13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-28, with 997 holding rows worth $2,807,366,000.
- Accession
- 0001085146-20-001900
- Filer
- CIK 1612865
- Filed
- 2020-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 997 entries on the cover page, a total value of $2,807,366,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,807,366,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 24,075 | $656,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 23,846 | $656,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 30,803 | $655,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 25,490 | $653,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,606 | $651,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 27,401 | $651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 11,457 | $651,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,648 | $648,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 22,819 | $648,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,282 | $646,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,192 | $643,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,788 | $642,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 68,988 | $642,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 45,117 | $638,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 39,189 | $633,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 31,268 | $628,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 15,155 | $627,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,346 | $620,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 57,470 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 24,326 | $617,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,841 | $613,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,006 | $613,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,765 | $611,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 36,726 | $611,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 23,337 | $611,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 11,670 | $610,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,844 | $608,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 9,550 | $602,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 27,031 | $601,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15,065 | $601,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 91,429 | $600,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 17,316 | $599,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 3,093 | $596,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 15,292 | $595,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,096 | $594,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 47,336 | $594,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,035 | $591,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,751 | $591,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,082 | $589,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 48,978 | $588,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 16,266 | $586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,904 | $583,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 57,012 | $583,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 84,250 | $583,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12,863 | $575,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 11,254 | $575,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,672 | $574,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,182 | $574,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,368 | $571,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,737 | $571,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,917 | $569,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 26,054 | $567,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 8,424 | $567,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 37,087 | $567,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,203 | $566,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,056 | $564,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 36,252 | $562,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 9,509 | $561,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,578 | $560,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,583 | $559,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 39,001 | $558,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,149 | $558,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,465 | $558,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,869 | $554,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,722 | $554,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,910 | $554,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 21,238 | $549,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,265 | $549,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 12,398 | $544,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,281 | $541,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 105,748 | $540,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,125 | $537,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,057 | $533,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,166 | $531,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 16,019 | $529,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 61,170 | $529,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,221 | $528,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 25,700 | $524,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 33,120 | $524,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,887 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,906 | $516,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,583 | $514,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 9,915 | $514,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 11,274 | $510,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 7,910 | $508,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,362 | $506,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 26,932 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,972 | $505,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 10,939 | $502,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 43,314 | $502,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,268 | $498,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,551 | $496,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 6,322 | $493,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 28,304 | $492,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,877 | $492,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 20,157 | $491,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 9,551 | $491,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,032 | $490,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 38,894 | $487,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,892 | $487,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,314 | $487,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 15,648 | $486,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 32,414 | $485,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,625 | $484,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 34,181 | $484,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,259 | $481,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,672 | $480,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,181 | $480,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 11,204 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,869 | $480,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 20,665 | $480,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 17,020 | $479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,596 | $479,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,414 | $477,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 9,133 | $476,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 4,349 | $476,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,920 | $475,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,734 | $474,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 15,141 | $468,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 14,006 | $466,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,187 | $465,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,575 | $464,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 31,500 | $464,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 54,748 | $463,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,095 | $462,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,451 | $461,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 18,628 | $460,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 37,532 | $457,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,275 | $455,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 36,820 | $454,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,825 | $454,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 20,407 | $453,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,369 | $452,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,950 | $452,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,135 | $451,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 50,347 | $450,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 4,651 | $449,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,097 | $448,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 16,940 | $448,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 8,417 | $447,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 10,450 | $446,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,348 | $439,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 4,578 | $439,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,557 | $436,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,822 | $436,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,910 | $435,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 17,069 | $435,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,103 | $434,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 2,376 | $434,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,558 | $432,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,576 | $430,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,823 | $429,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 6,124 | $429,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,050 | $425,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,104 | $421,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,716 | $421,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 4,720 | $420,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 20,242 | $420,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,033 | $419,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 20,149 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,600 | $415,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 15,355 | $415,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,079 | $413,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 12,523 | $412,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,518 | $408,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,140 | $408,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 714 | $407,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 22,240 | $406,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,397 | $405,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 11,771 | $405,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 17,183 | $404,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 26,241 | $403,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,770 | $403,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,611 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,801 | $400,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 7,187 | $400,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 25,485 | $400,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 13,830 | $398,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 17,843 | $398,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 33,425 | $397,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,805 | $395,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 15,509 | $395,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 14,298 | $393,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,582 | $392,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 7,310 | $391,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 6,379 | $386,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 27,620 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,581 | $384,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 26,882 | $384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 6,684 | $384,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,126 | $382,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,777 | $382,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 610 | $380,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,205 | $377,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,651 | $377,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,062 | $377,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 3,966 | $377,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,697 | $376,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,195 | $373,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,849 | $373,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,520 | $372,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,265 | $371,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,799 | $370,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,123 | $370,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 4,395 | $366,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 15,196 | $364,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 10,129 | $362,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 15,727 | $362,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,851 | $361,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,417 | $361,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,146 | $360,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 18,682 | $360,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 38,034 | $358,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,551 | $357,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,195 | $356,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,592 | $355,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,665 | $355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,721 | $355,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 17,373 | $353,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,888 | $352,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,292 | $350,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,467 | $348,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,701 | $347,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,434 | $347,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,068 | $345,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,242 | $344,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 18,163 | $344,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,151 | $343,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 11,973 | $343,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 22,912 | $343,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,330 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,654 | $341,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,001 | $339,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,608 | $339,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4,053 | $339,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,613 | $338,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,744 | $335,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 30,678 | $335,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,925 | $335,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,931 | $334,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 6,657 | $332,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,042 | $331,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 9,280 | $330,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,628 | $324,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 6,198 | $321,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,457 | $318,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 99,718 | $318,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,932 | $317,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 14,195 | $317,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,844 | $316,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,842 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,360 | $316,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 11,501 | $316,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 55,184 | $316,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 12,000 | $316,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,099 | $315,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,800 | $314,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 3,092 | $314,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,255 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,966 | $313,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,203 | $313,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,807 | $311,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,015 | $311,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,835 | $311,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,462 | $310,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 22,287 | $310,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,643 | $307,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,777 | $303,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,681 | $303,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 15,846 | $303,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 21,223 | $303,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 11,121 | $302,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,532 | $300,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 101,300 | $300,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 23,295 | $300,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 11,641 | $299,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,433 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,280 | $298,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,443 | $298,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,031 | $296,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,826 | $296,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 16,832 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 5,432 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 26,850 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,943 | $295,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 28,800 | $293,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 49,771 | $292,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,623 | $290,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,849 | $289,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,585 | $289,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,436 | $288,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,230 | $287,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,060 | $287,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,248 | $285,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,167 | $285,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,436 | $281,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 16,563 | $278,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,561 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 15,090 | $275,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,871 | $274,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 12,340 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,827 | $270,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,025 | $269,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,459 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,907 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,037 | $263,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,004 | $262,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 16,391 | $260,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,076 | $260,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,110 | $260,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 927 | $259,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,319 | $257,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 8,771 | $256,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,569 | $255,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 18,706 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,452 | $255,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,639 | $254,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 9,995 | $254,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 9,947 | $254,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,296 | $253,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 41,408 | $253,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 988 | $253,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 11,368 | $253,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,710 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,306 | $251,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,345 | $248,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 482 | $246,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,827 | $245,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,511 | $244,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,975 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,221 | $244,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,650 | $244,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,097 | $244,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,516 | $243,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,984 | $243,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,320 | $242,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,669 | $241,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,405 | $241,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,676 | $240,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 16,498 | $239,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,679 | $238,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,485 | $238,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,228 | $237,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,707 | $237,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 44,029 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 13,081 | $235,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 8,043 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 9,167 | $232,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,258 | $231,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,778 | $231,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,330 | $230,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 8,695 | $230,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,386 | $229,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,398 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,959 | $228,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,661 | $228,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,452 | $228,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,469 | $227,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,687 | $227,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,818 | $227,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 30,782 | $226,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,481 | $225,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,364 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,000 | $224,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6,681 | $224,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,761 | $223,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 971 | $223,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,090 | $223,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,394 | $221,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,915 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10,283 | $220,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 63,727 | $219,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,970 | $218,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 16,550 | $218,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 38,978 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,874 | $214,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 886 | $212,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,206 | $212,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,800 | $210,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 419 | $210,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,512 | $210,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,513 | $210,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 6,650 | $210,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,560 | $209,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,569 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,450 | $209,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,420 | $207,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,319 | $206,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 7,246 | $206,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,805 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 4,300 | $206,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 20,890 | $206,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,066 | $205,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,515 | $205,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 5,252 | $205,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,514 | $205,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 8,136 | $205,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 8,104 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,323 | $201,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 19,180 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,974 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 14,000 | $201,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,415 | $200,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 25,000 | $194,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 23,800 | $192,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,902 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 13,524 | $190,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 13,655 | $188,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 11,553 | $186,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 40,000 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 24,381 | $180,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,118 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,778 | $177,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,760 | $176,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 22,699 | $175,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,846 | $175,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 20,556 | $175,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,150 | $174,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,253 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,231 | $172,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,518 | $172,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,880 | $167,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,053 | $165,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,029 | $165,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,395 | $160,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,289 | $158,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 10,000 | $157,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 18,104 | $147,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 20,000 | $145,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 202,000 | $145,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,292 | $135,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,779 | $131,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,000 | $131,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 18,700 | $128,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,400 | $128,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 41,450 | $127,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 20,000 | $127,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 15,580 | $127,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,900 | $126,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,000 | $123,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 17,867 | $123,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,357 | $118,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,685 | $117,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 10,824 | $115,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,566 | $113,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,576 | $113,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,789 | $112,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,800 | $111,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,738 | $111,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,379 | $108,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,783 | $108,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,000 | $105,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,222 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,500 | $97,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,786 | $96,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,787 | $94,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 11,345 | $93,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,098 | $91,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,065 | $88,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 10,000 | $87,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,000 | $82,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,007 | $78,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,500 | $78,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 19,025 | $74,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,976 | $73,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,200 | $73,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 29,250 | $73,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,010 | $70,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,351 | $67,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,104 | $63,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,175 | $62,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,000 | $62,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 20,000 | $59,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,489 | $58,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,118 | $57,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 100,126 | $55,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 12,415 | $52,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,665 | $52,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 24,812 | $50,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,527 | $48,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 13,000 | $43,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,298 | $42,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,900 | $41,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,706 | $38,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,000 | $34,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 45,400 | $23,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 14,400 | $23,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,405 | $20,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 21,000 | $20,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,000 | $17,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,000 | $16,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,925 | $15,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,982 | $14,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 13,348 | $11,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,000 | $9,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,236 | $6,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001900 | this filing | 2020-07-28 | acceptance time not in the bulk data set |