13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 1,451 holding rows worth $12,539,488,000.
- Accession
- 0001085146-20-001927
- Filer
- CIK 61227
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,079 entries on the cover page, a total value of $12,539,488,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,539,488,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 21,900 | $1,061,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 9,500 | $1,051,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 42,300 | $1,048,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 62,777 | $1,043,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 113,400 | $1,034,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,890 | $1,033,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 89,176 | $1,030,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 25,000 | $1,028,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 147,100 | $1,022,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 85,800 | $1,018,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 21,579 | $1,016,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 63,300 | $1,013,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 6,200 | $1,009,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 65,378 | $1,007,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 79,200 | $1,007,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 22,641 | $1,004,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 115,300 | $1,003,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 190,000 | $1,002,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 26,207 | $1,001,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 24,534 | $991,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 72,688 | $990,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 9,548 | $987,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 78,000 | $986,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 21,900 | $984,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,605 | $978,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 45,954 | $969,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 14,400 | $969,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 37,894 | $968,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 63,000 | $962,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 32,900 | $959,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84,969 | $959,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 51,184 | $959,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 9,900 | $956,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 18,075 | $955,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 33,000 | $953,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 11,175 | $953,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 6,245,000 | $953,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,941 | $952,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 18,875 | $947,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 59,499 | $945,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,884 | $944,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 74,700 | $939,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 48,764 | $939,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,086 | $939,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 61,700 | $935,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 12,700 | $934,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 22,013 | $933,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 19,400 | $931,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 51,600 | $929,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 56,899 | $929,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 28,900 | $926,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 6,600 | $917,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 133,200 | $917,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,600 | $915,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 33,100 | $915,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 372,700 | $913,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 79,622 | $911,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 68,572 | $911,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 32,200 | $910,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 44,900 | $909,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 32,900 | $901,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 23,800 | $896,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 99,300 | $896,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 40,200 | $896,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 44,876 | $894,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,400 | $887,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 25,942 | $882,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 91,500 | $880,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 68,500 | $879,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 31,381 | $877,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 66,931 | $875,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 34,500 | $875,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 22,164 | $869,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,500 | $865,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 10,600 | $863,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 21,093 | $856,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 33,700 | $855,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 41,500 | $835,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 13,200 | $834,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 28,500 | $834,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 500,757 | $831,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 23,100 | $816,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 59,325 | $815,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,972,000 | $814,000 | thousands by filing date | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 63,637 | $812,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 19,600 | $811,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 14,125 | $807,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 71,144 | $807,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 25,800 | $804,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 29,000 | $803,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,197 | $803,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 27,100 | $802,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 134,600 | $798,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 24,171 | $794,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 38,000 | $794,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 77,334 | $792,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 96,800 | $791,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 10,200 | $789,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,170 | $788,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 54,900 | $787,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 24,400 | $786,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,000 | $780,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 48,200 | $773,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 125,835 | $770,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,834 | $768,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 26,200 | $768,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,200 | $766,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 47,300 | $762,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 63,000 | $739,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 60,197 | $738,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 56,900 | $728,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 30,600 | $727,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 48,600 | $723,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,476 | $720,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10,500 | $718,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 26,673 | $718,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 48,600 | $715,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 17,000 | $712,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 59,305 | $703,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 19,238 | $698,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 65,257 | $694,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 36,348 | $691,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 55,230 | $690,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 50,900 | $689,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 6,000 | $682,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 41,366 | $681,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 20,742 | $678,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 164,629 | $676,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 17,700 | $673,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 29,900 | $672,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 74,564 | $668,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,767 | $666,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 56,581 | $665,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 84,800 | $664,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 24,000 | $659,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 30,400 | $657,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 41,400 | $656,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,600 | $651,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 73,029 | $648,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 7,094 | $647,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 23,818 | $643,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 27,700 | $642,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 37,000 | $635,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 56,275 | $635,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 35,000 | $634,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 27,300 | $629,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 5,500 | $627,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 144,500 | $627,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 