13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 808 holding rows worth $1,862,816,000.
- Accession
- 0001085146-20-001360
- Filer
- CIK 1534400
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 808 entries on the cover page, a total value of $1,862,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,862,816,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 23,027 | $441,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,485 | $440,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,927 | $440,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 104,342 | $439,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 8,329 | $437,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,318 | $437,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 17,652 | $437,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,392 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,659 | $430,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,527 | $429,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,946 | $425,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23,772 | $424,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,990 | $419,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,326 | $417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,312 | $417,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 24,568 | $416,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,871 | $414,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,069 | $411,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 17,295 | $410,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 31,065 | $409,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 15,807 | $409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 14,516 | $408,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,157 | $406,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,255 | $403,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 17,124 | $402,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 44,027 | $400,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 18,778 | $398,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,534 | $395,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,954 | $394,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22,426 | $389,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 621 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,060 | $387,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,529 | $387,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,777 | $386,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,000 | $386,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 14,900 | $386,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,858 | $383,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 7,372 | $381,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,520 | $380,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,197 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,856 | $374,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,743 | $371,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 16,000 | $370,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,446 | $369,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 9,989 | $367,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 58,367 | $365,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 50,158 | $364,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,711 | $361,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,260 | $360,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 168,428 | $357,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,642 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,074 | $353,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 13,671 | $353,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,413 | $352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 7,068 | $352,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 10,897 | $352,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,790 | $350,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,378,654 | $349,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 22,501 | $348,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 14,256 | $345,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,092 | $342,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,929 | $342,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 11,612 | $341,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,765 | $341,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,721 | $340,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 12,370 | $337,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 24,942 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,295 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 8,567 | $336,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,113 | $334,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,668 | $333,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 9,796 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,224 | $331,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 29,001 | $331,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,937 | $324,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,533 | $321,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 13,095 | $321,000 | thousands by filing date | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,917 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 20,077 | $320,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,925 | $319,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 23,991 | $319,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 13,595 | $314,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 12,958 | $314,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 10,980 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 16,770 | $313,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,281 | $312,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,738 | $312,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,274 | $310,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,532 | $309,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 72,382 | $308,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 9,918 | $306,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,999 | $305,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 13,905 | $301,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,973 | $300,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,341 | $300,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,820 | $300,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,822 | $299,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,128 | $298,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 44,021 | $298,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,016 | $297,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 8,530 | $296,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 11,851 | $292,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,299 | $290,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,672 | $289,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,941 | $286,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,836 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,841 | $285,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 39,638 | $285,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 12,255 | $284,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,649 | $283,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,491 | $281,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,140 | $281,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,837 | $280,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 11,234 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,129 | $279,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,690 | $279,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,084 | $278,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,518 | $276,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,281 | $276,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,657 | $275,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,433 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,950 | $274,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 35,789 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,534 | $273,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 942 | $272,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,370 | $271,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,334 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,986 | $270,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,430 | $269,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,361 | $269,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,748 | $268,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,717 | $268,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,494 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,450 | $267,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 12,200 | $266,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,004 | $265,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,858 | $264,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 678,152 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,222 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 9,086 | $263,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,893 | $258,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,101 | $258,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 14,064 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,432 | $256,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 17,778 | $256,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,219 | $255,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,036 | $254,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,999 | $254,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,402 | $252,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,407 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 21,000 | $252,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,436 | $251,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,950 | $251,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,511 | $251,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,603 | $251,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 121,126 | $251,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,087 | $247,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,752 | $247,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 25,271 | $247,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,544 | $246,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 5,002 | $246,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,023 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,307 | $245,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,669 | $244,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,144 | $244,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 19,388 | $243,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,970 | $243,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,965 | $242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 10,075 | $241,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,773 | $240,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,538 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,700 | $239,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 9,177 | $239,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,905 | $237,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11,872 | $237,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 36,079 | $236,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 26,800 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 5,720 | $235,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,241 | $234,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,877 | $231,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 50,307 | $231,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,070 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,568 | $230,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,506 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $227,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 715 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,124 | $226,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,084 | $225,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,945 | $225,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,074 | $224,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,029 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,183 | $224,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,159 | $223,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,429 | $221,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,107 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,215 | $220,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,700 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 8,455 | $218,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,629 | $217,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 22,359 | $217,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,426 | $216,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,579 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,463 | $216,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,099 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,343 | $215,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,667 | $214,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,308 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,104 | $214,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,417 | $213,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,251 | $212,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,128 | $212,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,284 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,808 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,206 | $210,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 898 | $209,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,961 | $207,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,200 | $207,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,020 | $206,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,650 | $206,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,179 | $206,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,513 | $205,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,931 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 4,494 | $204,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29,691 | $203,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,336 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 5,460 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,599 | $200,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 18,608 | $199,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 19,157 | $197,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 21,805 | $195,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 10,235 | $191,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 45,881 | $189,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 18,794 | $188,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 159,159 | $185,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 65,647 | $182,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 25,340 | $181,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 21,402 | $179,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 43,200 | $170,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,191 | $161,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 12,133 | $161,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 12,768 | $153,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,932 | $142,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,946 | $142,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,500 | $140,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,410 | $133,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,978 | $131,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,239 | $130,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24,939 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 30,175 | $125,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,614 | $120,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 31,408 | $120,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,955 | $119,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,000 | $119,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,674 | $117,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,812 | $114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,748 | $110,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,000 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 33,764 | $106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,448 | $102,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 16,508 | $102,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,401 | $98,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 89,625 | $95,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,241 | $93,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,414 | $91,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,227 | $90,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 50,439 | $85,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 14,984 | $84,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 10,024 | $79,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,738 | $72,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,945 | $68,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,824 | $68,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 14,400 | $68,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $67,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,863 | $62,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 68,803 | $61,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 39,417 | $58,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,224 | $55,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,215 | $55,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,577 | $53,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,773 | $50,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,387 | $50,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 11,658 | $47,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 79,556 | $45,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,013 | $43,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,700 | $43,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,836 | $42,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,627 | $40,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,271 | $40,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 49,910 | $37,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 56,800 | $36,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 21,781 | $32,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,686 | $26,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $23,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,286 | $22,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,655 | $15,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 39,931 | $14,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 15,000 | $8,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 10,725 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 16,233 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,500 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,100 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,675 | $4,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $2,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 200 | $2,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 300 | $2,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,800 | $2,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001360 | this filing | 2020-05-08 | acceptance time not in the bulk data set |