13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 447 holding rows worth $1,151,129,000.
- Accession
- 0001085146-20-000581
- Filer
- CIK 48966
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 453 entries on the cover page, a total value of $1,151,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,151,129,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCOWEN EXECUTION SERVICES LLC028-18771
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 1,431,300 | $304,309,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 537,000 | $157,690,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 319,000 | $102,673,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,851,605 | $73,000,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 360,000 | $42,282,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 400,000 | $38,044,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 300,000 | $37,626,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 590,000 | $34,981,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 217,000 | $19,975,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 320,000 | $17,971,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 380,000 | $16,222,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 689,300 | $13,983,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 447,999 | $8,942,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 893,762 | $8,857,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 33,500 | $8,345,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 102,168 | $7,666,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 130,600 | $7,619,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,338,500 | $6,907,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,000,000 | $6,520,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,566,986 | $6,487,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,109 | $6,259,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 240,774 | $6,253,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 126,774 | $6,080,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 618,103 | $5,254,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 445,416 | $4,432,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 90,868 | $4,272,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,924,557 | $4,176,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 64,820 | $3,889,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 329,093 | $3,630,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 162,064 | $3,475,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 313,801 | $3,405,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 90,200 | $3,387,000 | thousands by filing date | call |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 119,754 | $3,312,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 21,072 | $2,980,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 301,078 | $2,972,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 266,650 | $2,853,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 19,211 | $2,840,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 236,583 | $2,725,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 256,401 | $2,716,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 46,949 | $2,694,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 805,128 | $2,657,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 19,867 | $2,655,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 260,500 | $2,626,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 926,200 | $2,575,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,938 | $2,569,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 528,900 | $2,496,000 | thousands by filing date | call |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 253,498 | $2,492,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 482,400 | $2,315,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 77,400 | $2,198,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 218,500 | $2,196,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27,469 | $2,194,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 253,116 | $2,126,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100,000 | $2,109,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 50,441 | $2,060,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 63,629 | $2,039,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 65,300 | $2,031,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 235,986 | $1,996,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 184,001 | $1,901,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 191,053 | $1,886,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,884,928 | $1,859,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,030 | $1,837,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 583,650 | $1,803,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 144,063 | $1,786,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 174,636 | $1,783,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 97,887 | $1,676,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 169,540 | $1,661,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 46,215 | $1,628,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 17,742 | $1,563,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 50,000 | $1,525,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 152,134 | $1,500,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 142,000 | $1,417,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 132,539 | $1,385,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 139,925 | $1,378,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 126,166 | $1,369,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 431,700 | $1,358,000 | thousands by filing date | call |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 125,001 | $1,288,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 80,000 | $1,286,000 | thousands by filing date | call |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 121,200 | $1,273,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 100,000 | $1,254,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 119,304 | $1,212,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 384,865 | $1,176,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 111,575 | $1,138,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 108,843 | $1,119,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 103,705 | $1,118,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 336,686 | $1,096,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 468,391 | $1,080,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 102,259 | $1,058,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 101,135 | $1,039,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 103,727 | $1,028,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 100,694 | $1,009,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 11,790 | $1,002,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 97,213 | $1,000,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 39,150 | $999,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 99,800 | $978,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 92,157 | $973,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 122,000 | $960,000 | thousands by filing date | call |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 660,183 | $940,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 31,217 | $914,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G202 | UNIT 10/28/2024 | 89,397 | $902,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 86,504 | $889,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 89,278 | $888,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 80,421 | $869,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 82,000 | $850,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 27,390 | $819,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 83,626 | $815,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 46,700 | $803,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 11,323 | $790,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 25,000 | $768,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 97,000 | $761,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 1,694,300 | $761,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 18,419 | $759,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 73,708 | $742,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,909 | $732,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 17,140 | $719,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 231,084 | $695,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 70,805 | $690,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 316,900 | $688,000 | thousands by filing date | call |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 64,900 | $683,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 25,900 | $631,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 8,100 | $560,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 286,600 | $557,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 900,000 | $549,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 350,605 | $526,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 47,608 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 336,700 | $502,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 6,897 | $495,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 245,198 | $490,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,547,100 | $485,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 19,987 | $481,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 46,684 | $473,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 45,892 | $472,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100,000 | $458,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 604,500 | $457,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 24,134 | $442,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 43,700 | $435,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 307,048 | $427,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 8,759 | $422,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 500,100 | $415,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 39,323 | $408,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,145 | $406,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 102,500 | $405,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,000 | $402,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 290,699 | $399,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 11,699 | $388,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 37,480 | $376,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 181,500 | $366,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,536 | $365,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,764 | $365,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 50,000 | $364,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 206,400 | $363,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 50,000 | $355,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,200 | $351,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 15,000 | $345,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 34,084 | $345,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 48,902 | $344,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,215 | $343,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 329,600 | $338,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 160,000 | $336,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 127,500 | $334,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 345,783 | $332,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 254,207 | $318,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 424,203 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 272,400 | $315,000 | thousands by filing date | call |