29,800 | $623,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,500 | $623,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 12,600 | $621,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 51,837 | $620,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 36,800 | $619,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 265,800 | $617,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 38,300 | $616,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 11,500 | $615,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 62,818 | $610,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 26,550 | $605,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 92,800 | $601,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,484 | $598,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 10,500 | $595,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 57,726 | $589,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 90,000 | $587,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,097 | $584,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 20,405 | $582,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 30,600 | $577,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 48,100 | $576,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 43,208 | $574,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 48,022 | $569,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 38,300 | $568,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 9,900 | $565,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,790 | $565,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 318 | $564,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 28,177 | $563,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,088 | $561,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 40,600 | $559,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,573 | $556,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 14,000 | $556,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 58,200 | $555,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 50,100 | $555,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 10,800 | $553,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 87,400 | $553,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 21,100 | $548,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 17,500 | $546,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 9,217 | $544,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 35,924 | $541,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 53,500 | $540,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 36,038 | $539,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 10,500 | $533,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,200 | $530,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 43,300 | $528,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 28,100 | $523,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 26,600 | $520,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,300 | $520,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,900 | $519,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 24,905 | $517,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 26,900 | $513,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 22,700 | $513,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 72,200 | $512,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,900 | $508,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 24,056 | $507,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 17,800 | $506,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 6,300 | $500,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13,390 | $496,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 27,200 | $495,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 7,800 | $493,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 5,700 | $489,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 19,800 | $487,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 35,335 | $482,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 27,400 | $480,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 13,700 | $470,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 40,500 | $467,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 15,645 | $466,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 27,400 | $463,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 36,159 | $457,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,900 | $455,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 66,000 | $455,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 29,499 | $454,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 216,000 | $454,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,800 | $454,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 23,337 | $451,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 31,359 | $447,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 310,447 | $444,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 41,368 | $443,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 71,000 | $441,000 | thousands by filing date | principal |
| ACM RESH INC COM CL A | 00108J109 | Stock | 7,000 | $436,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 27,500 | $436,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 46,000 | $433,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 325,000 | $428,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 18,400 | $425,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 43,400 | $421,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,600 | $409,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 20,916 | $408,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 36,385 | $407,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 28,200 | $401,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 32,300 | $401,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 86,150 | $398,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 26,793 | $396,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,835 | $395,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,300 | $393,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 65,100 | $392,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 38,597 | $390,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 30,653 | $390,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 145,000 | $389,000 | thousands by filing date | principal |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 23,284 | $388,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,608 | $388,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 11,200 | $387,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 23,865 | $387,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 25,900 | $386,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 31,900 | $379,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,800 | $379,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 70,300 | $379,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 42,478 | $378,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 46,685 | $376,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 31,086 | $371,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 28,062 | $371,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 6,100 | $370,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 31,952 | $365,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 50,300 | $365,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14,800 | $364,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 23,200 | $364,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 11,800 | $363,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 64,500 | $363,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 61,937 | $362,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,300 | $354,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 101,634 | $352,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 36,000 | $351,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 85,512 | $348,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 10,900 | $348,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 20,800 | $343,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 27,900 | $340,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 24,358 | $339,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,638 | $337,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,341 | $337,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,400 | $335,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 33,536 | $335,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 96,700 | $335,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 95,268 | $333,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,000 | $332,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 12,700 | $329,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,278 | $329,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 135,000 | $329,000 | thousands by filing date | principal |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,813 | $328,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 41,500 | $327,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 17,200 | $322,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 11,200 | $321,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,300 | $321,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 8,000 | $320,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 57,700 | $318,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,058 | $317,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 10,600 | $316,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 135,000 | $310,000 | thousands by filing date | principal |
