13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-30, with 801 holding rows worth $3,350,980,000.
- Accession
- 0001085146-20-001264
- Filer
- CIK 1303042
- Filed
- 2020-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 801 entries on the cover page, a total value of $3,350,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,350,980,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 22,660 | $392,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,897 | $390,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,757 | $386,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,466 | $383,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 49,978 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,059 | $379,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,404 | $377,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 19,973 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 9,560 | $376,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,619 | $375,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,062 | $373,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,207 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,535 | $372,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,917 | $371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,851 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,340 | $365,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,324 | $359,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,489 | $358,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,230 | $358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 12,210 | $358,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 7,930 | $357,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,490 | $357,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,229 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,228 | $355,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,948 | $355,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 20,432 | $354,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,234 | $353,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 9,381 | $352,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 14,594 | $347,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,113 | $346,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 50,004 | $346,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,642 | $344,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,593 | $343,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,932 | $343,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,756 | $343,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 23,402 | $343,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 16,544 | $341,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,241 | $339,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,552 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 14,187 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 8,414 | $333,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 12,898 | $333,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,905 | $332,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,319 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 4,627 | $329,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,378 | $327,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,519 | $327,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,315 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,161 | $325,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22,930 | $324,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 12,677 | $324,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,371 | $322,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 66,642 | $322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 10,544 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 10,204 | $321,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,977 | $319,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 10,260 | $317,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,723 | $311,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,153 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 6,927 | $311,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,648 | $310,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,623 | $310,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 30,202 | $310,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 19,478 | $310,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,580 | $308,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,331 | $307,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,830 | $306,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 9,094 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,431 | $306,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 76,627 | $306,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,075 | $305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,352 | $305,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 355,000 | $305,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 3,177 | $302,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,864 | $302,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,976 | $301,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,005 | $298,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,989 | $296,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,544 | $296,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,965 | $295,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 9,056 | $295,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 4,079 | $292,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 57,541 | $291,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,565 | $290,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,467 | $290,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 4,633 | $290,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,200 | $289,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,157 | $289,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,881 | $288,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,218 | $288,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,656 | $287,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,263 | $287,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 15,885 | $287,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 13,687 | $287,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 10,700 | $286,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,402 | $285,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,512 | $284,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,256 | $283,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,388 | $283,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,405 | $283,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,410 | $283,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 9,955 | $282,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,343 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 9,395 | $281,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,070 | $281,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 14,874 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 25,685 | $279,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 5,222 | $278,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,705 | $277,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,511 | $274,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,960 | $273,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 304,000 | $272,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,456 | $271,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,740 | $270,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,429 | $269,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,539 | $269,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 22,077 | $269,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,202 | $268,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,118 | $268,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,319 | $267,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 13,524 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,786 | $266,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,289 | $266,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,088 | $265,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,826 | $264,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 830 | $264,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,073 | $264,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 23,583 | $264,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,525 | $263,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,478 | $260,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,628 | $259,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,769 | $259,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 25,382 | $259,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,418 | $259,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,659 | $258,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 20,826 | $258,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,291 | $257,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,953 | $257,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 20,015 | $257,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,938 | $256,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 46,151 | $256,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 12,058 | $254,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,877 | $253,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 38,159 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,485 | $252,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 11,370 | $251,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 22,319 | $251,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,716 | $250,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 5,537 | $247,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 246,000 | $246,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,479 | $244,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,475 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,854 | $244,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 7,743 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,474 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,121 | $243,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 22,685 | $243,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 80,115 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 16,451 | $240,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,195 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 9,461 | $239,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 24,826 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,008 | $238,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 48,606 | $238,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,863 | $237,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 18,604 | $235,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 20,394 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,476 | $233,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,942 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,202 | $230,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,599 | $229,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 21,535 | $229,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,968 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,549 | $228,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,420 | $228,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,791 | $227,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,912 | $226,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 9,952 | $226,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,409 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,145 | $225,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,006 | $225,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,287 | $224,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,261 | $224,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,210 | $223,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,230 | $222,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 16,228 | $222,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,650 | $221,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,250 | $221,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 47,182 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,773 | $220,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,412 | $219,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,327 | $218,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,605 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,123 | $217,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 176,000 | $216,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,410 | $215,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,964 | $215,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,761 | $214,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,938 | $214,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 24,241 | $214,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,292 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,648 | $213,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 17,000 | $211,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,060 | $209,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,440 | $207,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,960 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 12,413 | $207,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,103 | $207,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,100 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,828 | $207,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,704 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 7,166 | $206,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3,331 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,151 | $205,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 27,348 | $205,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,982 | $204,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 8,098 | $204,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 28,315 | $204,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,548 | $202,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,514 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,572 | $200,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,233 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,000 | $200,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,298 | $200,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 52,833 | $194,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,348 | $193,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 17,953 | $192,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 41,540 | $191,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 39,009 | $189,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,280 | $184,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,295 | $184,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 16,591 | $181,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 54,483 | $176,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,502 | $175,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 16,700 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,869 | $164,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 28,866 | $161,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,886 | $160,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 19,646 | $157,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,617 | $157,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,100 | $153,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,389 | $152,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,008 | $150,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,926 | $149,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,756 | $149,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 93,176 | $146,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 16,076 | $139,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 15,810 | $132,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $127,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,274 | $124,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,255 | $123,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,746 | $123,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,622 | $119,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,020 | $116,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 18,894 | $116,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 136,000 | $114,000 | thousands by filing date | principal |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,720 | $113,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,472 | $105,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,482 | $101,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,216 | $99,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,286 | $98,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,883 | $96,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 12,100 | $90,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,202 | $89,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 21,896 | $87,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,539 | $78,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,845 | $78,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $76,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,620 | $72,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 27,133 | $70,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,784 | $67,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 21,995 | $64,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,362 | $55,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,909 | $54,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 10,000 | $53,000 | thousands by filing date | principal |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 22,784 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,330 | $50,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,934 | $48,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,499 | $43,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,055 | $42,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,723 | $37,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,000 | $35,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 49,663 | $35,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,126 | $29,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 141,928 | $24,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 12,000 | $24,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $19,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 17,000 | $19,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 15,000 | $18,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,960 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 21,338 | $15,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,000 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,000 | $14,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 14,431 | $14,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $14,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 15,000 | $13,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $11,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,323 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $9,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 32,006 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001264 | this filing | 2020-04-30 | acceptance time not in the bulk data set |