13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-11, with 1,342 holding rows worth $14,506,997,000.
- Accession
- 0001085146-20-000539
- Filer
- CIK 61227
- Filed
- 2020-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,832 entries on the cover page, a total value of $14,506,997,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,506,997,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| F5 INC COM | 315616102 | Stock | 9,485 | $1,324,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 114,736 | $1,323,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 52,399 | $1,314,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,000 | $1,313,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 106,200 | $1,311,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 52,860 | $1,302,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 144,700 | $1,301,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 37,780 | $1,299,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 7,390 | $1,287,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 9,427 | $1,285,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 422,100 | $1,271,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 18,656 | $1,264,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 64,161 | $1,262,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 25,506 | $1,261,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 63,900 | $1,260,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 65,980 | $1,246,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 128,821 | $1,234,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 32,900 | $1,233,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 24,167 | $1,232,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 287,675 | $1,220,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 31,000 | $1,220,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 255,107 | $1,217,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 16,628 | $1,215,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 9,262 | $1,214,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 75,200 | $1,213,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,200 | $1,209,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 13,160 | $1,209,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 7,043 | $1,202,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 21,640 | $1,201,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 121,580 | $1,200,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 55,373 | $1,198,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 28,700 | $1,191,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,244 | $1,182,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 28,869 | $1,182,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 85,422 | $1,178,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 71,431 | $1,177,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 43,207 | $1,165,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,584 | $1,159,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 441,947 | $1,158,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 53,400 | $1,154,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 43,766 | $1,153,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,737 | $1,145,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 80,500 | $1,143,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 35,400 | $1,123,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 30,300 | $1,119,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,975 | $1,110,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 42,607 | $1,107,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 11,600 | $1,106,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 62,200 | $1,102,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 20,557 | $1,071,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 91,700 | $1,066,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 49,732 | $1,065,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 40,600 | $1,062,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 97,576 | $1,060,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 40,150 | $1,060,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 81,807 | $1,045,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 72,277 | $1,041,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,225,000 | $1,041,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 444,115 | $1,035,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84,969 | $1,026,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 30,900 | $1,024,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 151,412 | $1,015,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 56,500 | $1,013,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 19,857 | $1,009,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 49,445 | $1,006,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 66,750 | $1,005,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 21,400 | $1,004,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 20,910 | $996,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,941 | $994,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 19,824 | $987,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,400 | $983,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 69,444 | $982,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 13,400 | $967,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 115,282 | $965,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 14,700 | $964,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 10,528 | $960,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 68,850 | $958,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 61,800 | $952,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 31,772 | $951,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 60,400 | $943,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 68,572 | $935,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 23,413 | $932,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 208,727 | $929,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 120,617 | $923,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 45,788 | $923,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 96,411 | $921,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 55,622 | $913,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 19,539 | $895,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 23,821 | $886,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,557 | $886,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 49,924 | $884,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 21,492 | $875,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 9,347 | $869,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 19,800 | $868,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 48,754 | $843,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,687 | $841,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 179,465 | $838,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 194,400 | $830,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 10,339 | $828,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 25,484 | $828,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 123,687 | $818,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 42,400 | $815,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 54,655 | $811,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 12,000 | $811,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,342 | $806,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 57,800 | $803,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 44,834 | $800,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 21,977 | $796,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 46,591 | $792,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,403 | $783,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 32,900 | $781,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,234 | $775,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 95,522 | $774,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 8,301 | $768,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 36,525 | $763,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 500,000 | $757,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 6,387 | $756,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 51,097 | $755,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 72,400 | $740,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 48,800 | $739,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 56,581 | $736,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 19,100 | $735,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 53,234 | $733,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 8,400 | $724,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 30,434 | $715,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 53,600 | $711,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 62,000 | $711,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 39,200 | $709,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 21,325 | $707,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 23,897 | $703,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 474,350 | $698,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 58,200 | $690,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,088 | $659,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 30,761 | $658,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 31,700 | $643,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 34,940 | $633,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,692 | $630,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,900 | $626,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5,000 | $624,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 81,500 | $623,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 28,652 | $619,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 27,293 | $617,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 50,200 | $611,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 31,179 | $598,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 146,800 | $587,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23,071 | $574,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 32,211 | $570,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 63,200 | $570,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 96,000 | $557,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 6,500 | $543,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,400 | $538,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 78,409 | $534,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 58,890 | $526,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 187,800 | $524,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 34,873 | $521,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 22,000 | $519,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 10,654 | $517,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 18,635 | $507,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 44,814 | $504,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 31,300 | $504,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,600 | $502,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 392,000 | $501,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 360,000 | $497,000 | thousands by filing date | principal |
