13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 89 holding rows worth $1,854,535,000.
- Accession
- 0001085146-20-000735
- Filer
- CIK 1578299
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 89 entries on the cover page, a total value of $1,854,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,854,535,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,800,000 | $579,402,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 3,275,900 | $278,255,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 44,853,000 | $123,009,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 42,100,000 | $113,585,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 41,263,230 | $79,767,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 300,000 | $57,351,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 21,059,000 | $42,590,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 47,488,000 | $37,634,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 498,400 | $36,323,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 230,000 | $33,028,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 22,500,000 | $30,295,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 225,000 | $30,071,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 13,909,000 | $26,618,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 649,819 | $22,516,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 521,800 | $22,510,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 161,597 | $21,896,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 60,000 | $19,813,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 600,000 | $19,722,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 300,000 | $18,015,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 200,000 | $16,988,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,500,000 | $14,755,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 650,000 | $14,378,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 184,743 | $12,542,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 408,157 | $12,441,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 500,000 | $9,980,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100,000 | $9,522,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 217,600 | $9,309,000 | thousands by filing date | call |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6,000,000 | $9,083,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 35,000 | $8,719,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 170,000 | $8,449,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 200,000 | $7,934,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 110,000 | $7,688,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,500,000 | $6,075,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,000,000 | $5,340,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 161,300 | $4,918,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,095,000 | $4,911,000 | thousands by filing date | principal |
| INSTRUCTURE INC | 45781U103 | COM | 85,000 | $4,098,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 174,462 | $3,802,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 42,000 | $3,796,000 | thousands by filing date | put |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 100,000 | $3,643,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,500,000 | $3,638,000 | thousands by filing date | principal |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 60,000 | $3,590,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 41,000 | $3,466,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 210,000 | $3,465,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 160,000 | $3,288,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 107,200 | $3,267,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 38,800 | $3,248,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 600,000 | $3,084,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 598,700 | $3,072,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 684,800 | $2,595,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 50,000 | $2,347,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 119,607 | $2,294,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 32,800 | $2,290,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 195,000 | $2,225,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 70,000 | $2,144,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,000 | $2,054,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 100,000 | $2,047,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 66,800 | $2,045,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 141,500 | $2,006,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 16,000 | $1,982,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 79,800 | $1,946,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 23,000 | $1,945,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 22,000 | $1,860,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 20,000 | $1,842,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 30,000 | $1,564,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 30,000 | $1,563,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000,000 | $1,562,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13,000 | $1,344,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 300,000 | $1,320,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 50,000 | $1,276,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 280,000 | $1,268,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 47,844 | $1,217,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 200,526 | $1,137,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 125,000 | $1,051,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 47,500 | $1,005,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 47,500 | $1,005,000 | thousands by filing date | put |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 65,408 | $956,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 50,000 | $891,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 40,000 | $881,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 171,300 | $649,000 | thousands by filing date | put |
| ANTERIX INC | 03676C100 | COMMON STOCK | 12,888 | $557,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 21,147 | $517,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 100,000 | $509,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 100,000 | $483,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 150,000 | $461,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 50,000 | $401,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 153 | $314,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 337,673 | $64,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,000 | $29,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000735 | this filing | 2020-02-14 | acceptance time not in the bulk data set |