13F-HR/A filed by IEQ CAPITAL, LLC
IEQ CAPITAL, LLC filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-02-11, with 400 holding rows worth $1,140,659,000.
- Accession
- 0001085146-20-000582
- Filer
- CIK 1779789
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type restatement, 656 entries on the cover page, a total value of $1,140,659,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,140,659,000 with VALUE read as thousands by filing date, 13F file number 028-19743. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 418,743 | $134,776,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 3,850,673 | $78,052,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 377,249 | $77,431,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 550,339 | $43,614,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 333,117 | $41,526,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 133,365 | $37,214,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 248,556 | $35,815,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 107,024 | $31,427,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,258 | $28,473,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,862 | $25,219,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 740,347 | $16,643,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 129,794 | $15,619,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 83,344 | $14,661,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 101,031 | $14,084,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,953 | $13,238,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 81,019 | $12,777,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 59,521 | $12,654,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 52,462 | $11,883,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,427 | $11,877,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 177,439 | $11,576,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 61,415 | $10,958,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 44,199 | $10,822,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 29,487 | $8,722,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 116,286 | $8,075,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 125,646 | $7,491,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 52,754 | $6,589,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 18,916 | $6,078,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 83,339 | $5,883,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 31,002 | $5,844,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 35,775 | $5,819,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,331 | $5,737,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,525 | $5,736,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,080 | $5,661,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 22,001 | $5,523,000 | thousands by filing date | |
| VTI | 922908769 | COM | 33,691 | $5,513,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 68,339 | $5,237,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 175,900 | $5,231,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 122,934 | $5,171,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 322,064 | $4,796,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,255 | $4,666,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 27,750 | $4,156,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 46,093 | $4,081,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,673 | $4,020,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 83,011 | $3,981,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,015 | $3,979,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 400,000 | $3,952,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 47,237 | $3,945,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 54,051 | $3,844,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,117 | $3,838,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 158,469 | $3,797,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 69,884 | $3,770,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,586 | $3,758,000 | thousands by filing date | |
| IJH | 464287507 | COM | 17,911 | $3,686,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 59,485 | $3,653,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 84,456 | $3,636,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 201,808 | $3,614,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 10 | $3,396,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 34,122 | $3,354,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,525 | $3,351,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 177,985 | $3,318,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,712 | $3,213,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 81,274 | $3,176,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 88,386 | $3,114,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 59,311 | $3,113,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 39,890 | $2,963,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 135,507 | $2,955,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 19,628 | $2,940,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 54,014 | $2,906,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 77,240 | $2,827,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,276 | $2,783,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,450 | $2,770,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 39,824 | $2,723,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,132 | $2,649,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 21,640 | $2,591,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 44,427 | $2,584,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 109,338 | $2,557,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,426 | $2,475,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 62,769 | $2,459,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,684 | $2,335,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 51,740 | $2,327,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,564 | $2,324,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 158,224 | $2,267,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,703 | $2,253,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,887 | $2,225,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 117,973 | $2,200,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 32,198 | $2,112,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 13,889 | $2,077,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,573 | $2,048,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 119,010 | $2,036,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 63,009 | $2,020,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 20,829 | $1,952,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,136 | $1,933,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,571 | $1,929,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 17,797 | $1,924,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,103 | $1,899,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 37,226 | $1,885,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,586 | $1,875,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 21,490 | $1,803,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,540 | $1,800,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,327 | $1,754,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 32,552 | $1,725,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,468 | $1,712,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 12,540 | $1,711,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 135,264 | $1,707,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 29,951 | $1,675,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 69,727 | $1,673,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,468 | $1,635,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 25,828 | $1,624,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,006 | $1,620,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,883 | $1,610,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,850 | $1,552,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,858 | $1,536,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,149 | $1,514,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,577 | $1,513,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 12,620 | $1,500,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,528 | $1,485,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,736 | $1,455,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 31,551 | $1,405,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 22,970 | $1,402,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,752 | $1,393,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,950 | $1,376,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,774 | $1,361,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 80,765 | $1,319,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,727 | $1,318,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 61,809 | $1,307,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 146,990 | $1,295,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10,951 | $1,286,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,909 | $1,273,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,185 | $1,269,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,473 | $1,258,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,994 | $1,244,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,371 | $1,202,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,625 | $1,156,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 15,200 | $1,149,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 6,777 | $1,147,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,417 | $1,133,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 26,059 | $1,130,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,762 | $1,123,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,282 | $1,121,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 43,000 | $1,117,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,854 | $1,116,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 34,955 | $1,093,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,636 | $1,091,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 38,630 | $1,089,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,283 | $1,084,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17,325 | $1,084,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,724 | $1,083,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,345 | $1,081,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 3,566 | $1,073,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 100,000 | $1,066,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,833 | $1,062,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 17,711 | $1,038,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,624 | $1,022,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,609 | $1,013,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 256,045 | $1,011,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,990 | $1,000,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 10,000 | $989,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 19,812 | $988,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 84,388 | $981,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,792 | $968,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,965 | $959,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,212 | $920,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 9,449 | $888,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,838 | $837,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,270 | $837,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 16,810 | $828,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,023 | $823,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 53,428 | $813,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,172 | $811,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 13,638 | $811,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 18,649 | $790,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 60,946 | $782,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,163 | $768,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,193 | $747,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,784 | $746,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,576 | $741,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,357 | $739,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 175,000 | $739,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,197 | $727,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,540 | $726,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,891 | $718,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,402 | $715,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 150,887 | $709,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,181 | $689,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14,120 | $689,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,376 | $682,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,454 | $675,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,535 | $672,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 45,965 | $666,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,323 | $665,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,260 | $664,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 310 | $637,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 13,866 | $637,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,933 | $624,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,614 | $621,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,168 | $619,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,491 | $616,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,837 | $610,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,092 | $604,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,628 | $601,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 23,453 | $599,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,457 | $598,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,759 | $585,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,710 | $563,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 8,243 | $561,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 11,134 | $559,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,597 | $558,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,868 | $550,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 33,000 | $550,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,096 | $543,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,536 | $531,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,876 | $518,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 50,000 | $518,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,064 | $515,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 8,040 | $515,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,094 | $511,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,378 | $508,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 31,999 | $507,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 28,543 | $498,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,199 | $493,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,428 | $487,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,416 | $487,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,397 | $487,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,859 | $486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,000 | $485,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,755 | $484,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 4,870 | $476,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,009 | $476,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,707 | $464,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,527 | $462,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,327 | $451,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,385 | $446,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 20,688 | $440,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,078 | $438,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 134,738 | $437,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 29,739 | $436,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 51,029 | $434,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 737 | $430,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,961 | $428,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,326 | $427,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,833 | $426,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,024 | $425,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,049 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,921 | $424,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 14,400 | $422,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,505 | $420,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,792 | $418,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,436 | $418,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,892 | $416,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,552 | $411,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,338 | $411,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,495 | $409,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,518 | $409,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,250 | $409,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,344 | $408,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 15,954 | $407,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,952 | $406,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,728 | $400,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,003 | $399,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,664 | $397,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,221 | $395,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,026 | $393,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,534 | $388,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,738 | $388,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,147 | $385,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,198 | $384,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 16,772 | $383,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,135 | $381,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,125 | $381,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,255 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 6,900 | $371,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 19,325 | $366,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,367 | $365,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,788 | $363,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,878 | $363,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,198 | $362,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 608 | $360,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,972 | $359,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,512 | $356,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,563 | $356,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,943 | $355,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,880 | $354,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,726 | $350,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 8,133 | $350,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,699 | $347,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,569 | $346,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,648 | $344,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,260 | $342,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,838 | $340,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,426 | $336,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,586 | $333,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,516 | $332,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,007 | $332,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 89,156 | $331,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,242 | $329,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,349 | $327,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,120 | $327,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 916 | $325,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 19,000 | $325,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,456 | $323,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,144 | $322,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,973 | $320,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,713 | $319,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,554 | $318,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,927 | $317,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,932 | $317,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 119,004 | $312,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,029 | $308,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,035 | $308,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,819 | $307,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,817 | $306,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,895 | $305,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,888 | $305,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,618 | $302,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,000 | $298,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,702 | $297,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,443 | $297,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,300 | $294,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,992 | $293,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,213 | $288,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,454 | $287,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,557 | $285,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,090 | $282,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,976 | $282,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,322 | $282,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,845 | $279,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,663 | $278,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 754 | $277,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,999 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,011 | $274,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,261 | $273,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,291 | $273,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,196 | $272,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,429 | $272,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,782 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,128 | $269,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 14,471 | $267,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,981 | $265,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,176 | $265,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,470 | $263,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,444 | $260,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,103 | $258,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,708 | $256,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,009 | $255,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 672 | $253,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,480 | $252,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,293 | $249,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,702 | $248,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,150 | $245,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,221 | $241,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,441 | $241,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,163 | $240,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,032 | $238,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,543 | $238,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,134 | $237,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 3,220 | $236,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,164 | $234,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,729 | $232,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,306 | $232,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 9,000 | $230,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 200,000 | $230,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,514 | $229,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,496 | $227,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,528 | $225,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,623 | $223,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 265 | $222,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,692 | $221,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,800 | $221,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,379 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,556 | $218,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,669 | $218,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,669 | $217,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,067 | $216,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,147 | $215,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,430 | $214,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,291 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,859 | $212,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,799 | $209,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,895 | $208,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,214 | $207,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,835 | $206,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,953 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 950 | $203,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,061 | $203,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,130 | $202,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,352 | $202,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,553 | $200,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,000 | $157,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,439 | $120,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,378 | $106,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 118,643 | $89,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 10,415 | $80,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 51,842 | $79,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $77,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,900 | $52,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 14,742 | $45,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 221 | $28,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 80,000 | $1,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 150,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000392 | superseded | 2020-02-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-000582 | this filing | 2020-02-11 | acceptance time not in the bulk data set |