13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 830 holding rows worth $4,312,704,000.
- Accession
- 0001085146-20-000715
- Filer
- CIK 1303042
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 830 entries on the cover page, a total value of $4,312,704,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,312,704,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,017 | $459,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,088 | $457,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,429 | $457,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,315 | $456,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,528 | $455,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,668 | $454,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 16,599 | $453,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,754 | $450,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,997 | $447,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 14,009 | $446,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 22,124 | $445,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,686 | $445,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,156 | $444,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 6,290 | $442,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,268 | $440,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,758 | $438,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 15,911 | $438,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,842 | $435,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,669 | $434,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,281 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,265 | $426,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,511 | $424,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,580 | $423,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 49,533 | $422,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 25,257 | $421,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 26,419 | $420,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,456 | $419,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,317 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,075 | $416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 6,024 | $415,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,961 | $411,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,917 | $411,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,309 | $411,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,076 | $410,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 26,028 | $409,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,913 | $408,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 38,141 | $407,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,554 | $407,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19,137 | $407,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,173 | $406,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 9,976 | $404,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,999 | $404,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 53,545 | $404,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,812 | $401,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 19,521 | $400,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,624 | $399,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 18,677 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 9,297 | $397,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,834 | $395,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 17,264 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,190 | $390,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,083 | $389,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,701 | $388,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,672 | $386,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,424 | $385,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 4,078 | $385,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,257 | $382,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 32,834 | $382,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,286 | $380,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 33,151 | $377,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,426 | $376,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,671 | $376,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,198 | $373,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 17,171 | $373,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,883 | $373,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 17,371 | $372,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,158 | $371,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,519 | $368,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,917 | $367,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,517 | $366,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,572 | $365,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,614 | $365,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,360 | $365,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,750 | $365,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 355,000 | $364,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,585 | $362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 18,797 | $361,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 39,009 | $360,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,722 | $359,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 14,155 | $358,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,307 | $356,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 70,501 | $356,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,165 | $354,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,075 | $351,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,832 | $347,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,991 | $347,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,056 | $346,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 40,771 | $345,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,134 | $342,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,130 | $342,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 13,813 | $342,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22,300 | $341,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 9,976 | $341,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,008 | $340,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,956 | $340,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 9,056 | $339,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,600 | $338,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 21,674 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 10,540 | $338,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 18,955 | $333,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,914 | $331,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,271 | $330,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,191 | $325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 8,912 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,293 | $324,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,527 | $323,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 10,915 | $323,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,317 | $322,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,056 | $319,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,893 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,476 | $313,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,359 | $313,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,873 | $312,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,600 | $310,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,592 | $310,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13,000 | $309,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 396 | $309,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,708 | $308,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 304,000 | $308,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,683 | $306,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,652 | $304,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,780 | $302,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,825 | $301,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 33,359 | $300,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 14,077 | $299,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,869 | $296,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 14,053 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 9,470 | $296,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 14,486 | $296,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,691 | $295,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 22,437 | $295,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,539 | $293,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,947 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 2,241 | $293,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,715 | $292,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 4,003 | $291,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,812 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,729 | $288,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,042 | $287,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,889 | $287,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 15,951 | $287,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,419 | $286,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,281 | $286,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 13,433 | $286,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,461 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,483 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,950 | $281,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,667 | $281,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 21,169 | $279,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,775 | $278,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,522 | $277,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,223 | $277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,808 | $277,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,268 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,123 | $275,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,296 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,503 | $275,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,405 | $274,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,991 | $274,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,396 | $272,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,400 | $270,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 877 | $268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,854 | $268,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,013 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,686 | $267,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,301 | $267,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 23,452 | $267,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,394 | $266,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,971 | $266,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 61,776 | $265,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,625 | $265,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 16,262 | $265,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 24,639 | $262,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 9,039 | $262,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 22,048 | $261,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,722 | $261,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,096 | $259,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,911 | $258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,485 | $258,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 700 | $257,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,863 | $257,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 29,427 | $257,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,179 | $255,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,836 | $254,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,399 | $254,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,131 | $253,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,949 | $253,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,078 | $253,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,470 | $253,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,541 | $253,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,258 | $253,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 12,344 | $253,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,692 | $252,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,088 | $252,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 17,553 | $251,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,758 | $250,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,290 | $249,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,624 | $249,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 17,000 | $248,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,204 | $248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 5,060 | $248,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,409 | $248,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,413 | $248,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,691 | $247,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,579 | $247,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 11,023 | $247,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3,330 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,724 | $246,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 246,000 | $246,000 | thousands by filing date | principal |
| DOW HLDGS INC COM | 260557103 | Stock | 4,494 | $245,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,348 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,109 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 7,100 | $244,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,228 | $243,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,885 | $242,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,353 | $241,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,784 | $240,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,557 | $240,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,971 | $240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,960 | $238,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,994 | $238,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 633 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,419 | $237,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,047 | $237,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,312 | $235,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,558 | $234,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,596 | $234,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,041 | $233,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,981 | $232,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 400 | $232,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,067 | $232,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,427 | $230,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,301 | $230,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,260 | $230,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,297 | $229,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,610 | $229,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,893 | $228,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 6,416 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,000 | $228,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,541 | $227,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,502 | $227,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,746 | $225,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,429 | $222,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,881 | $222,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,552 | $222,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,369 | $221,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,437 | $221,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,355 | $220,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 7,099 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 6,100 | $220,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 18,113 | $219,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,638 | $219,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,288 | $218,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 9,000 | $218,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,819 | $218,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,383 | $217,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,748 | $217,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,135 | $217,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 922 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,037 | $216,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,293 | $214,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,979 | $214,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 16,013 | $213,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,068 | $212,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,823 | $212,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,186 | $211,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,744 | $210,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,386 | $210,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,460 | $208,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,170 | $208,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,468 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 3,534 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 6,818 | $207,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,365 | $205,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,535 | $205,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,277 | $203,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,391 | $203,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 694 | $203,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,459 | $201,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,867 | $201,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,105 | $200,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,612 | $200,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,460 | $198,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,829 | $193,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,790 | $191,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,834 | $175,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,334 | $173,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,194 | $172,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,457 | $169,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,586 | $168,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,616 | $162,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 49,663 | $162,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,044 | $156,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,100 | $151,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $150,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,723 | $147,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,286 | $147,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 136,000 | $144,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,714 | $141,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 167,251 | $137,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 21,845 | $94,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,434 | $93,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,791 | $84,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 10,553 | $84,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,323 | $79,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,147 | $76,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,800 | $75,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 35,110 | $75,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,207 | $64,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 10,000 | $59,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 19,883 | $58,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,450 | $44,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,121 | $40,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,000 | $31,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $28,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 25,000 | $27,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 17,000 | $26,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,000 | $23,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 12,000 | $22,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 15,000 | $21,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 15,000 | $20,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $16,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $16,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,960 | $15,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 15,000 | $14,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,000 | $12,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,380 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $9,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 32,006 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000715 | this filing | 2020-02-14 | acceptance time not in the bulk data set |