13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 541 holding rows worth $816,753,000.
- Accession
- 0001085146-20-001361
- Filer
- CIK 1666741
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 541 entries on the cover page, a total value of $816,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $816,753,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,082 | $177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 16,100 | $174,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,038 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,599 | $160,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 31,162 | $153,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,594 | $149,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 30,209 | $148,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,470 | $147,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 21,158 | $145,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,074 | $138,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 21,437 | $138,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,057 | $135,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $128,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 11,825 | $118,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,040 | $110,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,793 | $103,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,011 | $101,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 18,840 | $97,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,174 | $97,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $86,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,564 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 172,336 | $75,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,000 | $72,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,141 | $70,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,369 | $67,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 16,783 | $61,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 19,522 | $59,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,233 | $53,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,375 | $52,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,233 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 25,107 | $48,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 34,153 | $45,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,519 | $44,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 26,979 | $39,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100,000 | $38,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,346 | $34,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,425 | $32,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 28,119 | $31,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 79,012 | $15,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 20,033 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001361 | this filing | 2020-05-08 | acceptance time not in the bulk data set |