13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 1,116 holding rows worth $3,028,970,000.
- Accession
- 0001085146-20-001359
- Filer
- CIK 1534468
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,116 entries on the cover page, a total value of $3,028,970,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,028,970,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,075 | $182,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 12,052 | $181,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,540 | $180,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,142 | $171,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,175 | $171,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,127 | $168,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 39,750 | $167,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 20,500 | $166,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 27,124 | $165,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 29,305 | $163,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 12,235 | $160,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,042 | $156,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,584 | $155,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 14,356 | $152,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 17,265 | $151,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 39,534 | $151,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 22,731 | $150,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 96,867 | $150,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,485 | $149,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,951 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,259 | $147,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,365 | $146,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,250 | $146,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 10,407 | $144,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,279 | $143,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,405 | $142,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,500 | $140,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,158 | $139,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,605 | $139,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 27,839 | $138,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,642 | $135,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,357 | $134,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,250 | $134,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 33,588 | $133,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,419 | $132,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,656 | $131,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 17,582 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,171 | $123,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,091 | $123,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,530 | $120,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,460 | $117,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,766 | $116,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,813 | $115,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 46,103 | $111,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 21,946 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,422 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 14,500 | $107,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,265 | $106,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,553 | $106,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 19,457 | $104,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 30,910 | $102,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $100,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,950 | $100,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 18,485 | $99,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 10,773 | $98,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,766 | $97,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,800 | $96,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,077 | $96,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,217 | $96,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 26,728 | $94,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,533 | $93,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,273 | $92,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,529 | $91,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,309 | $90,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 17,532 | $90,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,114 | $90,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 17,881 | $87,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 20,049 | $87,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,390 | $87,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 33,621 | $86,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,504 | $85,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 25,000 | $82,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,665 | $82,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,000 | $81,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,049 | $80,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,783 | $79,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,000 | $76,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 59,635 | $73,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,210 | $71,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,685 | $67,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 11,865 | $64,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 70,061 | $62,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 10,609 | $57,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,500 | $55,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,080 | $53,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 294,072 | $51,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,447 | $49,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,500 | $49,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 26,133 | $48,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,270 | $48,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 17,000 | $48,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 16,944 | $44,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,300 | $44,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 10,000 | $44,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 34,636 | $44,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 11,355 | $43,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 38,602 | $37,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,868 | $35,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 28,900 | $34,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,521 | $33,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 11,600 | $33,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 28,260 | $33,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,450 | $32,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,461 | $32,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 68,750 | $28,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 30,000 | $25,000 | thousands by filing date | principal |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 69,839 | $24,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 51,500 | $23,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,337 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 55,135 | $13,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 16,000 | $6,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 10,309 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $3,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001359 | this filing | 2020-05-08 | acceptance time not in the bulk data set |