13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-11, with 401 holding rows worth $435,486,000.
- Accession
- 0001085146-20-001412
- Filer
- CIK 48966
- Filed
- 2020-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 416 entries on the cover page, a total value of $435,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,486,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 305,316 | $58,132,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,401,605 | $30,664,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 300,000 | $19,812,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 517,946 | $19,666,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 66,500 | $17,140,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 1,397,901 | $14,077,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,517,296 | $10,767,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 199,100 | $7,516,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 476,488 | $7,405,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 194,800 | $7,147,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 622,030 | $6,003,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 552,410 | $5,618,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 581,800 | $5,354,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 506,240 | $5,260,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 76,534 | $4,541,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 618,103 | $4,512,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 4,331,020 | $4,374,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 57,178 | $4,349,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 298,247 | $4,310,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 414,269 | $4,122,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 296,667 | $4,122,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 239,671 | $3,820,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 330,200 | $3,612,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 346,002 | $3,564,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 1,201,562 | $3,436,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,426,300 | $3,385,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 528,600 | $3,224,000 | thousands by filing date | put |
| TELA BIO INC | 872381108 | COM | 405,507 | $3,171,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,000,000 | $3,060,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,624 | $3,039,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 465,132 | $2,958,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 773,813 | $2,832,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 93,506 | $2,799,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 189,600 | $2,746,000 | thousands by filing date | put |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 278,884 | $2,736,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 344,354 | $2,734,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 165,458 | $2,728,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,146,986 | $2,695,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 261,893 | $2,680,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 627,100 | $2,678,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 150,000 | $2,163,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 208,446 | $2,162,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 221,350 | $2,147,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 218,624 | $2,136,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 262,319 | $2,114,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 215,660 | $2,113,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 212,535 | $2,040,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 1,122,589 | $2,021,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 201,084 | $1,969,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 354,849 | $1,948,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 220,885 | $1,904,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 210,695 | $1,894,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 795,350 | $1,837,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 40,741 | $1,801,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 1,202,686 | $1,792,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 220,000 | $1,739,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 500,000 | $1,725,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 150,000 | $1,661,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 40,337 | $1,643,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 144,063 | $1,621,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 153,518 | $1,589,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,960 | $1,521,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,037,700 | $1,475,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 30,599 | $1,452,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 144,420 | $1,424,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500,000 | $1,390,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 139,419 | $1,390,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 22,924 | $1,386,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 574,286 | $1,378,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 678,554 | $1,323,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7,274 | $1,288,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 126,166 | $1,287,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 129,774 | $1,276,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 354,879 | $1,274,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 50,000 | $1,230,000 | thousands by filing date | put |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 118,900 | $1,169,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 107,510 | $1,163,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 118,395 | $1,158,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000,000 | $1,110,000 | thousands by filing date | put |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 107,653 | $1,085,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 45,775 | $1,084,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 107,762 | $1,078,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 40,277 | $1,069,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 9,016 | $1,056,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 739,000 | $1,055,000 | thousands by filing date | put |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 100,000 | $1,027,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,324 | $1,010,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 41,342 | $1,008,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 20,797 | $983,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G202 | UNIT 10/28/2024 | 98,212 | $977,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 787,500 | $957,000 | thousands by filing date | call |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 97,307 | $942,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $937,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 89,750 | $906,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 262,800 | $896,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 220,000 | $880,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 264,000 | $878,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 57,805 | $854,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 56,701 | $827,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 80,000 | $816,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 81,650 | $815,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 304,800 | $800,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 73,356 | $745,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 8,519 | $709,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 72,500 | $690,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 55,200 | $671,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 65,595 | $671,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P208 | UNIT 03/31/2025 | 65,175 | $652,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 34,700 | $643,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 402,600 | $635,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 36,919 | $634,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,500 | $615,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 3,721 | $614,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 75,000 | $594,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 10,000 | $584,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $579,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 408,921 | $552,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 212,500 | $548,000 | thousands by filing date | put |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 54,032 | $530,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 150,000 | $525,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 192,800 | $513,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 922,869 | $498,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 69,500 | $490,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 1,590,200 | $457,000 | thousands by filing date | put |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 45,356 | $452,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 332,817 | $433,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 50,000 | $430,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 33,000 | $429,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 