13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 1,417 holding rows worth $5,448,148,000.
- Accession
- 0001085146-20-001431
- Filer
- CIK 1567755
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,417 entries on the cover page, a total value of $5,448,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,448,148,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHOCKWAVE MED INC | 82489T104 | COM | 11,150 | $370,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 25,057 | $369,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,845 | $368,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 41,727 | $367,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 311,333 | $365,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,599 | $363,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 15,362 | $362,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 14,414 | $360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,905 | $360,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 39,886 | $360,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,646 | $355,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,801 | $355,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 67,994 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 23,004 | $352,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 14,447 | $351,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,787 | $345,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,364 | $345,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,775 | $344,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 98,433 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,098 | $342,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 46,994 | $341,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 25,587 | $341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,615 | $340,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,260 | $340,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,484 | $339,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 15,581 | $337,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 16,787 | $336,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,768 | $335,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,115 | $335,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,980 | $334,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 34,816 | $334,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,483 | $332,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,405 | $332,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 27,323 | $330,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,594 | $329,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 14,026 | $327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,143 | $325,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 12,764 | $325,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 349 | $324,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 15,191 | $324,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 13,227 | $323,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,228 | $323,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 16,826 | $322,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,500 | $322,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,573 | $322,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,072 | $322,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 35,304 | $321,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,253 | $321,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,782 | $317,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 8,102 | $317,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,217 | $316,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 6,235 | $315,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 11,732 | $315,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 14,769 | $314,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,797 | $313,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,702 | $313,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,548 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,595 | $312,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 8,786 | $310,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,255 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 9,461 | $309,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 8,783 | $308,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,976 | $308,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,414 | $306,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,292 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 9,864 | $305,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,200 | $305,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 38,252 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,594 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 49,469 | $304,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,950 | $302,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 23,827 | $301,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 15,960 | $301,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,915 | $300,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 13,001 | $297,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,170 | $297,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 11,068 | $297,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,998 | $297,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 34,285 | $297,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,048 | $296,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 24,206 | $294,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 124,388 | $294,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,278 | $293,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 15,220 | $293,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 13,485 | $291,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 4,749 | $289,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 29,564 | $289,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,181 | $287,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 86,232 | $287,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 7,281 | $287,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 22,100 | $286,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 9,571 | $285,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,096 | $285,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,889 | $285,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,336 | $283,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 9,404 | $282,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 17,136 | $282,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 11,310 | $280,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 28,698 | $279,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 8,300 | $279,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 9,424 | $279,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 38,400 | $279,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 22,180 | $278,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 6,805 | $278,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,871 | $277,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,906 | $277,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 10,606 | $277,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,718 | $276,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 19,720 | $276,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 5,012 | $275,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,411 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,938 | $275,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,856 | $274,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 39,934 | $274,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,052 | $274,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 49,202 | $274,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 14,235 | $273,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,450 | $273,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,189 | $273,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 11,056 | $273,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 55,284 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 7,117 | $273,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,580 | $272,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 16,493 | $272,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 20,878 | $271,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 9,415 | $271,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 11,368 | $269,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,623 | $264,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,486 | $264,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,197 | $263,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 11,843 | $263,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 22,000 | $262,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 9,625 | $262,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 16,916 | $261,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,093 | $261,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,772 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 9,008 | $260,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 160,061 | $260,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,654 | $259,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,097 | $259,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 12,172 | $257,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 40,088 | $256,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 14,150 | $256,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,103 | $254,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 11,000 | $253,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 9,425 | $252,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 19,593 | $250,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 55,041 | $249,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,389 | $249,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 7,923 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 6,345 | $247,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 11,235 | $247,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,896 | $246,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,803 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,370 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,464 | $245,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,746 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,476 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 8,893 | $242,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,137 | $241,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,381 | $241,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,602 | $240,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,590 | $240,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 88,018 | $239,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,515 | $238,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 14,847 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 12,859 | $237,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 16,517 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 14,829 | $236,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,727 | $235,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,622 | $234,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 52,941 | $234,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,186 | $233,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 23,997 | $232,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,519 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,861 | $232,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,411 | $231,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,641 | $231,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 10,101 | $231,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 58,260 | $230,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 11,295 | $229,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,875 | $229,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,434 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,732 | $229,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,713 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,149 | $227,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,610 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,982 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,997 | $226,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,829 | $226,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 19,628 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 7,785 | $225,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 4,978 | $224,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 11,272 | $224,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,269 | $223,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,561 | $220,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,448 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 7,529 | $220,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,085 | $219,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,323 | $219,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,287 | $218,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 20,225 | $218,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 9,732 | $215,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,424 | $214,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 11,249 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,462 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 