249 | $1,643,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,818 | $1,608,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 15,223 | $1,470,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,889 | $1,464,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,279 | $1,445,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,691 | $1,444,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 76,183 | $1,432,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,264 | $1,426,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,928 | $1,386,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 27,220 | $1,357,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 41,491 | $1,356,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 15,621 | $1,353,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 44,205 | $1,336,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 18,943 | $1,315,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,828 | $1,249,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,533 | $1,224,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 86,216 | $1,181,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,770 | $1,172,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,338 | $1,164,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 97,100 | $1,144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 81,850 | $1,136,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 120,975 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 8,276 | $1,106,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,595 | $1,103,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 142,494 | $1,051,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 77,683 | $1,023,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,537 | $1,015,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,332 | $984,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,748 | $971,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,178 | $941,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,083 | $913,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,727 | $892,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,842 | $888,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 14,066 | $875,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 67,815 | $850,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 59,325 | $838,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,827 | $760,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,355 | $758,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,602 | $757,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,075 | $750,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,100 | $739,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,334 | $719,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 653 | $705,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 113,038 | $697,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,322 | $693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 32,216 | $682,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 10,668 | $679,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,733 | $666,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 12,707 | $656,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,685 | $650,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,058 | $647,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 45,136 | $642,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 12,813 | $635,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 46,750 | $631,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 14,524 | $628,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 49,012 | $626,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,288 | $612,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,720 | $606,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,652 | $598,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,474 | $597,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,748 | $590,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7,879 | $587,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,329 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,614 | $573,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,778 | $571,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,652 | $553,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 37,304 | $539,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,569 | $533,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,600 | $533,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,846 | $528,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,383 | $525,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,000 | $516,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 3,474 | $502,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,071 | $488,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 35,722 | $484,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 20,035 | $477,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,008 | $476,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,518 | $472,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,173 | $464,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,635 | $459,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,500 | $455,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,465 | $454,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,747 | $451,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 90,220 | $436,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,583 | $434,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,328 | $433,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 435 | $429,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 13,954 | $429,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 19,069 | $428,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,209 | $423,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 43,340 | $408,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,651 | $406,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,000 | $403,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 31,056 | $401,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 39,068 | $388,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,900 | $387,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 2,046 | $383,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 31,800 | $383,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,663 | $381,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 401 | $381,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,863 | $379,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,689 | $378,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 39,834 | $375,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 706 | $360,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,417 | $360,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 32,550 | $356,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 13,159 | $350,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,969 | $348,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,840 | $348,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 31,914 | $345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,344 | $341,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 29,100 | $340,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 24,500 | $337,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,867 | $336,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,254 | $335,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,502 | $318,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 20,927 | $318,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 29,020 | $313,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 847 | $309,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,293 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,586 | $306,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,215 | $303,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,602 | $302,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 30,581 | $302,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,766 | $298,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,545 | $298,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,655 | $297,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,661 | $294,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 800 | $292,000 | thousands by filing date | put |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 19,434 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 23,273 | $289,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,240 | $288,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,140 | $286,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 12,163 | $282,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,151 | $279,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 74,400 | $275,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 435 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,198 | $268,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 22,100 | $263,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 24,007 | $251,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,313 | $249,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,346 | $249,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,304 | $248,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 419 | $239,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 855 | $235,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,131 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 9,113 | $227,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,930 | $226,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 682 | $225,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,102 | $224,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 28,497 | $223,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 19,100 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,277 | $220,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,526 | $216,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,402 | $210,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 26,742 | $210,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 14,158 | $209,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,570 | $206,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,380 | $203,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,015 | $201,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 24,250 | $201,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1,990 | $200,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,010 | $194,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,500 | $194,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $186,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,300 | $179,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 22,755 | $176,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 13,725 | $165,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,732 | $155,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,276 | $144,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 14,550 | $144,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 26,875 | $138,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 24,130 | $131,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,730 | $130,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,504 | $121,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,000 | $118,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 15,047 | $113,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,000 | $112,000 | thousands by filing date | call |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 10,925 | $107,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,785 | $99,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,573 | $97,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 55 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002048 | this filing | 2020-08-07 | acceptance time not in the bulk data set |