13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 1,191 holding rows worth $3,293,976,000.
- Accession
- 0001085146-20-001352
- Filer
- CIK 822581
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,191 entries on the cover page, a total value of $3,293,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,293,976,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNRUN INC | 86771W105 | COM | 21,885 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,313 | $221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,964 | $221,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 29,550 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 10,496 | $220,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,300 | $217,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 3,213 | $217,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,915 | $216,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 78,386 | $215,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,239 | $214,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,448 | $214,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,390 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,154 | $212,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 849 | $211,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,530 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 14,480 | $211,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,750 | $211,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,260 | $210,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,660 | $210,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 14,750 | $210,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,197 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,687 | $209,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,053 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 14,225 | $207,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,664 | $206,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,568 | $205,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 225 | $205,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 34,110 | $204,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,777 | $202,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,268 | $201,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,750 | $201,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,640 | $201,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 21,326 | $201,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 12,320 | $200,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,538 | $199,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,383 | $199,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 14,950 | $199,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 14,484 | $195,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 24,350 | $192,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 25,080 | $190,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 50,000 | $190,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 56,600 | $188,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 18,132 | $188,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 48,970 | $186,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,194 | $182,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,165 | $181,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 35,937 | $180,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,600 | $180,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 40,505 | $176,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,585 | $174,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 63,432 | $174,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,769 | $172,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,200 | $170,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 18,485 | $169,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,500 | $168,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 33,000 | $167,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 11,325 | $166,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,954 | $166,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 16,980 | $166,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,214 | $165,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 18,700 | $164,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 30,897 | $164,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,089 | $163,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,862 | $162,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,394 | $160,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 19,322 | $160,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 46,600 | $160,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 44,045 | $158,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 11,104 | $155,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,623 | $153,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,196 | $152,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 23,835 | $152,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,800 | $150,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,389 | $147,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 21,260 | $147,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,966 | $145,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,400 | $144,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,400 | $144,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 60,321 | $144,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,800 | $143,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,705 | $142,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 19,100 | $142,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 26,465 | $139,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 49,000 | $136,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 29,898 | $135,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 14,061 | $135,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 41,373 | $135,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,688 | $133,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 11,335 | $132,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 41,000 | $132,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,653 | $127,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 12,532 | $127,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $126,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,735 | $124,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,450 | $124,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 20,350 | $123,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,500 | $121,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,474 | $119,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 16,651 | $118,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21,693 | $118,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 25,000 | $117,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,019 | $116,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,800 | $113,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 21,064 | $113,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 27,651 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,803 | $110,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 47,843 | $109,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,948 | $109,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 11,256 | $109,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,000 | $106,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 15,530 | $105,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 10,356 | $105,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,600 | $104,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 24,663 | $104,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 43,620 | $103,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 65,618 | $102,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 20,028 | $101,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 36,934 | $100,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 12,430 | $100,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 30,940 | $98,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,500 | $98,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,173 | $97,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $91,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,030 | $89,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,886 | $89,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 30,000 | $86,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $84,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 26,663 | $83,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,107 | $81,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 147,000 | $81,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 42,865 | $80,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,829 | $79,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,763 | $79,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,559 | $78,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,690 | $75,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 198,389 | $75,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,066 | $72,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 33,904 | $71,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 29,000 | $71,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 40,909 | $70,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,817 | $68,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 15,000 | $68,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 29,700 | $67,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,092 | $66,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $65,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 41,200 | $65,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,500 | $64,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 25,715 | $63,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 68,100 | $63,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 57,737 | $62,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 16,402 | $59,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 46,795 | $54,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,200 | $54,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,257 | $54,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 18,941 | $53,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 47,030 | $52,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,186 | $47,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 42,850 | $46,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $43,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 12,960 | $40,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 14,000 | $36,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 16,300 | $35,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,240 | $33,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $33,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,240 | $32,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,836 | $31,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,573 | $31,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 87,500 | $31,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $30,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 43,400 | $30,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 19,160 | $26,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,200 | $25,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 17,700 | $24,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 28,035 | $24,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,000 | $20,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 22,507 | $16,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,884 | $16,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,146 | $15,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 24,400 | $15,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 17,783 | $12,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,820 | $10,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 40,295 | $10,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 24,297 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 24,500 | $8,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,500 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,000 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,100 | $4,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,204 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,800 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 14,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001352 | this filing | 2020-05-08 | acceptance time not in the bulk data set |