13F-HR filed by OXFORD ASSET MANAGEMENT LLP
OXFORD ASSET MANAGEMENT LLP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 1,688 holding rows worth $3,173,798,000.
- Accession
- 0001085146-20-000689
- Filer
- CIK 1438284
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,688 entries on the cover page, a total value of $3,173,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,173,798,000 with VALUE read as thousands by filing date, 13F file number 028-13149. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,886 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW ELECTRS INC | 042735100 | COM | 2,633 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,509 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,297 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRONOVA INC | 04638F108 | COM | 16,090 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,877 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,069 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 3,041 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUNJI INC | 98873N107 | ADS RP CL A | 47,318 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648103 | COM | 4,183 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,528 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,276 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 84,988 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 272,422 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,119 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 240,651 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 9,515 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 53,943 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATRECA INC | 04965G109 | COM | 13,611 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATADOR RES CO COM | 576485205 | Stock | 11,656 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLIN CORP | 680665205 | COM PAR $1 | 12,100 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITON INC | 834251100 | COM | 19,008 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 217,568 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 44,238 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 151,966 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,819 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 19,873 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 3,106 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 8,858 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 9,728 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 44,767 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KADMON HLDGS INC | 48283N106 | COM | 44,493 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17,516 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 116,230 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNLOGIC INC | 87166L100 | COM | 76,533 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 34,932 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 14,373 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 137,692 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 35,733 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 23,448 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20,269 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 22,769 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,563 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Inflarx Nv | N44821101 | COM | 45,078 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 11,564 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 41,285 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24,115 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 169,209 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,584 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 68,128 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 144,034 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 21,213 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 12,553 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 24,801 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 125,636 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTINOSE INC | 68404V100 | COM | 17,438 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 51,561 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERITONE INC | 92347M100 | COM | 63,799 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 26,547 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 18,688 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUHNN HLDG LTD | 781314109 | ADS | 21,836 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 11,938 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 105,977 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,601 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Taronis Technologies Inc Com New | 876214206 | Equity | 162,962 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 490,000 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 37,368 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 36,937 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 135,236 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUXIN LTD | 74704P108 | ADS | 17,376 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC | 13739U203 | COM NEW | 23,580 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY ALUM CO | 156431108 | COM | 18,540 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 11,686 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 16,743 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 18,923 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 90,202 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 26,151 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 20,787 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 18,648 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP | 290846203 | COM | 42,319 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EROS INTL PLC | G3788M114 | SHS NEW | 37,220 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,144 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 28,079 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 15,781 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 80,228 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,270 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAIX INC | 50736W105 | ADS | 23,469 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 77,390 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 350,100 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 19,172 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 13,551 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 16,711 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 29,075 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 22,182 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SACHEM CAP CORP | 78590A109 | COM | 22,784 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 73,729 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 530,441 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 32,275 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 44,640 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIU TECHNOLOGIES | 65481N100 | CMN | 10,827 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 17,233 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 17,715 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 63,282 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 14,351 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYADIC INTL INC DEL | 26745T101 | COM | 16,565 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 19,278 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 47,852 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 29,547 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,516 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Up Fintech Holding Ltd | 91531W106 | COM | 23,030 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 10,659 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 42,657 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,213 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,906 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC | 91822J103 | COM NEW | 58,205 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 28,435 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 54,750 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 38,806 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,249 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUORUM HEALTH CORP | 74909E106 | COM | 78,750 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 225,000 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 43,959 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUMA ENERGY INC NEW | 98872F204 | COM NEW | 23,087 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 12,973 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 54,530 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 56,835 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 47,428 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 22,500 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 22,856 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,739 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 28,265 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 15,047 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 64,206 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 10,987 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,076 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 22,051 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLITIONRX LTD | 928661107 | COM | 12,269 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 37,618 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 26,300 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 17,755 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 14,560 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 27,599 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,779 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396406 | COM PAR | 21,756 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 13,754 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 20,742 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBDMD INC | 12482W101 | COM | 21,948 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 116,653 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 21,770 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 225,450 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 21,792 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 22,797 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 222,705 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 125,761 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 20,747 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 645,973 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 39,842 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTORBIO INC | 76133L103 | COM | 22,829 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 225,000 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 25,683 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M200 | COM NEW | 10,287 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESONANT INC | 76118L102 | COM | 13,206 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 11,773 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 216,100 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 392,352 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTOR MARITIME INC | Y1146L109 | SHS | 16,662 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 16,624 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTROCORE INC | 28531P103 | COM | 18,446 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 159,900 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 460,700 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 13,035 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPGEN INC | 68373L307 | COM | 23,051 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 20,238 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 10,063 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINGER INC | 053734604 | COM | 15,304 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,057 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 28,380 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Trovagene Inc | 897238606 | COM | 11,466 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 53,419 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 200,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELLAZO INC WT EXP 051526 | G3362K120 | WARRANT AND RIGH | 230,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 84,719 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 18,877 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 40,048 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,266 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 72,543 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 95,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Reebonz Holding Limited | G7457R122 | SHS | 98,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000689 | this filing | 2020-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-001643 | added | 2020-05-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-002368 | added | 2020-08-20 | acceptance time not in the bulk data set |