6,312 | $422,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 229,212 | $422,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 699,864 | $420,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 40,628 | $418,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 112,300 | $415,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 4,599,131 | $414,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 59,984 | $405,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 40,676 | $403,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,900 | $387,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 150,000 | $385,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 71,100 | $376,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 8,993 | $374,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $373,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 36,476 | $371,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 55,800 | $370,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 16,999 | $361,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 23,932 | $357,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,589 | $351,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 57,600 | $347,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,100 | $346,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 32,967 | $330,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 31,582 | $325,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 53,500 | $319,000 | thousands by filing date | call |
| CHP MERGER CORP | 12558Y106 | COM CL A | 32,899 | $319,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,889 | $318,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 31,891 | $314,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 31,661 | $310,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 367,459 | $309,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 12,700 | $308,000 | thousands by filing date | put |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 295,859 | $308,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 63,100 | $306,000 | thousands by filing date | put |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 488,104 | $304,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 29,259 | $296,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,000 | $295,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 182,300 | $295,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 122,700 | $293,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 25,400 | $292,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 27,700 | $292,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 4,999 | $292,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,300 | $285,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 15,100 | $268,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 102,500 | $268,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 17,649 | $255,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 58,000 | $254,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 50,000 | $253,000 | thousands by filing date | put |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 633,431 | $247,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 38,763 | $245,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 255,183 | $244,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,430 | $243,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 345,636 | $242,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 400,474 | $240,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9,872 | $239,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 250,000 | $231,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 160,200 | $229,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 30,100 | $227,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 21,952 | $227,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 22,401 | $226,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 19,200 | $225,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 94,800 | $224,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 143,500 | $221,000 | thousands by filing date | put |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 22,001 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 200,000 | $215,000 | thousands by filing date | put |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 339,048 | $214,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 17,500 | $210,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 336,500 | $200,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 1,940 | $199,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 120,659 | $199,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 19,714 | $197,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,700 | $195,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 707,929 | $191,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,000 | $190,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 132,300 | $189,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 26,081 | $186,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 554,597 | $183,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 393,600 | $181,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 84,000 | $168,000 | thousands by filing date | call |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 240,004 | $168,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 60,300 | $167,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 2,222 | $166,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 831,731 | $166,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 16,731 | $165,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 175,969 | $165,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 16,665 | $163,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 170,616 | $160,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 16,432 | $160,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 267,295 | $158,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 712,048 | $157,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,200 | $156,000 | thousands by filing date | call |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 152,968 | $154,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 435,978 | $153,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,538 | $152,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 53,804 | $151,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 121,400 | $147,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 28,139 | $147,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 345,500 | $145,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 40,000 | $144,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,000 | $142,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 13,836 | $140,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,173,985 | $138,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 42,100 | $136,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 211,370 | $135,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 693,409 | $135,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 275,467 | $132,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 230,500 | $127,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 6,500 | $126,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 767,400 | $126,000 | thousands by filing date | call |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 13,368 | $125,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 146,202 | $124,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 16,996 | $120,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 60,811 | $118,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 38,500 | $116,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 17,500 | $114,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 441,658 | $110,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 11,250 | $109,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 56,500 | $105,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 149,876 | $105,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,420 | $103,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 3,135 | $99,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,000 | $98,000 | thousands by filing date | call |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 115,356 | $98,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 310,000 | $97,000 | thousands by filing date | call |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 173,211 | $97,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 183,350 | $85,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 28,000 | $80,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 583,560 | $80,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,468 | $79,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 14,000 | $77,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 851,868 | $77,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $75,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 185,720 | $72,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 157,258 | $71,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 127,751 | $70,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 98,501 | $69,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 23,400 | $68,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 190,000 | $67,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 2,000 | $66,000 | thousands by filing date | put |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 168,487 | $66,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 123,728 | $62,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 44,552 | $62,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 150,000 | $60,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 79,456 | $60,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 200,000 | $59,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,433 | $58,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 70,244 | $56,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 38,135 | $55,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,900 | $54,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 153,856 | $54,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 436,982 | $54,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 72,196 | $53,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 129,649 | $52,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 122,000 | $51,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 28,000 | $50,000 | thousands by filing date | put |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 71,475 | $50,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,000 | $49,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 60,000 | $48,000 | thousands by filing date | put |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 156,300 | $48,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 74,103 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50,000 | $47,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,000 | $47,000 | thousands by filing date | put |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 94,922 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 77,000 | $46,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 26,700 | $46,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 11,000 | $45,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 10,000 | $45,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $45,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 11,000 | $44,000 | thousands by filing date | put |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 198,182 | $44,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 80,293 | $43,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 445 | $42,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 797,513 | $41,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 26,700 | $40,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 132,463 | $40,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 59,317 | $38,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,200 | $35,000 | thousands by filing date | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,800 | $34,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,388 | $32,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,600 | $32,000 | thousands by filing date | call |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 498,050 | $32,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 42,500 | $29,000 | thousands by filing date | put |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 153,050 | $29,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 343,800 | $27,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 45,429 | $27,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 42,764 | $27,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 151,480 | $27,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 40,000 | $26,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $26,000 | thousands by filing date | call |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 99,400 | $25,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 100,000 | $24,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 140,224 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $23,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 72,000 | $23,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 24,000 | $23,000 | thousands by filing date | call |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 129,400 | $23,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 80,000 | $22,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 21,101 | $22,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 25,900 | $21,000 | thousands by filing date | put |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 188,479 | $21,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 170,250 | $21,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,000 | $20,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 62,600 | $19,000 | thousands by filing date | call |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 19,172 | $19,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 62 | $18,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 180,000 | $18,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 308,000 | $18,000 | thousands by filing date | call |
| GRAF INDL CORP | 384278115 | Stock | 181,209 | $18,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 69,543 | $17,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 116,403 | $17,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 32,900 | $16,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,500 | $16,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 117,849 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100,300 | $15,000 | thousands by filing date | call |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 32,692 | $15,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 118,618 | $15,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 44,200 | $14,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 2,000 | $13,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20,000 | $13,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 4,100 | $13,000 | thousands by filing date | call |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 50,391 | $13,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 50,000 | $13,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 900 | $12,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 10,000 | $12,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 13,591 | $12,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 59,450 | $12,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 29,942 | $12,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 24,000 | $11,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 35,500 | $11,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 56,785 | $10,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 191,809 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 250,000 | $9,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 41,100 | $9,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,300 | $9,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,000 | $9,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 154,050 | $9,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 86,810 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 263,500 | $8,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 250 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 60,000 | $7,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 12,300 | $7,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 43,200 | $6,000 | thousands by filing date | put |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 25,000 | $6,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 60,833 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 39,800 | $5,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 25,000 | $5,000 | thousands by filing date | call |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 57,100 | $5,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 91,082 | $5,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,100 | $4,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 30,000 | $4,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 25,000 | $4,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 70,000 | $4,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 58,686 | $4,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 41,978 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,000 | $3,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 1,400 | $3,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 99,900 | $3,000 | thousands by filing date | call |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 64,250 | $3,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 25,000 | $3,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 700 | $2,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 20,000 | $2,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 193,100 | $2,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 700 | $2,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 45,000 | $2,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 269,531 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 50,000 | $1,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 27 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 20 | $1,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11 | $1,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,000 | $1,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 82,700 | $1,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,000 | $1,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 25,000 | $1,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 22,400 | $1,000 | thousands by filing date | call |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 13,203 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001412 | this filing | 2020-05-11 | acceptance time not in the bulk data set |