13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-09, with 198 holding rows worth $104,091,000.
- Accession
- 0001085146-20-001039
- Filer
- CIK 1053994
- Filed
- 2020-04-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 198 entries on the cover page, a total value of $104,091,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,091,000 with VALUE read as thousands by filing date, 13F file number 028-12760. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Verizon Communications Inc | 92343V104 | COM | 107,716 | $5,660,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 44,271 | $4,847,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 37,425 | $4,765,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 71,000 | $4,296,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 77,756 | $3,413,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 62,259 | $3,253,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,000 | $3,175,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 18,758 | $2,926,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25,000 | $2,690,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,540 | $2,473,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 30,418 | $2,457,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $2,412,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 9,352 | $2,395,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 47,745 | $2,345,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,949 | $2,170,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,062 | $1,892,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 9,671 | $1,877,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 57,000 | $1,841,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10,030 | $1,588,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,500 | $1,573,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 26,269 | $1,489,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,984 | $1,299,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,020 | $1,183,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,000 | $1,092,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 21,900 | $1,056,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,151 | $1,045,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,560 | $1,040,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,495 | $1,030,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,717 | $962,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 201,200 | $930,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,675 | $919,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,644 | $894,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,478 | $844,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,969 | $835,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,680 | $802,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 289,682 | $783,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,562 | $777,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,542 | $742,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,100 | $729,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 20,208 | $728,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 58,838 | $701,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,366 | $693,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,300 | $675,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 19,000 | $642,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,713 | $615,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 11,100 | $583,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,823 | $579,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,050 | $556,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,043 | $551,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,784 | $521,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,200 | $485,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,928 | $473,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 32,200 | $440,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,140 | $435,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,722 | $428,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,500 | $426,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,800 | $425,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,025 | $416,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,000 | $410,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,800 | $406,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,750 | $405,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,579 | $403,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,500 | $403,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 35,925 | $403,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 487 | $391,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 350 | $390,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,500 | $385,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,197 | $366,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,800 | $355,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 373 | $352,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,540 | $351,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,824 | $347,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,295 | $339,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,000 | $337,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $336,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,840 | $334,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,402 | $328,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,678 | $327,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,716 | $324,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,573 | $324,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,700 | $319,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,012 | $303,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 7,700 | $300,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,000 | $297,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 30,000 | $292,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 64,167 | $289,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,580 | $265,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,712 | $265,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,652 | $262,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $261,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,355 | $261,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,000 | $260,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 9,000 | $260,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,000 | $259,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,000 | $255,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 48,915 | $255,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,695 | $243,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,500 | $242,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,370 | $240,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 710,000 | $240,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 8,993 | $234,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,550 | $229,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,750 | $224,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,340 | $216,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 600 | $214,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 22,070 | $208,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,000 | $201,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 364,900 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,300 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,500 | $178,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,400 | $169,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 13,513 | $147,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,155 | $146,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,000 | $139,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,300 | $132,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 23,845 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,000 | $123,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,232 | $106,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 18,900 | $101,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 16,124 | $99,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 202,603 | $88,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,000 | $81,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,240 | $42,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,450 | $41,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 191,063 | $36,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Altria Group Inc | 02209S103 | COM | 82,156 | $31,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 54,068 | $29,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,087 | $24,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 55,989 | $24,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 55,000 | $12,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 740,757 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 821,952 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 348,410 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 15,000 | $7,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 216,801 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 341,250 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 90,208 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,752,610 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 117,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 298,350 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 372,576 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPARK ENERGY INC | 846511103 | CL A COM | 271,265 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Chevron Corporation | 166764100 | COM | 11,175 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 13,525 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 13,230 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Uber Technologies | 90353T100 | COM | 43,400 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 17,300 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 73,390 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 83,100 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ACUSHNET HLDGS CORP | 005098108 | COM | 55,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 130,490 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENDO INTL PLC | G30401106 | SHS | 148,723 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PFENEX INC | 717071104 | COM | 77,581 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TELIGENT INC NEW | 87960W104 | COM | 4,980,742 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 18,251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 14,199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 34,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 14,757 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADDER CAP CORP CL A | 505743104 | REIT | 31,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX LTD ORD | Y2573F102 | Stock | 13,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 54,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 38,955 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPETRO HLDG CORP | 74347M108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 36,950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 26,330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 34,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 21,575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLUS CAP INVT CORP | 858568108 | COM | 20,599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIGEN INC | 74017N105 | COM | 110,809 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 46,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 20,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EZCORP INC | 302301106 | CL A NON VTG | 102,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELA BIO INC | 872381108 | COM | 18,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 11,684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 15,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUORA INC | 98983V106 | COMMON STOCK | 33,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 171,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,720 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 131,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 28,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EROS INTL PLC | G3788M114 | SHS NEW | 248,133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 14,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 19,734 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 49,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 13,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 73,562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMA ENERGY INC NEW | 98872F204 | COM NEW | 21,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001039 | this filing | 2020-04-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-001081 | base | 2020-04-10 | acceptance time not in the bulk data set |