13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 195 holding rows worth $485,129,000.
- Accession
- 0001085146-20-001599
- Filer
- CIK 1438284
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 195 entries on the cover page, a total value of $485,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $485,129,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 261,761 | $28,252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 761,133 | $25,977,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 461,016 | $22,133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTY SEVEN INC | 34983P104 | COM | 199,580 | $19,044,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 246,281 | $16,545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278107 | COM | 1,510,000 | $15,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 546,424 | $12,152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 256,728 | $11,697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,150,000 | $11,466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lincoln National Corporat | 524901105 | COM | 234,174 | $11,439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 450,000 | $10,850,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 302,977 | $10,416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 971,487 | $9,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 1,012,000 | $9,983,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 5,071 | $9,887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 940,000 | $9,682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 1,007,900 | $9,676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,250,000 | $9,588,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RMG ACQUISITION CORP | 749641106 | CL A | 850,100 | $8,437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 800,853 | $8,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 794,100 | $7,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 258,087 | $7,830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 388,032 | $7,815,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 332,318 | $7,803,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 77,722 | $7,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 200,625 | $6,731,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 650,000 | $6,578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 650,315 | $6,549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPHEALTH INC | 375036100 | Common Stock | 655,565 | $6,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 624,759 | $6,348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50,269 | $5,962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 554,999 | $5,467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 459,495 | $5,427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 524,462 | $5,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 183,898 | $5,269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 542,600 | $5,252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 519,527 | $4,993,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 472,528 | $4,650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDA MERGER CORP I | 58953M106 | COM | 480,000 | $4,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 450,000 | $4,410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 457,550 | $4,406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 414,750 | $4,148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 400,000 | $3,748,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 375,043 | $3,619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVENTBRITE INC | 29975E109 | COM CL A | 494,063 | $3,607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 337,270 | $3,403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 321,182 | $3,388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 300,000 | $2,910,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 275,000 | $2,618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPWORK INC | 91688F104 | COM | 397,033 | $2,561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION ACQUISITION CORP II | G9402q100 | COM | 250,000 | $2,445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 245,000 | $2,430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 231,626 | $2,376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 407,766 | $2,275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 225,000 | $2,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 212,161 | $2,204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 122,123 | $2,198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 225,000 | $2,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 217,247 | $2,159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 203,366 | $2,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 204,266 | $2,002,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 78,385 | $1,956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 200,000 | $1,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 200,000 | $1,940,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASPER SLEEP INC | 147626105 | COM | 384,247 | $1,648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 160,736 | $1,625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 150,000 | $1,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 132,235 | $1,322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 99,820 | $986,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 31,924 | $905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 84,719 | $858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 129,646 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 75,750 | $746,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 75,000 | $722,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WATER CORPORATION | 74167P108 | COM | 63,706 | $577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTSMAN CORP | 447011107 | COM | 39,689 | $573,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINE CORP | 53567X101 | SPONSORED ADR | 10,945 | $527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOK HLDGS INC COM | 84863T106 | Stock | 47,768 | $511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCHANTS BANCORP IND | 58844R108 | COM | 30,399 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 50,233 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 39,524 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,999 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 15,513 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,895,635 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 127,175 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 6,036 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKFINANCIAL CORP | 06643P104 | COM | 30,171 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 26,974 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,600 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 9,355 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,341 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 11,629 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALICO INC | 016230104 | COM | 7,780 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 7,950 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARS COM INC | 14575E105 | COM | 55,152 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 33,818 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICOM LTD | M84116108 | ORD | 8,543 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRGAIN INC | 00938A104 | COM | 31,057 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 16,085 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FONAR CORP | 344437405 | COM NEW | 14,272 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82620P102 | COM | 11,722 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,629 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 2,728 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUTRO BIOPHARMA INC | 869367102 | COM | 19,694 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 23,053 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 1,789,302 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 29,397 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 23,497 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 19,243 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 13,182 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,775 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 258,824 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 237,515 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 113,813 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,617 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 101,795 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 19,937 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 19,642 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 58,225 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 70,371 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 50,928 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERES THERAPEUTICS INC | 81750R102 | COM | 36,369 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,763 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 38,710 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 14,336 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 161,350 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,135 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMER BROS CO | 307675108 | COM | 16,431 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC TEL INC | 69325Q105 | COM | 16,549 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,829 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 47,490 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 14,713 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 13,441 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M509 | COM | 12,902 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,908 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 61,087 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRECORA RES | 894648104 | COM | 14,671 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 32,324 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYERSON HLDG CORP | 783754104 | COM | 15,271 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 49,461 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,168 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 530,441 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGI INC CLASS A | 00183L102 | CL A | 14,931 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 166,101 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUSTANG BIO INC | 62818Q104 | COM | 28,687 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 51,211 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 34,709 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,392 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,656 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDO INTL PLC | G30401106 | SHS | 16,542 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNX RES CORP COM | 12653C108 | Stock | 10,693 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,748 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 13,238 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPETRO HLDG CORP | 74347M108 | COM | 21,513 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,404 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,178 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING BANCORP INC | 85917W102 | COM | 10,927 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 460,700 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 10,750 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 239,000 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUNJI INC | 98873N107 | ADS RP CL A | 11,257 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,479 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 11,148 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEVATE CREDIT INC | 28621V101 | COM | 30,733 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 13,660 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 218,919 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRUECAR INC | 89785L107 | COM | 11,880 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 12,760 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,014 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTINYX INC | 03836N103 | COM | 10,779 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 23,200 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,809 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 12,291 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAELS COS INC | 59408Q106 | COM | 12,732 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,181 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 11,827 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 171,055 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 30,785 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18,084 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,233 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 10,102 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 37,871 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 18,333 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,239 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,927 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,429 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,793 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QEP RESOURCES INC | 74733V100 | COM | 28,808 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 29,660 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 18,448 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 200,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 16,606 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 95,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 71,955 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 15,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001599 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002369 | added | 2020-08-20 | acceptance time not in the bulk data set |