13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 2,522 holding rows worth $12,917,152,000.
- Accession
- 0001085146-20-000652
- Filer
- CIK 1084580
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,522 entries on the cover page, a total value of $12,917,152,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,917,152,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TECHTARGET INC | 87874R100 | COM | 13,556 | $354,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 28,000 | $353,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,419 | $353,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 14,687 | $353,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,963 | $353,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,063 | $352,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 10,000 | $352,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 30,500 | $352,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 39,346 | $351,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,293 | $351,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 7,601 | $349,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 8,655 | $348,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,418 | $346,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,944 | $346,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,241 | $346,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 12,526 | $345,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 45,559 | $342,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 8,126 | $341,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 22,880 | $341,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,820 | $339,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,400 | $337,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,732 | $336,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 303,000 | $336,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 10,147 | $335,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 35,000 | $333,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 224 | $333,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 8,000 | $333,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,319 | $332,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,700 | $332,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,200 | $331,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,737 | $331,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 31,310 | $329,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,811 | $329,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,000 | $327,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 29,022 | $326,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,400 | $326,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 4,432 | $325,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,100 | $323,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,772 | $323,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 8,000 | $322,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 12,500 | $318,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 10,651 | $318,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,000 | $317,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 14,155 | $315,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 10,336 | $315,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,061 | $315,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 15,400 | $314,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,560 | $314,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 17,000 | $314,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,006 | $311,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,440 | $311,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 12,942 | $311,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,200 | $310,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 5,695 | $310,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 11,301 | $310,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 50,079 | $307,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 11,900 | $305,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 1,509 | $305,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,871 | $304,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 64,705 | $303,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 12,564 | $302,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,525 | $302,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 67,082 | $302,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 40,000 | $300,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,938 | $299,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,826 | $299,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,960 | $299,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,800 | $298,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 3,444 | $298,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,695 | $296,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 21,990 | $295,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 28,746 | $292,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,586 | $291,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 13,761 | $291,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,479 | $291,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 11,228 | $290,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 24,356 | $290,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,200 | $288,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 22,315 | $288,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,200 | $287,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 6,775 | $287,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,254 | $286,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,000 | $286,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 252,000 | $286,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,716 | $283,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 3,718 | $282,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,500 | $281,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 6,500 | $281,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,433 | $280,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,867 | $280,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 7,500 | $278,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,800 | $278,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 6,217 | $277,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5,808 | $277,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,210 | $276,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,708 | $276,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,072 | $275,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 17,447 | $275,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 23,977 | $275,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,707 | $274,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,145 | $274,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 9,223 | $273,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,331 | $273,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,962 | $272,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,687 | $271,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,100 | $271,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 9,983 | $270,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 33,676 | $270,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 15,756 | $269,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 54,177 | $269,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,700 | $269,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200 | $268,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 30,000 | $267,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 7,200 | $266,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 13,032 | $266,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,235 | $265,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 15,000 | $264,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 9,100 | $263,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,500 | $263,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 18,886 | $263,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 15,412 | $263,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 525,118 | $263,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 4,857 | $262,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,700 | $261,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 1,043 | $261,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 7,194 | $261,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,900 | $260,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,881 | $259,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 15,000 | $258,000 | thousands by filing date | call |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 16,340 | $257,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,554 | $257,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,302 | $257,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,383 | $255,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,700 | $254,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $253,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 15,000 | $252,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,319 | $252,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,900 | $252,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 9,212 | $251,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 16,882 | $251,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,713 | $251,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 24,351 | $251,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,368 | $250,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,500 | $250,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 12,500 | $250,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 9,594 | $250,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,570 | $248,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 6,600 | $248,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,671 | $248,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 32,242 | $247,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 250,000 | $247,000 | thousands by filing date | principal |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,000 | $246,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 17,643 | $246,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,553 | $246,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,221 | $246,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,651 | $246,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 7,026 | $244,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,100 | $244,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,500 | $243,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,811 | $243,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 40,000 | $243,000 | thousands by filing date | call |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 37,086 | $243,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 20,000 | $243,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 2,552 | $242,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,763 | $242,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,200 | $241,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 962 | $241,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,249 | $241,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 6,609 | $241,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,049 | $241,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 173,000 | $241,000 | thousands by filing date | principal |