| GENASYS INC | 36872P103 | CMN | 62,200 | $302,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 4,900 | $301,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 62,100 | $301,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,800 | $299,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 345,000 | $299,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 22,400 | $299,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $298,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 52,500 | $296,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 30,254 | $294,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 26,300 | $289,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,548 | $287,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 22,500 | $287,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 16,200 | $286,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,664 | $284,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,200 | $284,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 15,900 | $283,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 13,500 | $282,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 28,873 | $280,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 11,300 | $279,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 47,200 | $276,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,800 | $275,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 222,000 | $275,000 | thousands by filing date | principal |
| GLAUKOS CORP COM | 377322102 | Stock | 7,100 | $273,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,354 | $273,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 25,300 | $272,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 33,955 | $271,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 13,418 | $270,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,200 | $268,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 19,400 | $267,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 16,400 | $267,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 28,522 | $264,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,400 | $262,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,237 | $262,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 275,000 | $260,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,800 | $259,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,700 | $258,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 29,152 | $257,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,700 | $257,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,400 | $257,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,900 | $254,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 37,400 | $254,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 38,000 | $253,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,700 | $252,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 27,400 | $252,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 14,800 | $252,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,700 | $252,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 20,100 | $250,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 14,000 | $250,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 255,000 | $250,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 35,400 | $249,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 48,300 | $248,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 18,120 | $246,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,447 | $246,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,700 | $245,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,000 | $243,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,100 | $243,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,500 | $243,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,875 | $242,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,897 | $234,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,900 | $233,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 43,900 | $229,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,400 | $228,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 95,000 | $226,000 | thousands by filing date | principal |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 13,300 | $225,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,800 | $224,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,100 | $217,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,200 | $215,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 85,000 | $214,000 | thousands by filing date | principal |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 65,800 | $214,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 9,400 | $214,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 31,600 | $211,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $210,000 | thousands by filing date | principal |
| CUTERA INC | 232109108 | COM | 17,200 | $209,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $208,000 | thousands by filing date | principal |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 11,500 | $207,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 46,193 | $206,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,900 | $205,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 36,332 | $205,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,800 | $205,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 14,700 | $201,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 15,800 | $198,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,900 | $191,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 17,600 | $188,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 56,300 | $184,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,000 | $183,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 17,500 | $180,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 16,900 | $179,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 10,200 | $177,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,000 | $175,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 20,700 | $169,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 260,000 | $168,000 | thousands by filing date | principal |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,200 | $164,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 51,300 | $164,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 14,600 | $156,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 25,600 | $148,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 14,700 | $147,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 49,900 | $147,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,826 | $145,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24,200 | $144,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,500 | $143,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,000 | $143,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 17,900 | $141,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $140,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 52,900 | $139,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,100 | $136,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 10,300 | $133,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 150,000 | $133,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 60,000 | $133,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 93,000 | $130,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 101,000 | $130,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 135,000 | $129,000 | thousands by filing date | principal |
| EMERALD HOLDING INC | 29103W104 | COM | 41,200 | $126,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $126,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 105,000 | $125,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $124,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $123,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 12,000 | $122,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 75,000 | $121,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 130,000 | $120,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16,700 | $118,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 120,000 | $116,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $116,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 110,000 | $116,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $115,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 35,000 | $114,000 | thousands by filing date | principal |
| Fluent Co | 34380C102 | COM | 62,800 | $112,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $111,000 | thousands by filing date | principal |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 11,600 | $110,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 70,000 | $110,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 85,000 | $108,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 110,000 | $101,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 16,300 | $100,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 18,500 | $100,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 15,400 | $97,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 17,100 | $96,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 150,000 | $95,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 95,000 | $93,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 95,000 | $87,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 140,000 | $87,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,800 | $85,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 87,000 | $84,000 | thousands by filing date | principal |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,400 | $81,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 80,000 | $80,000 | thousands by filing date | principal |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 23,000 | $80,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 70,000 | $75,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 55,000 | $74,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 80,000 | $72,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 85,000 | $70,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 65,000 | $62,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,700 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 115,000 | $55,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,800 | $53,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,600 | $47,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 50,000 | $45,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 45,000 | $38,000 | thousands by filing date | principal |
| NABORS INDS INC | 62957HAB1 | BOND | 90,000 | $33,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 30,000 | $29,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 11,200 | $21,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 30,000 | $12,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001927 | this filing | 2020-07-31 | acceptance time not in the bulk data set |