3,825 | $214,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 20,696 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,333 | $213,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,438 | $212,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,504 | $212,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,442 | $212,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 10,955 | $211,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 7,904 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,839 | $208,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 949 | $207,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,989 | $207,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 9,317 | $206,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,471 | $206,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,867 | $206,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,759 | $206,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 17,355 | $205,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,723 | $205,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,198 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,824 | $204,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 27,187 | $204,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,119 | $203,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 22,549 | $203,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 52,659 | $203,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 776 | $202,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,814 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,642 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,098 | $200,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,662 | $200,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,074 | $200,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,757 | $199,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,305 | $198,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 46,796 | $198,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 12,160 | $196,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,880 | $191,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,046 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,168 | $190,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,870 | $188,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,890 | $188,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 56,995 | $187,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 11,603 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 11,896 | $186,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,198 | $186,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 37,354 | $183,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 22,678 | $181,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 58,318 | $178,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 19,689 | $177,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 54,796 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,950 | $176,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,580 | $175,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 55,118 | $171,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,740 | $171,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 29,839 | $169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,849 | $169,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 15,925 | $168,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 59,864 | $168,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,574 | $167,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 21,893 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 17,367 | $167,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,869 | $166,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 120,468 | $166,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 12,072 | $163,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,275 | $161,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,252 | $161,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 30,305 | $160,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 23,388 | $158,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,361 | $158,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 174,938 | $158,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,890 | $157,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 22,669 | $157,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 12,151 | $156,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 200,000 | $156,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 18,750 | $154,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 19,623 | $154,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 30,931 | $152,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,710 | $151,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 10,467 | $151,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 22,026 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 11,413 | $149,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,653 | $148,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 17,865 | $148,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,571 | $147,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 34,223 | $145,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 31,228 | $142,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,763 | $142,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 16,434 | $140,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,133 | $140,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,502 | $139,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,854 | $136,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,075 | $136,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 25,546 | $134,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 12,065 | $132,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 18,796 | $131,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,917 | $128,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,616 | $128,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,256 | $122,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 28,935 | $122,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 11,883 | $120,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 23,000 | $119,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 36,289 | $119,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,154 | $118,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,435 | $116,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,500 | $115,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 33,110 | $113,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,437 | $111,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,476 | $110,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,354 | $110,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 155,850 | $110,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,540 | $109,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 13,202 | $107,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,283 | $107,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 96,800 | $107,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 200,798 | $106,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 20,631 | $103,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 28,340 | $103,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 13,233 | $102,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 36,348 | $101,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,777 | $101,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 38,200 | $101,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,645 | $100,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,750 | $100,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 27,695 | $100,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 19,775 | $100,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 29,162 | $99,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,024 | $98,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,934 | $98,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 18,660 | $96,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 11,119 | $92,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 13,100 | $89,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 14,347 | $88,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 21,881 | $88,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 34,724 | $86,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 12,340 | $85,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 23,669 | $85,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,738 | $85,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 24,174 | $83,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,087 | $79,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $77,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 21,766 | $77,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 21,177 | $75,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,398 | $74,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 31,100 | $73,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $71,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 11,485 | $70,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,000 | $70,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,401 | $69,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,226 | $68,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 43,196 | $67,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,823 | $67,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 106,596 | $64,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,636 | $61,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,550 | $60,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,251 | $57,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,392 | $57,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,155 | $57,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $57,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,595 | $53,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,447 | $49,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 22,007 | $48,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,597 | $48,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 28,566 | $48,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,908 | $45,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 45,000 | $45,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,462 | $43,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,000 | $40,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 34,774 | $38,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 47,326 | $37,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,771 | $37,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 23,000 | $36,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 24,629 | $35,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 57,903 | $35,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,147 | $34,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,291 | $31,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26,816 | $31,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 53,000 | $30,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 34,166 | $29,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,700 | $29,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,261 | $26,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 13,398 | $25,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 11,000 | $25,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,681 | $24,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,500 | $24,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 25,864 | $24,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 103,125 | $21,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,665 | $21,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,408 | $20,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,000 | $20,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 10,000 | $20,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 34,000 | $19,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $16,000 | thousands by filing date | principal |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,526 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,802 | $14,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 35,000 | $13,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,500 | $13,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 10,676 | $13,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 47,700 | $11,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $10,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 49,701 | $9,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,750 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,600 | $9,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,804 | $9,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 40,900 | $9,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 18,785 | $7,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $7,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,500 | $7,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,400 | $7,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,012 | $7,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,990 | $7,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 14,464 | $6,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 28,000 | $5,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,000 | $5,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 13,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001431 | this filing | 2020-05-12 | acceptance time not in the bulk data set |