| TELA BIO INC | 872381108 | COM | 23,831 | $309,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 768,500 | $307,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 29,518 | $306,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 28,900 | $294,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 28,000 | $291,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 287,900 | $288,000 | thousands by filing date | put |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 53,804 | $284,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 56,100 | $281,000 | thousands by filing date | put |
| MEDALLIA INC | 584021109 | COM | 65,300 | $281,000 | thousands by filing date | put |
| TENABLE HLDGS INC | 88025T102 | COM | 11,572 | $277,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 161,200 | $276,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 404,200 | $273,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 89,300 | $271,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 51,500 | $270,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,176 | $270,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 150,000 | $267,000 | thousands by filing date | call |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 25,114 | $259,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 190,000 | $258,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,018 | $255,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,000 | $254,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 110,000 | $250,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $249,000 | thousands by filing date | put |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 160,809 | $249,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 411,851 | $243,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 324,174 | $243,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 40,000 | $240,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 79,100 | $239,000 | thousands by filing date | put |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 23,047 | $236,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,278 | $233,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 22,526 | $231,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 198,102 | $228,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 416,500 | $227,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 6,879 | $226,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 237,432 | $226,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 280,603 | $222,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 25,000 | $221,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 21,435 | $219,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 25,000 | $215,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278115 | Stock | 489,222 | $214,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 409,117 | $213,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 10,456 | $212,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 96,362 | $212,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 19,880 | $211,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 64,400 | $209,000 | thousands by filing date | call |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 539,737 | $205,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 290,800 | $204,000 | thousands by filing date | call |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 18,500 | $195,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 325,015 | $195,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,051 | $192,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 232,900 | $186,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 984,700 | $185,000 | thousands by filing date | put |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 160,300 | $183,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 33,800 | $180,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 65,329 | $180,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24,400 | $179,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 321,300 | $177,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 72,337 | $177,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 32,700 | $176,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,794,500 | $176,000 | thousands by filing date | put |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 16,850 | $176,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,942 | $174,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 72,427 | $173,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 172,888 | $173,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 370,700 | $171,000 | thousands by filing date | put |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 17,000 | $169,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 198,185 | $166,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 16,573 | $164,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,000 | $163,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 16,062 | $162,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 347,403 | $160,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 40,545 | $157,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 57,600 | $153,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 1,067 | $152,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 14,701 | $150,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,938 | $142,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 722,200 | $140,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 50,000 | $139,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 68,800 | $136,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 195,500 | $135,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 260,632 | $135,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 22,500 | $132,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 50,000 | $129,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 2,500 | $127,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,941 | $125,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 20,000 | $124,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 1,050,259 | $124,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 22,500 | $122,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 18,000 | $120,000 | thousands by filing date | call |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 11,767 | $118,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 135,000 | $117,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 157,600 | $114,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 408,382 | $114,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 205,716 | $111,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 10,000 | $109,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 10,358 | $106,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 757,400 | $104,000 | thousands by filing date | put |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 16,700 | $104,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 35,475 | $101,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 336,327 | $101,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 55,400 | $99,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 50,000 | $99,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 7,251 | $98,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 90,000 | $97,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 300,651 | $97,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 119,690 | $96,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 31,205 | $94,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 36,000 | $92,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 90,000 | $92,000 | thousands by filing date | call |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 148,747 | $92,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 14,700 | $88,000 | thousands by filing date | put |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 92,383 | $88,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,006 | $86,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 24,000 | $84,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 17,092 | $83,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,266,600 | $83,000 | thousands by filing date | call |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 592,500 | $83,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 143,664 | $83,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 91,544 | $82,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 175,000 | $79,000 | thousands by filing date | put |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 67,944 | $77,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,000 | $76,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 220,000 | $76,000 | thousands by filing date | call |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 509,758 | $76,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,030 | $75,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 98,434 | $73,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 6,011 | $72,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 79,680 | $72,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 34,600 | $71,000 | thousands by filing date | put |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 216,974 | $69,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 91,200 | $68,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,500 | $65,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 13,779 | $65,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 117,879 | $65,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 40,000 | $64,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 15,000 | $63,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 38,200 | $62,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 489,800 | $62,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 130,000 | $61,000 | thousands by filing date | put |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 15,000 | $61,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 28,500 | $60,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 433 | $59,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,000 | $59,000 | thousands by filing date | call |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 176,100 | $56,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 500,000 | $55,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 186,441 | $54,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $52,000 | thousands by filing date | call |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 111,300 | $52,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 36,166 | $51,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 301,258 | $51,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 825,043 | $50,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 157,811 | $50,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,700 | $49,000 | thousands by filing date | call |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 263,970 | $48,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,535 | $47,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 35,000 | $47,000 | thousands by filing date | call |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 94,622 | $47,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 24,400 | $46,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 182,275 | $46,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 48,200 | $45,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 20,362 | $44,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,524 | $43,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,000 | $42,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 718,800 | $41,000 | thousands by filing date | put |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 46,014 | $41,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 62,216 | $41,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 437,400 | $40,000 | thousands by filing date | put |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 153,950 | $37,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,000,000 | $35,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 25,000 | $35,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 74,600 | $35,000 | thousands by filing date | call |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 49,175 | $35,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 214,379 | $35,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 29,942 | $35,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 150,000 | $34,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 190,709 | $34,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 59,500 | $33,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 100,000 | $33,000 | thousands by filing date | put |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 21,785 | $33,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 149,402 | $33,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 91,182 | $32,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 118,018 | $31,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 25,000 | $30,000 | thousands by filing date | call |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 129,400 | $30,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 12,900 | $29,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 162,400 | $28,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 110,000 | $27,000 | thousands by filing date | put |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 108,600 | $27,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 498,500 | $27,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 157,100 | $26,000 | thousands by filing date | call |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 14,543 | $26,000 | thousands by filing date | |
| FELLAZO INC RT | G3362K146 | WARRANT AND RIGH | 150,000 | $26,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 169,300 | $25,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 21,100 | $25,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 38,520 | $23,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 19,172 | $23,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,000 | $22,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 24,700 | $22,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 49,480 | $22,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 20,000 | $21,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 7,000 | $21,000 | thousands by filing date | put |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 26,667 | $21,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,000 | $20,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 40,788 | $20,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,500 | $19,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 31,300 | $18,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 100,000 | $18,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 86,810 | $18,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 66,550 | $17,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 285,100 | $17,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 38,666 | $17,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 99,900 | $16,000 | thousands by filing date | call |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 690 | $16,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 54,400 | $16,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 34,720 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 62,300 | $15,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 15,542 | $14,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 179,100 | $13,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 33,300 | $13,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 1,992 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,900 | $13,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,800 | $12,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,000 | $11,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,000 | $11,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 40,000 | $11,000 | thousands by filing date | put |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 14,285 | $11,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24,400 | $10,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 19,300 | $10,000 | thousands by filing date | put |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 21,700 | $10,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 58,586 | $10,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 9,100 | $9,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 5,000 | $9,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 25,200 | $9,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 22,400 | $9,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 24,744 | $9,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 154,050 | $9,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 33,600 | $8,000 | thousands by filing date | call |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 24,300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 260,000 | $7,000 | thousands by filing date | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 201 | $7,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 15,400 | $7,000 | thousands by filing date | put |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 14,700 | $7,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 19,800 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 80,000 | $6,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 38,000 | $6,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 12,500 | $6,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 20,400 | $6,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 75,000 | $5,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,161,500 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 104,800 | $5,000 | thousands by filing date | put |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 25,000 | $5,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 13,600 | $5,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,700 | $4,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 100,000 | $4,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 409,967 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 22,981 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 184,400 | $3,000 | thousands by filing date | call |
| GEN DIGITAL INC COM | 668771108 | Stock | 100,000 | $3,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 114,000 | $3,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 111,800 | $3,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 13,200 | $3,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 34,900 | $3,000 | thousands by filing date | put |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 13,203 | $3,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,200 | $2,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 111,100 | $2,000 | thousands by filing date | put |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 17,600 | $2,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,000 | $2,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 481,200 | $2,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 96,900 | $2,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 40,000 | $2,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 40,000 | $1,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 40,000 | $1,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 6,300 | $1,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,000 | $1,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 25,000 | $1,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 59,800 | $1,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 18,800 | $1,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,000 | $1,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 11,800 | $1,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 20,000 | $1,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 6,300 | $1,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 46,000 | $1,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 45,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000581 | this filing | 2020-02-11 | acceptance time not in the bulk data set |