13F-HR filed by PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-06, with 389 holding rows worth $3,144,953,000.
- Accession
- 0001085146-20-002030
- Filer
- CIK 1009006
- Filed
- 2020-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 389 entries on the cover page, a total value of $3,144,953,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,144,953,000 with VALUE read as thousands by filing date, 13F file number 028-05320. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 198,844 | $50,894,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 132,684 | $48,403,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 260,368 | $43,862,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 683,067 | $42,617,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 327,926 | $40,535,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 459,535 | $40,150,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 212,982 | $37,662,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 603,420 | $35,149,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 200,269 | $34,172,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 508,301 | $34,168,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 170,294 | $31,615,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 602,416 | $31,458,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 958,672 | $31,051,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 370,050 | $29,264,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 709,086 | $28,966,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 240,824 | $28,564,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,281 | $28,363,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 408,740 | $28,134,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 89,742 | $27,905,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 912,064 | $27,207,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 469,199 | $26,941,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 325,117 | $26,692,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 185,000 | $26,489,000 | thousands by filing date | principal |
| POLYONE CORP | 73179P106 | COM | 1,006,840 | $26,409,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 666,371 | $25,988,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,037,075 | $25,823,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 954,253 | $25,755,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 977,555 | $25,612,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 308,685 | $25,078,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 474,705 | $24,955,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 656,470 | $24,861,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 607,361 | $24,707,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,007,228 | $24,637,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 114,534 | $23,309,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 869,744 | $23,118,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 237,518 | $22,757,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 381,571 | $22,658,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 355,451 | $22,589,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 969,271 | $22,254,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,567,881 | $21,558,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 856,560 | $21,517,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 783,247 | $21,336,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 327,390 | $21,284,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14,225,000 | $21,000,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15,881 | $20,765,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 447,365 | $20,310,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 508,228 | $20,105,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100,568 | $19,805,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 685,449 | $19,672,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 239,177 | $19,373,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 201,263 | $18,931,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 307,449 | $18,804,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 222,420 | $18,441,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 272,481 | $17,976,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 334,168 | $17,567,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 90,296 | $17,443,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 385,944 | $17,441,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,451,259 | $17,372,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 141,610 | $17,143,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 152,658 | $16,973,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,589,456 | $16,737,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 920,060 | $16,460,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 433,033 | $16,265,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 216,530 | $16,177,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 471,101 | $16,036,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 548,682 | $15,989,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 400,340 | $15,914,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 355,112 | $15,710,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 677,994 | $15,675,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 11,509 | $15,595,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 762,942 | $15,564,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 318,323 | $15,518,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 167,214 | $15,317,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 369,167 | $15,280,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 414,406 | $15,221,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 472,685 | $15,060,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 3,000,000 | $15,012,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 373,485 | $14,402,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 250,938 | $14,324,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,430,000 | $14,250,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 9,580,000 | $14,244,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 204,869 | $13,861,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 35,499 | $13,783,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 13,992,000 | $13,695,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 138,736 | $13,543,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 9,388,000 | $13,522,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 200,079 | $13,423,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 311,012 | $13,277,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,390,390 | $13,125,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 743,796 | $12,719,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 62,985 | $12,370,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 317,900 | $12,306,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 87,286 | $12,189,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,537 | $12,068,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 85,437 | $12,015,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 8,470,000 | $12,013,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 289,782 | $11,939,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 49,756 | $11,905,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,069,836 | $11,672,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 734,503 | $11,517,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 148,304 | $11,501,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 99,957 | $11,439,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 295,959 | $11,415,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 127,448 | $11,390,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 8,550 | $10,720,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,301,000 | $10,706,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 10,151,000 | $10,043,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 675,365 | $9,935,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 38,996 | $9,769,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 86,004 | $9,539,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 3,006,000 | $9,338,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 3,159,000 | $9,272,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 4,392,000 | $9,196,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 6,159,000 | $9,154,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 164,768 | $9,052,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 64,681 | $8,864,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 7,413,000 | $8,832,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,685,000 | $8,762,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 9,875,000 | $8,598,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 680,746 | $8,468,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 28,567 | $8,461,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 49,650 | $8,394,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 9,015,000 | $8,305,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 33,630 | $8,077,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 7,380,000 | $7,949,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,750,000 | $7,901,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072101 | COM | 344,591 | $7,898,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,961,000 | $7,862,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 8,649,000 | $7,703,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 824,994 | $7,664,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,335,000 | $7,663,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 137,768 | $7,595,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3,000,000 | $7,454,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 24,466 | $7,418,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 6,632,000 | $7,242,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,154,000 | $7,113,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 7,175,000 | $6,975,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,785,000 | $6,924,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 1,454,162 | $6,907,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 61,932 | $6,906,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 4,620 | $6,877,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 95,925 | $6,840,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 92,511 | $6,808,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,751,000 | $6,718,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 6,799,000 | $6,533,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 8,641,000 | $6,519,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 106,806 | $6,456,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,881,000 | $6,438,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 5,050,000 | $6,407,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 3,480,000 | $6,311,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 6,317,000 | $6,282,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 6,032,000 | $6,274,000 | thousands by filing date | principal |
| HANGER INC | 41043F208 | COMMON STOCK | 374,862 | $6,208,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 82,394 | $6,195,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,025 | $6,137,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 452,867 | $6,123,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 61,725 | $6,073,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33,992 | $6,068,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,240,000 | $6,018,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 117,588 | $6,012,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 123,210 | $5,989,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 3,950,000 | $5,924,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,371,000 | $5,916,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 90,075 | $5,898,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,343,000 | $5,841,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 4,620,000 | $5,816,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 3,000,000 | $5,719,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 30,974 | $5,714,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 42,818 | $5,663,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 6,045,000 | $5,660,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,761,000 | $5,652,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,940,000 | $5,632,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 550,000 | $5,597,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 15,100 | $5,579,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 76,385 | $5,542,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 4,320,000 | $5,542,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 3,720,000 | $5,520,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 6,143,000 | $5,518,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 55,795 | $5,478,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 55,840 | $5,464,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 12,490 | $5,437,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,615,000 | $5,389,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 50,964 | $5,348,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,121,195 | $5,348,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 3,776,000 | $5,287,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 4,325,000 | $5,284,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 800,000 | $5,274,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 364,661 | $5,269,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 109,660 | $5,265,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,276,000 | $5,259,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,737,000 | $5,220,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,863,000 | $5,178,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,230,000 | $5,136,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 55,700 | $5,080,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,184,000 | $5,019,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,950,000 | $4,936,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,239,000 | $4,934,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 5,020,000 | $4,904,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 4,020,000 | $4,829,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 110,000 | $4,670,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,270,000 | $4,655,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 151,350 | $4,640,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 3,380,000 | $4,616,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,056,000 | $4,601,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14,310 | $4,399,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 4,010,000 | $4,234,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 95,066 | $4,231,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,205,000 | $4,197,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 4,750,000 | $4,192,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 4,194,000 | $4,163,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 1,705,000 | $4,150,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 3,951,000 | $4,064,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,057,000 | $3,988,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 31,025 | $3,939,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 3,034,000 | $3,925,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,775,000 | $3,915,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 125,218 | $3,867,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,150,000 | $3,830,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 3,000,000 | $3,729,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 3,025,000 | $3,721,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,720,000 | $3,679,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 2,500,000 | $3,674,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 4,078,000 | $3,580,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 3,800,000 | $3,563,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 3,000,000 | $3,529,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 236,896 | $3,478,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,009,000 | $3,468,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 3,548,000 | $3,464,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 35,300 | $3,461,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 4,150,000 | $3,423,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 3,600,000 | $3,405,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 3,000,000 | $3,386,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,611,000 | $3,325,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 4,825,000 | $3,235,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 3,950,000 | $3,197,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,300,000 | $3,173,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,300,000 | $3,108,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,000,000 | $2,980,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 2,783,000 | $2,964,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,725,000 | $2,957,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 27,721 | $2,905,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 782,000 | $2,876,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,000,000 | $2,842,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,019,000 | $2,838,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,931,000 | $2,792,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,578,000 | $2,742,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,887,000 | $2,739,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 3,000,000 | $2,705,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 2,000,000 | $2,693,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,254,000 | $2,653,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 2,741,000 | $2,563,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 14,370 | $2,514,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 173,189 | $2,510,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,000,000 | $2,460,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 2,165,000 | $2,433,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,200 | $2,427,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,664,000 | $2,398,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,500,000 | $2,334,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,127,000 | $2,235,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,200,000 | $2,227,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 26,175 | $2,221,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,200,000 | $2,178,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 2,000,000 | $2,166,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,000,000 | $2,158,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,071,000 | $2,141,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $2,138,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,000,000 | $2,127,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 3,000,000 | $2,121,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,000,000 | $2,110,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 2,414,000 | $2,101,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 3,200,000 | $2,008,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 51,640 | $2,008,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,000,000 | $1,963,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,000,000 | $1,924,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 2,000,000 | $1,911,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 26,950 | $1,888,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 43,300 | $1,873,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,125 | $1,857,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,605 | $1,856,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,777,000 | $1,764,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 39,500 | $1,763,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 30,600 | $1,728,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 16,779 | $1,715,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,193 | $1,692,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,943,000 | $1,665,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,625,000 | $1,609,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 25,996 | $1,602,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 40,248 | $1,569,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,425,000 | $1,565,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 38,500 | $1,484,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 80,330 | $1,460,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,520,000 | $1,434,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 15,740 | $1,404,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,700,000 | $1,401,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 11,674 | $1,396,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 856,000 | $1,383,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,434,000 | $1,310,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,500,000 | $1,247,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 969,000 | $1,246,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,200,000 | $1,112,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,100 | $1,070,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,000 | $1,031,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 112,713 | $1,018,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $968,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,000,000 | $952,000 | thousands by filing date | principal |
| BRICKELL BIOTECH INC | 10802T105 | COM | 950,905 | $951,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,380,000 | $950,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,870 | $934,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,950 | $931,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 36,000 | $855,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 1,000,000 | $845,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,650 | $815,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 740,000 | $796,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 18,424 | $774,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,905 | $756,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,700 | $751,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,310 | $707,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 16,140 | $633,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,445 | $629,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,000 | $617,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12,500 | $605,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 32,326 | $602,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 100,000 | $592,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,798 | $579,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 30,950 | $578,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 10,000 | $546,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,500 | $539,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,620 | $527,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 11,500 | $520,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,694 | $516,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 369,640 | $506,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 22,000 | $503,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,000 | $502,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,520 | $498,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 46,467 | $487,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 22,500 | $483,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,985 | $459,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 27,090 | $447,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,000,000 | $447,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,409 | $436,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,683 | $435,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 18,000 | $420,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 50,450 | $399,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 500,000 | $387,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 2,400 | $372,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 26,236 | $356,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,689 | $351,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,500 | $342,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 20,000 | $340,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,000 | $340,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,005 | $338,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 80,000 | $314,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 190 | $303,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,760 | $299,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,500 | $296,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,650 | $281,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,650 | $280,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 9,000 | $272,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,300 | $265,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,000 | $265,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,250 | $262,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,850 | $261,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,500 | $250,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 250,000 | $247,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 7,768 | $246,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 500 | $245,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 300,000 | $242,000 | thousands by filing date | principal |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,790 | $237,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,100 | $237,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 33,000 | $232,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,760 | $224,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,600 | $221,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,500 | $216,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 29,382 | $209,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,450 | $206,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,000 | $206,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 330,000 | $200,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,000 | $199,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 22,036 | $180,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 50,000 | $176,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,000 | $134,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,500 | $79,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,800 | $77,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 25,000 | $60,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,800 | $43,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 15,000 | $15,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 15,000 | $15,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,010 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002030 | this filing | 2020-08-06 | acceptance time not in the bulk data set |