13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 1,061 holding rows worth $2,324,907,000.
- Accession
- 0001085146-20-001362
- Filer
- CIK 1512647
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,062 entries on the cover page, a total value of $2,324,907,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,324,907,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,930 | $106,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,073 | $100,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,789 | $98,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 63,349 | $98,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,569 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,739 | $97,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,230 | $95,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 28,249 | $94,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,218 | $90,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,018 | $90,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,908 | $89,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,772 | $87,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,100 | $86,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 35,000 | $86,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,870 | $85,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,638 | $84,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,857 | $84,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,022 | $81,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 21,791 | $79,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,550 | $79,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,416 | $78,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,699 | $77,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 10,891 | $77,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,061 | $75,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,061 | $72,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 13,087 | $71,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,606 | $67,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 16,543 | $67,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,317 | $64,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,450 | $61,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 71,000 | $61,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,334 | $59,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,906 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,239 | $55,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,800 | $54,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 36,398 | $52,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,386 | $52,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,276 | $52,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,433 | $51,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,806 | $51,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,800 | $51,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,090 | $50,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,105 | $50,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,000 | $49,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,632 | $48,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 35,340 | $45,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,700 | $36,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 38,784 | $34,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,808 | $31,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,176 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 40,000 | $28,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 26,000 | $23,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 15,110 | $20,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,000 | $18,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 79,425 | $14,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 18,000 | $13,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,166 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $9,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,250 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,500 | $7,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001362 | this filing | 2020-05-08 | acceptance time not in the bulk data set |