| CONTURA ENERGY INC | 21241B100 | COM | 54,800 | $496,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,561 | $487,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 43,100 | $485,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 21,200 | $479,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,902 | $475,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,600 | $473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 31,029 | $468,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 57,358 | $466,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 20,000 | $466,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 127,799 | $465,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,300 | $462,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 11,200 | $457,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 30,100 | $453,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 18,800 | $450,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 178,100 | $445,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,965 | $444,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 12,129 | $440,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 55,500 | $440,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 21,600 | $438,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 27,100 | $437,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 14,412 | $431,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 19,538 | $428,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 35,083 | $422,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 24,800 | $413,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,684 | $398,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,120 | $397,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,900 | $396,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 131,755 | $392,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,544 | $389,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 63,420 | $389,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,481 | $386,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 14,412 | $383,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 23,322 | $380,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 14,794 | $377,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,228 | $373,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 37,188 | $373,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,827 | $370,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 35,125 | $362,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 254,000 | $360,000 | thousands by filing date | principal |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 18,256 | $359,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 25,594 | $359,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 16,223 | $357,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 36,491 | $356,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 325,000 | $354,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,400 | $352,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 364,000 | $349,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 29,900 | $346,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 11,600 | $343,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 27,486 | $340,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 4,700 | $338,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 41,100 | $337,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 18,400 | $336,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 153,000 | $336,000 | thousands by filing date | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 18,500 | $335,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,627 | $332,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,574 | $329,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,981 | $327,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 76,700 | $327,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,400 | $325,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 23,851 | $323,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,745 | $321,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 18,100 | $315,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 7,000 | $312,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,027 | $310,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 33,848 | $309,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 12,100 | $301,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,700 | $300,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,500 | $295,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 11,800 | $294,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,800 | $290,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,397 | $288,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,900 | $288,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 292,000 | $282,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 288,000 | $281,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,750 | $277,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,123 | $269,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,200 | $267,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 135,000 | $263,000 | thousands by filing date | principal |
| VICI PPTYS INC COM | 925652109 | REIT | 10,247 | $262,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 8,800 | $258,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 5,500 | $254,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,690 | $249,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,800 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,526 | $245,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,110 | $241,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 71,000 | $233,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 29,200 | $229,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,219 | $222,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,500 | $222,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 215,000 | $222,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 280,000 | $222,000 | thousands by filing date | principal |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 4,904 | $220,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $219,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 220,000 | $219,000 | thousands by filing date | principal |
| ZIX CORP | 98974P100 | COM | 32,200 | $218,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,700 | $206,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 7,906 | $206,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,800 | $203,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,600 | $202,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 5,300 | $202,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,747 | $200,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 95,939 | $197,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 87,000 | $194,000 | thousands by filing date | principal |
| Lee Enterprises Inc | 523768109 | COM | 129,800 | $184,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 147,400 | $184,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 163,000 | $183,000 | thousands by filing date | principal |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,900 | $182,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 144,000 | $179,000 | thousands by filing date | principal |
| OP BANCORP | 67109R109 | COMMON STOCK | 16,700 | $173,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 12,500 | $166,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 95,000 | $165,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 45,000 | $157,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 105,000 | $152,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 110,000 | $148,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 120,000 | $142,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 145,000 | $142,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 130,000 | $138,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 135,000 | $136,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 280,000 | $136,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 88,000 | $134,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 93,000 | $133,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 135,000 | $133,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 15,200 | $132,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 103,000 | $130,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 110,000 | $129,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 115,000 | $128,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 120,000 | $125,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 13,400 | $121,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 60,000 | $121,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 130,000 | $120,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,651 | $118,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 120,000 | $117,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 115,000 | $117,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 105,000 | $112,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 70,000 | $112,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 101,000 | $110,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 150,000 | $106,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 70,000 | $106,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 75,000 | $105,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 44,702 | $103,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 100,000 | $97,000 | thousands by filing date | principal |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,700 | $96,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 110,000 | $96,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 95,000 | $92,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 95,000 | $90,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 140,000 | $90,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 118,000 | $88,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,000 | $87,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 80,000 | $82,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 55,000 | $82,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 80,000 | $81,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 85,000 | $76,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 27,000 | $73,000 | thousands by filing date | principal |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,800 | $71,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 35,000 | $71,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,200 | $70,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 70,000 | $70,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,900 | $69,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 90,000 | $67,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 115,000 | $67,000 | thousands by filing date | principal |
| High Templar Tech Limit | 747798106 | COM | 13,800 | $65,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 22,726 | $64,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 65,000 | $63,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 53,000 | $50,000 | thousands by filing date | principal |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 75,000 | $50,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 45,000 | $48,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 37,000 | $36,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 40,000 | $33,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 17,000 | $32,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 30,000 | $30,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 27,000 | $28,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 27,000 | $27,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 18,000 | $22,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 30,000 | $22,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 12,000 | $20,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 15,000 | $20,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 18,000 | $19,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 12,000 | $15,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 15,000 | $14,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000539 | this filing | 2020-02-11 | acceptance time not in the bulk data set |