13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-24, with 716 holding rows worth $3,012,185,000.
- Accession
- 0001085146-20-001208
- Filer
- CIK 1011659
- Filed
- 2020-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 907 entries on the cover page, a total value of $3,012,185,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,012,185,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerMUFG Bank, Ltd.028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
- included managerMUFG SECURITIES AMERICAS INC.028-19447
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 494 | $44,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 804 | $44,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 730 | $43,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,299 | $42,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 110 | $41,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 745 | $41,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 560 | $41,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 604 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,190 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 577 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 800 | $40,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 316 | $39,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 415 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 419 | $39,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,884 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,400 | $39,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 261 | $38,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 550 | $38,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,825 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,570 | $38,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,164 | $37,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,800 | $37,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,671 | $37,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 665 | $37,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 737 | $37,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 990 | $37,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 413 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,620 | $36,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,300 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 362 | $36,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,500 | $36,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 321 | $36,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,112 | $35,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 358 | $35,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 971 | $35,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $35,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 235 | $34,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 229 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 965 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,460 | $34,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 494 | $34,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 600 | $33,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 741 | $33,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 390 | $32,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,212 | $32,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 365 | $31,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 675 | $31,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 322 | $30,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 618 | $29,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 157 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 500 | $29,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 300 | $28,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 800 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,000 | $28,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 977 | $28,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 800 | $27,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 691 | $27,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 715 | $26,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 631 | $26,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,275 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 541 | $25,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 202 | $24,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 720 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 147 | $24,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,575 | $24,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,021 | $24,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 384 | $24,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,043 | $23,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 227 | $23,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 285 | $23,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 155 | $23,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 518 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,408 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 575 | $22,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,492 | $22,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 465 | $22,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 723 | $22,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,536 | $22,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 872 | $22,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 411 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 238 | $21,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,900 | $21,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 450 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,000 | $21,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,000 | $21,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,780 | $21,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 353 | $20,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 418 | $20,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 75 | $20,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 304 | $20,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 567 | $19,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 481 | $19,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 365 | $19,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 130 | $19,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,000 | $19,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 242 | $19,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 400 | $18,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 254 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 600 | $18,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 200 | $18,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 97 | $17,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 640 | $17,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 106 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 132 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 529 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 500 | $17,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 960 | $17,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 330 | $16,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,259 | $16,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 710 | $16,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,057 | $16,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 903 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 590 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 750 | $16,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 350 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,192 | $15,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 700 | $15,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 303 | $15,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 400 | $15,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,000 | $15,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,300 | $15,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 503 | $14,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 118 | $14,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $14,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 127 | $14,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,757 | $14,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,607 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 138 | $13,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 15 | $13,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 251 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 625 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500 | $12,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 148 | $12,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,846 | $12,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 200 | $12,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 40 | $11,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 318 | $11,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 500 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 268 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $10,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 33 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 374 | $10,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 200 | $10,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 427 | $10,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 459 | $9,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 700 | $9,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 51 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 378 | $9,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 80 | $9,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 166 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,400 | $7,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,797 | $7,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 68 | $7,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 626 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 275 | $7,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 125 | $7,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 500 | $7,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 93 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 200 | $7,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 312 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 321 | $6,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 29 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 52 | $6,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 55 | $6,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 236 | $5,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 100 | $5,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 108 | $5,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 117 | $5,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 98 | $5,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 27 | $4,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 161 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 76 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 25 | $4,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 44 | $4,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 100 | $4,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 280 | $3,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 52 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 76 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 89 | $3,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 30 | $3,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 101 | $3,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 1,000 | $3,000 | thousands by filing date | principal |
| POLARIS INC COM | 731068102 | Stock | 45 | $2,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 100 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 45 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 68 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 100 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 227 | $2,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 100 | $2,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 120 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 66 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 26 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 24 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 193 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 44 | $1,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 46 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 75 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 63 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 278 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,665 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001208 | this filing | 2020-04-24 | acceptance time not in the bulk data set |