13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 591 holding rows worth $688,241,000.
- Accession
- 0001085146-20-001427
- Filer
- CIK 1607239
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 591 entries on the cover page, a total value of $688,241,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $688,241,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,500 | $196,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 32,125 | $195,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 19,300 | $194,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 20,000 | $194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,074 | $194,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,210 | $193,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 60,926 | $191,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 24,936 | $191,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,161 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $184,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 458,600 | $183,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 45,915 | $181,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,578 | $179,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 49,337 | $178,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,318 | $172,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 10,728 | $171,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 25,982 | $171,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 28,054 | $162,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,087 | $160,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 31,775 | $160,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $159,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 24,425 | $156,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,595 | $154,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,000 | $153,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 45,575 | $152,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,300 | $144,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,000 | $144,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,662 | $142,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 18,000 | $142,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,310 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,845 | $139,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 25,000 | $136,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 17,050 | $129,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 12,350 | $126,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 29,419 | $118,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 10,000 | $112,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $112,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,500 | $109,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,800 | $106,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13,200 | $106,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,750 | $104,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 15,204 | $100,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,082 | $98,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,737 | $95,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,680 | $93,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,857 | $89,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,825 | $87,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,198 | $85,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,140 | $83,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,500 | $83,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,859 | $82,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16,230 | $78,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 12,541 | $75,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 67,642 | $70,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,808 | $69,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,086 | $69,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,204 | $68,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,701 | $67,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,500 | $67,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 35,324 | $65,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,722 | $62,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,415 | $60,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,008 | $57,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 52,500 | $55,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,802 | $54,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 18,550 | $47,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 42,905 | $45,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,858 | $41,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 23,800 | $40,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,914 | $39,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 29,966 | $39,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,500 | $25,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 70,000 | $23,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 16,000 | $20,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 14,769 | $18,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 12,000 | $17,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 20,150 | $15,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,000 | $14,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 19,500 | $10,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 19,200 | $10,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $10,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15 | $6,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $5,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2 | $4,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3 | $4,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 14 | $3,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1 | $3,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 3 | $2,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 2 | $1,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 8 | $1,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 20 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001427 | this filing | 2020-05-12 | acceptance time not in the bulk data set |