13F-HR filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-06, with 287 holding rows worth $1,013,259,000.
- Accession
- 0001085146-20-002018
- Filer
- CIK 908195
- Filed
- 2020-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 287 entries on the cover page, a total value of $1,013,259,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,013,259,000 with VALUE read as thousands by filing date, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,245,054 | $62,265,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 455,730 | $46,375,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 2,039,604 | $44,504,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 688,844 | $41,214,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,545,924 | $40,039,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 503,581 | $30,532,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1,368,035 | $29,768,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 76,803 | $27,829,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 133,433 | $27,155,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 448,396 | $26,366,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 203,146 | $25,793,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 224,223 | $25,582,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,259 | $23,806,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 487,727 | $22,748,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 120,165 | $21,451,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 234,609 | $21,399,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 68,623 | $20,240,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 206,440 | $19,418,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 350,092 | $18,306,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 261,078 | $16,088,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 447,125 | $15,784,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 458,603 | $15,657,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 63,169 | $14,899,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 293,053 | $13,838,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 26,254 | $12,842,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 152,139 | $11,196,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 299,512 | $10,938,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 51,149 | $10,393,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 195,258 | $9,921,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 644,700 | $9,316,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 315,971 | $9,072,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 48,345 | $9,056,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 91,820 | $9,015,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 198,134 | $8,861,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 7,685 | $8,670,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 45,434 | $7,944,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 46,112 | $7,571,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 76,274 | $7,316,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,591 | $7,148,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 185,887 | $6,404,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 56,135 | $6,260,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 186,703 | $5,993,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 20 | $5,346,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 232,253 | $5,240,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 45,116 | $5,229,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 32,744 | $5,108,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 237,539 | $5,076,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 98,469 | $5,032,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 25,000 | $4,815,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,904 | $4,065,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 47,400 | $3,934,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 61,092 | $3,764,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 79,912 | $3,712,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 42,117 | $3,559,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 135,519 | $3,331,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 46,002 | $3,081,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 33,597 | $2,998,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 53,923 | $2,959,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,167 | $2,846,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 85,630 | $2,800,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 51,775 | $2,751,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 14,558 | $2,747,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 33,016 | $2,680,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,665 | $2,574,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 37,672 | $2,337,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 17,973 | $2,285,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 103,004 | $2,243,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 25,280 | $2,144,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 52,855 | $1,825,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 14,465 | $1,793,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 70,354 | $1,780,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 82,700 | $1,712,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,551 | $1,620,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,249 | $1,600,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 32,850 | $1,587,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 44,300 | $1,498,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,321 | $1,494,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 182,900 | $1,492,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 93,907 | $1,488,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 98,950 | $1,454,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 58,971 | $1,401,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 22,475 | $1,312,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 99,250 | $1,283,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 64,638 | $1,282,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,977 | $1,257,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,415 | $1,254,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 10,903 | $1,239,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 18,938 | $1,230,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 22,615 | $1,143,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 69,200 | $1,098,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,147 | $1,095,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 772 | $1,091,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 60,700 | $1,052,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 47,175 | $1,045,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 35,075 | $1,027,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 46,319 | $1,021,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 53,900 | $1,013,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,075 | $1,012,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,505 | $952,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 14,500 | $946,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 58,894 | $931,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 51,749 | $913,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 223,000 | $908,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,603 | $908,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 61,600 | $893,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 235,753 | $875,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 19,225 | $869,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,615 | $868,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 23,360 | $847,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 20,100 | $844,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 780 | $842,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,950 | $840,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 43,500 | $829,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,600 | $807,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29,078 | $806,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,090 | $785,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,494 | $779,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,228 | $778,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 152,500 | $758,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,015 | $755,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 53,608 | $747,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,179 | $707,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 142,300 | $675,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,667 | $672,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 60,050 | $671,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 159,750 | $649,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 218 | $640,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,274 | $637,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,725 | $637,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 26,790 | $625,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 431 | $611,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 27,000 | $602,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 20,436 | $582,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 57,300 | $579,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,987 | $573,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,318 | $569,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 112,691 | $569,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 82,505 | $564,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,455 | $557,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 44,500 | $554,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,744 | $551,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,500 | $547,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 44,000 | $547,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,802 | $543,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 114,125 | $532,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 29,500 | $528,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,732 | $524,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 20,677 | $509,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 41,600 | $507,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,500 | $504,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 71,600 | $498,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,285 | $488,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,307 | $485,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,086 | $483,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,634 | $474,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,520 | $469,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 8,548 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,216 | $449,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $448,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 21,000 | $447,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 8,841 | $447,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 27,100 | $445,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 19,533 | $443,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,010 | $440,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,955 | $433,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 19,940 | $430,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 39,350 | $429,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 11,630 | $428,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,090 | $428,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 935 | $425,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,000 | $424,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,700 | $414,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,521 | $407,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 17,452 | $407,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,636 | $405,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,621 | $401,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,700 | $399,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,848 | $388,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 16,200 | $388,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,274 | $382,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,450 | $381,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 102,690 | $380,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,740 | $374,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 600 | $374,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,125 | $373,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,550 | $373,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,550 | $369,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,384 | $367,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 37,100 | $360,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 14,650 | $358,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 60,591 | $340,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 63,000 | $338,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,792 | $328,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 29,000 | $328,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,800 | $327,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 11,600 | $324,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 28,100 | $320,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,333 | $317,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,180 | $315,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 28,800 | $314,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 34,161 | $313,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,597 | $311,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 35,650 | $311,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,360 | $307,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,208 | $306,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,877 | $304,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 23,608 | $298,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,539 | $296,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,196 | $287,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,958 | $283,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,763 | $273,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,596 | $269,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,200 | $256,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,064 | $252,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,900 | $249,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,975 | $248,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,900 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,100 | $246,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 50,670 | $240,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,250 | $234,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,750 | $232,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 17,866 | $229,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,848 | $228,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,909 | $228,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 950 | $227,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 44,000 | $224,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,325 | $222,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 667 | $220,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $219,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 10,298 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,300 | $216,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,285 | $215,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,074 | $215,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,050 | $214,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,288 | $213,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,542 | $209,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,500 | $207,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,073 | $207,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,200 | $207,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,100 | $201,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,750 | $201,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,716 | $200,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 57,700 | $197,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 31,900 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,600 | $196,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,500 | $184,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,000 | $175,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 15,764 | $173,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,941 | $169,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,000 | $146,000 | thousands by filing date | call |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 20,400 | $145,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,000 | $143,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 31,500 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,000 | $141,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,800 | $140,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 36,100 | $139,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 10,000 | $136,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 17,375 | $135,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 58,500 | $133,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 75,006 | $131,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 26,465 | $126,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,000 | $125,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 14,197 | $122,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 146,095 | $118,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $114,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 16,500 | $109,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 12,941 | $96,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,245 | $85,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,000 | $82,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $79,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,015 | $74,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 46,500 | $72,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 3,000 | $70,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,000 | $62,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 10,158 | $62,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,800 | $60,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 35,992 | $60,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,500 | $55,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,500 | $54,000 | thousands by filing date | call |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 17,835 | $54,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,000 | $45,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 18,784 | $44,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,000 | $35,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,726 | $23,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 17,735 | $21,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,000 | $7,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002018 | this filing | 2020-08-06 | acceptance time not in the bulk data set |