| WAITR HLDGS INC | 930752100 | COM | 753,501 | $241,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 11,050 | $240,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 7,213 | $239,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 9,604 | $238,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,984 | $238,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,451 | $237,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,455 | $237,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,653 | $236,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 45,680 | $236,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,879 | $235,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,508 | $235,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,569 | $234,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,455 | $234,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 53,235 | $234,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,500 | $232,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,400 | $232,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 7,525 | $232,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 22,750 | $232,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,535 | $231,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,000 | $231,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,802 | $230,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 5,145 | $230,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,397 | $229,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,056 | $228,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,900 | $228,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 26,900 | $228,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,414 | $226,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,933 | $224,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,945 | $223,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,342 | $223,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,200 | $222,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 13,470 | $222,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 13,462 | $222,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 85,793 | $221,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,340 | $221,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 16,172 | $221,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,796 | $220,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 16,962 | $220,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,922 | $219,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 17,034 | $219,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,303 | $219,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,025 | $218,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 89,000 | $218,000 | thousands by filing date | principal |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 10,720 | $217,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,596 | $217,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,497 | $216,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,901 | $216,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100,000 | $216,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 2,798 | $215,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 843 | $215,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,500 | $214,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 7,604 | $214,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 22,207 | $214,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 13,500 | $213,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 164,000 | $213,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,554 | $212,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 4,601 | $212,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 6,361 | $212,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 13,065 | $211,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,305 | $211,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,000 | $211,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 216,000 | $211,000 | thousands by filing date | principal |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 21,481 | $211,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,017 | $210,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $209,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,581 | $208,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 37,167 | $207,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 5,427 | $207,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,800 | $206,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,876 | $206,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,973 | $205,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,269 | $205,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,100 | $205,000 | thousands by filing date | call |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 14,067 | $205,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 4,379 | $205,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,663 | $203,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 16,488 | $203,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 8,300 | $202,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,000 | $202,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,436 | $202,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,391 | $202,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 150 | $201,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,422 | $201,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,019 | $201,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 19,234 | $201,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 4,834 | $200,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 7,700 | $200,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 35,000 | $200,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 72,612 | $199,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 161,000 | $199,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,648 | $198,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,600 | $197,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,500 | $196,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 8,000 | $195,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 36,633 | $195,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,889 | $193,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 100,000 | $191,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,402 | $189,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 163,000 | $189,000 | thousands by filing date | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,000 | $188,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 40,000 | $188,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,611 | $187,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,277 | $187,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,000 | $186,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 10,000 | $186,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 24,339 | $186,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 10,852 | $183,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,663 | $183,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 43,852 | $182,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50,000 | $182,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50,000 | $182,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,200 | $179,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 32,160 | $178,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 18,039 | $177,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 27,500 | $176,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 10,774 | $176,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 50,200 | $175,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,000 | $174,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 11,370 | $174,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,294 | $173,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,407 | $173,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,500 | $173,000 | thousands by filing date | put |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 4,994 | $172,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 26,251 | $172,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,200 | $169,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,500 | $169,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 51,307 | $169,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $166,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 84,488 | $166,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 8,099 | $164,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,299 | $164,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,800 | $163,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 13,380 | $163,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,117 | $161,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 22,000 | $161,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,100 | $160,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 12,618 | $158,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,193 | $158,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,000 | $158,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 101,000 | $158,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,075 | $157,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,000 | $154,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,366 | $153,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,800 | $150,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,494 | $150,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 15,230 | $149,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 141,000 | $148,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 111,000 | $148,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 32,700 | $147,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 5,000 | $146,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,800 | $144,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 50,000 | $144,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 29,430 | $143,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 18,222 | $142,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,068 | $142,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,619 | $142,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5,500 | $141,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 536 | $140,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,500 | $139,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 92,000 | $139,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,153 | $138,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,713 | $137,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,285 | $137,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,800 | $136,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,962 | $136,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,072 | $136,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 13,023 | $136,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,100 | $135,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 3,552 | $135,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 18,798 | $134,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 12,168 | $134,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,766 | $133,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 12,919 | $132,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 17,000 | $130,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 134,000 | $129,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,000 | $127,000 | thousands by filing date | call |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 14,146 | $127,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 119,000 | $126,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 30,433 | $126,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,000 | $125,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,300 | $124,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,200 | $123,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 11,329 | $123,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 8,603 | $123,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,000 | $122,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $122,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 92,000 | $122,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 58,000 | $122,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,376 | $121,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,000 | $120,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 114,000 | $120,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 50,364 | $118,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 200 | $117,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,700 | $116,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 11,109 | $115,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 3,000 | $113,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 12,469 | $113,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 37,374 | $112,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,100 | $110,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 1,700 | $110,000 | thousands by filing date | call |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 10,000 | $110,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 11,873 | $110,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,365 | $109,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 29,300 | $107,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 28,135 | $107,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 10,234 | $106,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 3,761 | $105,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,123 | $104,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $104,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 10,389 | $104,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 51,000 | $103,000 | thousands by filing date | principal |
| CENCORA INC COM | 03073E105 | Stock | 1,200 | $102,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 1,200 | $102,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 50,000 | $102,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,400 | $101,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 11,104 | $100,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,003 | $98,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,315 | $98,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 95,000 | $97,000 | thousands by filing date | principal |
| TENABLE HLDGS INC | 88025T102 | COM | 4,000 | $96,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,200 | $96,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 1,100 | $93,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,810 | $93,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,236 | $92,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,539 | $92,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 135,208 | $91,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 12,016 | $90,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,157 | $89,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,500 | $88,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 300 | $86,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,300 | $86,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $84,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,898 | $84,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 11,756 | $83,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 64,065 | $83,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 80,000 | $83,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 20,830 | $82,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 607 | $81,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 19,134 | $81,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 19,880 | $81,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 79,000 | $79,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 5,000 | $78,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,100 | $77,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,839 | $77,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 154,000 | $77,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 3,300 | $74,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,000 | $74,000 | thousands by filing date | call |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 47,800 | $74,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 400 | $73,000 | thousands by filing date | put |
| ZUORA INC | 98983V106 | COMMON STOCK | 5,000 | $72,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,235 | $71,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 81,000 | $71,000 | thousands by filing date | principal |
| XCELENERGY INC | 98389B100 | COM | 1,100 | $70,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 300 | $70,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 26,000 | $66,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 1,500 | $65,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 500 | $65,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 19,745 | $64,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,200 | $63,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,050 | $63,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,359 | $63,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 400 | $62,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,179 | $62,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,273 | $61,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,327 | $61,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17,250 | $60,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,300 | $59,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 13,815 | $57,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,640 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 38,800 | $55,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 56,000 | $53,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,000 | $51,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 332 | $51,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 63,000 | $50,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 50,000 | $48,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 500 | $46,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 932 | $46,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 46,000 | $46,000 | thousands by filing date | principal |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 12,500 | $46,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,008 | $44,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000 | $43,000 | thousands by filing date | principal |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 204 | $41,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,944 | $41,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 47,000 | $39,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 39,000 | $39,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 22,000 | $39,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 400 | $38,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 300 | $37,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 300 | $37,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,064 | $37,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,789 | $34,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 22,323 | $33,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,591 | $31,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 20,275 | $29,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 200 | $28,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 29,705 | $28,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 20,000 | $28,000 | thousands by filing date | call |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 33,333 | $26,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 18,000 | $24,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 800 | $23,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,000 | $23,000 | thousands by filing date | call |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 12,000 | $23,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 22,000 | $21,000 | thousands by filing date | principal |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 40,329 | $21,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 22,000 | $21,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 16,000 | $20,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 5,000 | $20,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 12,169 | $18,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,059 | $17,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 540 | $16,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,400 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,000 | $16,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,340 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 290 | $15,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 1,708 | $15,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 500 | $14,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,572 | $14,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 87 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 117 | $12,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 32 | $12,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 243 | $12,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 340 | $11,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 13,472 | $11,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 10,000 | $10,000 | thousands by filing date | principal |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 200 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 10,000 | $8,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 25,000 | $8,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 100 | $7,000 | thousands by filing date | call |
| PENUMBRA INC COM | 70975L107 | Stock | 39 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000652 | this filing | 2020-02-13 | acceptance time not in the bulk data set |