13F-HR/A filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-06-11, with 809 holding rows worth $703,786,000.
- Accession
- 0001085146-20-001663
- Filer
- CIK 1511137
- Filed
- 2020-06-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, amendment of type restatement, 809 entries on the cover page, a total value of $703,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $703,786,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 271 | $12,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 215 | $12,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 248 | $12,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 215 | $12,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1,000 | $12,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 207 | $12,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 512 | $12,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,506 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 300 | $12,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,492 | $12,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 51 | $11,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,500 | $11,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 135 | $11,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 183 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 505 | $11,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 72 | $11,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 119 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,094 | $11,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 404 | $11,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,500 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 341 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 670 | $11,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 551 | $11,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 357 | $10,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 77 | $10,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 637 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 231 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 384 | $10,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 195 | $10,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 33 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 201 | $10,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,000 | $10,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 460 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 160 | $10,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 735 | $10,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 650 | $10,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 195 | $9,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 566 | $9,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 500 | $9,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 500 | $9,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 345 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,433 | $9,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 917 | $9,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 190 | $9,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 100 | $9,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,025 | $9,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 314 | $9,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 75 | $9,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 300 | $9,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,000 | $9,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 274 | $9,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 2,400 | $9,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 206 | $9,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 47 | $9,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 78 | $9,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,114 | $9,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,031 | $9,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 160 | $9,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 180 | $8,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 235 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 290 | $8,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 114 | $8,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 857 | $8,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 151 | $8,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 90 | $8,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 72 | $8,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 500 | $8,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,359 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 406 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 50 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 592 | $8,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 126 | $8,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 62 | $8,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 70 | $8,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 438 | $8,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,050 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 49 | $7,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 182 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 75 | $7,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 154 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 223 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 742 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 47 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 705 | $7,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 490 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 77 | $7,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,950 | $7,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 136 | $7,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 112 | $7,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 344 | $7,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 210 | $7,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 369 | $7,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 281 | $7,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 224 | $6,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 30 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 382 | $6,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 500 | $6,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 225 | $6,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 118 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,405 | $6,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 800 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,250 | $6,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,183 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 604 | $6,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 560 | $6,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 156 | $6,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 25 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 75 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 389 | $5,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 104 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 35 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 107 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 519 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 97 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $5,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 704 | $5,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 56 | $5,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $5,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 178 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 40 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 150 | $5,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 352 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 278 | $5,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20 | $4,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 93 | $4,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 180 | $4,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 298 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 218 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 655 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 43 | $4,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 146 | $4,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 77 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 350 | $4,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 786 | $4,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 525 | $4,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 263 | $4,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 193 | $4,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 19 | $4,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 123 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 267 | $4,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 98 | $4,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 89 | $4,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 53 | $4,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 250 | $4,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 103 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,162 | $4,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 704 | $4,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,000 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,000 | $4,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,100 | $4,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 150 | $3,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 230 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 70 | $3,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 84 | $3,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 93 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 116 | $3,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 203 | $3,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 16 | $3,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 52 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 60 | $3,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 249 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 33 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 220 | $3,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 51 | $3,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 100 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 138 | $3,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 68 | $3,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 84 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 269 | $3,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 41 | $3,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 150 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 151 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 736 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 460 | $3,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,500 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25 | $2,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10 | $2,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 46 | $2,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 24 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 33 | $2,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 93 | $2,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 45 | $2,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 119 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 74 | $2,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 255 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 160 | $2,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 517 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 321 | $2,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 100 | $2,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 225 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 35 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 72 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 51 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 215 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 40 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 31 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 200 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,600 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 46 | $2,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 784 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 20 | $2,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14 | $1,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 8 | $1,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 110 | $1,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 80 | $1,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 34 | $1,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 74 | $1,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 9 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 15 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $1,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 117 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 34 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 83 | $1,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 87 | $1,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 120 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 116 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 32 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 33 | $1,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 50 | $1,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 101 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 160 | $1,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 100 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 39 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 340 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 80 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 58 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 235 | $1,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 80 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 91 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 95 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 100 | $1,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 90 | $1,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 70 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 280 | $1,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Progressive Corporation | 743315103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELENERGY INC | 98389B100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIONS BANCORPORATION | 989701107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UDR INC COM | 902653104 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPG INDS INC COM | 693506107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUMANA INC COM | 444859102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAXTER INTL INC | 071813109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUBHUB INC | 400110102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THL CR SR LN FD | 87244R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AON PLC | G0408V102 | SHS CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APERGY CORP | 03755L104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K108 | COM | 633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXUS INTL INC | 74737V106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001317 | superseded | 2020-05-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-001663 | this filing | 2020-06-11 | acceptance time not in the bulk data set |