13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 1,383 holding rows worth $10,812,435,000.
- Accession
- 0001085146-20-001358
- Filer
- CIK 61227
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,888 entries on the cover page, a total value of $10,812,435,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,812,435,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SABRE CORP COM | 78573M104 | Stock | 143,193 | $849,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 17,800 | $849,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,925 | $849,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 57,700 | $847,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,843 | $844,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 31,900 | $844,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 16,000 | $841,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 460,000 | $840,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 29,790 | $838,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 19,200 | $832,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 235,900 | $831,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 31,209 | $822,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 261,600 | $808,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,545 | $808,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 51,617 | $805,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 56,144 | $803,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 71,400 | $798,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 11,928 | $796,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 86,536 | $793,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 29,571 | $792,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 47,900 | $792,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 114,278 | $790,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 98,200 | $790,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 20,804 | $786,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 43,000 | $785,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 38,686 | $773,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 9,500 | $773,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 21,217 | $766,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 7,300 | $763,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 57,347 | $762,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 58,588 | $762,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,547 | $759,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 31,091 | $758,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 71,222 | $758,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 132,700 | $757,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,436 | $757,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 10,100 | $756,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 132,600 | $756,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 23,506 | $743,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 103,590 | $738,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 59,500 | $737,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 17,100 | $735,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 47,765 | $727,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 59,557 | $726,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 51,400 | $722,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 28,800 | $721,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,388 | $720,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 217,778 | $719,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 74,040 | $716,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 24,900 | $716,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 18,300 | $715,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 49,800 | $713,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 83,731 | $713,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 91,700 | $708,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 99,900 | $707,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 15,800 | $703,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 10,100 | $702,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,012,000 | $701,000 | thousands by filing date | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 56,581 | $699,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 26,045 | $697,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 63,000 | $689,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 64,335 | $683,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 21,384 | $678,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 10,600 | $675,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 64,822 | $671,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,900 | $671,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 70,518 | $668,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 22,929 | $663,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 40,077 | $662,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 56,581 | $662,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 25,042 | $656,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 42,266 | $655,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 20,454 | $652,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,747 | $649,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 37,399 | $649,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 50,800 | $648,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 28,725 | $644,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 61,400 | $640,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 9,500 | $637,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 39,000 | $637,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 19,919 | $632,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 11,300 | $631,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 49,885 | $626,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50,400 | $623,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 22,300 | $623,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 153,668 | $621,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 37,170 | $615,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,226 | $612,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 9,100 | $608,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 16,100 | $606,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,803 | $604,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 255,373 | $600,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 28,477 | $596,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 54,905 | $594,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,376 | $592,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 32,900 | $592,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 26,550 | $591,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 59,803 | $588,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 27,300 | $584,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 30,582 | $580,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 23,293 | $576,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 89,100 | $576,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 55,500 | $572,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 42,894 | $556,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,283 | $556,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,000 | $552,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 21,000 | $551,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 15,514 | $550,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 9,200 | $541,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 65,263 | $541,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 12,418 | $536,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 597,648 | $535,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 28,200 | $534,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 23,200 | $533,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 18,562 | $528,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19,756 | $527,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 22,500 | $523,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 35,924 | $523,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 19,300 | $522,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 57,679 | $518,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 90,000 | $516,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 3,860 | $511,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 22,900 | $509,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 16,771 | $507,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 543 | $504,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,517 | $502,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 126,832 | $498,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 33,100 | $497,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,567 | $497,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 12,300 | $494,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,184 | $493,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 33,708 | $492,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 32,699 | $489,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 6,100 | $487,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 8,900 | $485,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,800 | $484,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 67,700 | $483,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 41,098 | $478,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 60,500 | $476,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 19,723 | $471,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 30,100 | $467,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 30,200 | $465,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,800 | $454,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 14,600 | $451,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 7,600 | $451,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 23,697 | $449,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 73,745 | $445,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 23,000 | $443,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 19,500 | $443,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 14,900 | $441,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 61,100 | $440,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,900 | $438,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 49,267 | $433,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 80,800 | $430,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 99,800 | $430,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 31,000 | $428,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 54,380 | $428,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 30,278 | $426,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 93,500 | $426,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 87,761 | $424,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 27,800 | $423,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,186 | $421,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 18,600 | $419,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 33,408 | $418,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 41,300 | $417,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 25,600 | $416,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 29,900 | $415,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,500 | $413,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,100 | $412,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 15,985 | $411,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 124,993 | $411,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 16,900 | $410,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 36,400 | $408,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 15,100 | $406,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 32,986 | $404,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 34,768 | $402,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 92,922 | $400,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 27,900 | $396,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 73,100 | $396,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 36,167 | $392,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 27,800 | $385,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 39,534 | $385,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,100 | $381,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 19,500 | $380,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 38,300 | $373,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 62,000 | $371,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 26,793 | $369,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 243,481 | $368,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 54,279 | $367,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 16,475 | $365,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 87,900 | $363,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 47,100 | $361,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 11,100 | $359,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 35,700 | $356,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 171,600 | $355,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 34,900 | $353,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 52,800 | $352,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 22,400 | $351,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 240,000 | $351,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,200 | $350,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 325,000 | $345,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 30,200 | $343,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 25,200 | $341,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 37,862 | $340,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 26,000 | $340,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 19,200 | $337,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 35,226 | $335,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 28,300 | $329,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 47,400 | $329,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 40,600 | $329,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 53,800 | $324,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 5,519 | $321,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 29,500 | $319,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 9,253 | $315,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 36,400 | $312,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 30,600 | $312,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 31,854 | $312,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,900 | $306,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 142,815 | $305,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 29,127 | $304,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 42,500 | $302,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,600 | $298,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $298,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 55,500 | $294,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,933 | $293,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 82,700 | $293,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 28,873 | $290,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 9,300 | $289,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,025 | $289,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 26,100 | $284,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,300 | $282,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 16,908 | $281,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 28,200 | $278,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 345,000 | $277,000 | thousands by filing date | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,200 | $276,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,400 | $275,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 26,800 | $273,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 20,500 | $272,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 23,322 | $271,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,527 | $266,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 6,600 | $266,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,337 | $266,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 28,509 | $263,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 9,100 | $263,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 34,800 | $260,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 145,000 | $260,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,492 | $258,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 10,328 | $257,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 18,120 | $252,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,300 | $251,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 18,400 | $251,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 8,800 | $251,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 30,930 | $250,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 65,111 | $250,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 275,000 | $247,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 16,011 | $246,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 4,700 | $246,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 144,000 | $245,000 | thousands by filing date | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 33,400 | $244,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,798 | $243,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 58,034 | $242,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 255,000 | $242,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,042 | $241,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 15,400 | $241,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 16,000 | $240,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,900 | $239,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 84 | $236,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 44,576 | $230,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 34,100 | $230,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,000 | $228,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 46,354 | $227,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 90,544 | $227,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 32,054 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 16,417 | $226,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 17,800 | $225,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 222,000 | $224,000 | thousands by filing date | principal |
| WINGSTOP INC COM | 974155103 | Stock | 2,800 | $223,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,200 | $221,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 71,000 | $221,000 | thousands by filing date | principal |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,900 | $220,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 30,700 | $219,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 80,000 | $217,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 220,000 | $216,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,407 | $215,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 13,500 | $214,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 44,707 | $213,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,900 | $212,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 7,700 | $212,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 14,300 | $206,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 135,000 | $205,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $205,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,397 | $203,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,000 | $201,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 22,153 | $200,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,639 | $200,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $199,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 38,100 | $191,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 135,000 | $190,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 28,600 | $187,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,677 | $186,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 13,000 | $185,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 29,500 | $185,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 17,600 | $177,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 20,800 | $174,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 14,523 | $170,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 26,600 | $166,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 26,600 | $165,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,400 | $160,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 19,000 | $153,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 21,400 | $149,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 17,380 | $147,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 27,958 | $146,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 95,000 | $141,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,000 | $135,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 29,300 | $133,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 93,000 | $133,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $129,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 260,000 | $129,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 50,300 | $129,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,200 | $125,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 130,000 | $125,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 12,272 | $124,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 85,000 | $121,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $120,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $120,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 30,574 | $120,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 11,900 | $120,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 13,000 | $118,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 118,000 | $118,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 110,000 | $117,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $116,000 | thousands by filing date | principal |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 64,646 | $113,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 85,000 | $111,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $110,000 | thousands by filing date | principal |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 39,900 | $110,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 120,000 | $108,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 135,000 | $108,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 101,000 | $108,000 | thousands by filing date | principal |
| EMERALD HOLDING INC | 29103W104 | COM | 40,600 | $106,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 75,000 | $103,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 120,000 | $101,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 11,100 | $98,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 110,000 | $98,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $96,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 105,000 | $96,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 60,000 | $96,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 150,000 | $95,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 18,501 | $90,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 37,900 | $87,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 100,000 | $85,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 140,000 | $85,000 | thousands by filing date | principal |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 20,300 | $85,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,500 | $84,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 70,000 | $83,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 87,000 | $81,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 95,000 | $80,000 | thousands by filing date | principal |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 83,055 | $79,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 43,400 | $79,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 80,000 | $79,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 95,000 | $78,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 16,300 | $75,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 35,000 | $73,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 85,000 | $68,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 55,000 | $67,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 70,000 | $62,000 | thousands by filing date | principal |
| CENTURY CASINOS INC | 156492100 | COM | 23,900 | $58,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $58,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,995 | $56,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 65,000 | $56,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 115,000 | $54,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 80,000 | $52,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,400 | $50,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 50,000 | $44,000 | thousands by filing date | principal |
| Amplify Energy Corp | 03212B103 | COM | 71,400 | $40,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 34,927 | $36,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 45,000 | $35,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 30,000 | $30,000 | thousands by filing date | principal |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,100 | $25,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 90,000 | $18,000 | thousands by filing date | principal |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 75,000 | $16,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 280,000 | $15,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 30,000 | $14,000 | thousands by filing date | principal |
| Lee Enterprises Inc | 523768109 | COM | 12,600 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001358 | this filing | 2020-05-08 | acceptance time not in the bulk data set |