13F-HR filed by Western Wealth Management, LLC
Western Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 405 holding rows worth $659,941,000.
- Accession
- 0001085146-20-000521
- Filer
- CIK 1767902
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 405 entries on the cover page, a total value of $659,941,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $659,941,000 with VALUE read as thousands by filing date, 13F file number 028-19413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 71,519 | $21,001,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 95,670 | $20,272,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 73,355 | $16,567,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 422,217 | $16,249,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 71,617 | $13,868,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,824 | $12,610,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 107,988 | $12,555,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 127,991 | $12,419,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 180,060 | $11,812,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 104,405 | $11,617,000 | thousands by filing date | |
| VTI | 922908769 | COM | 69,242 | $11,329,000 | thousands by filing date | |
| IJH | 464287507 | COM | 54,989 | $11,318,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 322,328 | $10,279,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 318,556 | $9,693,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29,904 | $9,666,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 104,501 | $9,580,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 81,686 | $9,194,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 146,787 | $9,101,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 140,696 | $8,681,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 93,987 | $8,426,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 33,908 | $8,302,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 135,242 | $8,034,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 51,353 | $8,006,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,769 | $7,972,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 59,285 | $7,712,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 148,976 | $7,469,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 69,040 | $7,295,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 58,242 | $7,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 96,304 | $5,813,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 53,615 | $5,061,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,404 | $5,009,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 59,110 | $4,956,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 73,882 | $4,454,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 96,194 | $4,238,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,461 | $4,218,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 49,754 | $4,172,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 67,105 | $4,120,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 45,576 | $4,112,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,017 | $4,003,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,799 | $3,909,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 57,721 | $3,468,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 75,235 | $3,188,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 11,942 | $3,157,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 86,127 | $3,090,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 11,982 | $3,009,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 29,773 | $2,981,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 31,607 | $2,932,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,977 | $2,924,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 56,749 | $2,890,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 51,568 | $2,801,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 51,444 | $2,765,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 47,331 | $2,761,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 37,849 | $2,751,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 27,720 | $2,598,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,496 | $2,454,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,463 | $2,431,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 65,749 | $2,369,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 40,229 | $2,333,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 8,649 | $2,327,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 34,169 | $2,311,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 36,717 | $2,307,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 113,734 | $2,283,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 40,494 | $2,241,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 59,560 | $2,239,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,306 | $2,233,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,807 | $2,218,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 51,885 | $2,183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 40,328 | $2,170,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 33,388 | $2,158,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 29,004 | $2,155,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 42,325 | $2,155,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 44,471 | $2,119,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 26,828 | $2,061,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,719 | $2,006,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,038 | $2,006,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,216 | $1,973,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,804 | $1,955,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 240,754 | $1,903,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,696 | $1,899,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 116,899 | $1,890,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 61,072 | $1,879,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 204,544 | $1,857,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,678 | $1,856,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,139 | $1,814,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,502 | $1,781,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 52,755 | $1,765,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,890 | $1,757,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 19,157 | $1,750,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,916 | $1,739,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37,967 | $1,704,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 34,612 | $1,656,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 50,394 | $1,635,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,094 | $1,630,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,542 | $1,630,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,265 | $1,598,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,552 | $1,596,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 30,676 | $1,589,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 25,044 | $1,578,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,282 | $1,540,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,042 | $1,532,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 17,289 | $1,525,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 23,042 | $1,503,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 11,816 | $1,489,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 108,480 | $1,485,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 24,068 | $1,470,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,161 | $1,469,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 153,476 | $1,446,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 11,919 | $1,432,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,469 | $1,428,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 90,944 | $1,408,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 34,623 | $1,397,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,109 | $1,395,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 26,606 | $1,384,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,969 | $1,339,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,442 | $1,338,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,395 | $1,321,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 26,118 | $1,316,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,931 | $1,306,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,875 | $1,303,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,148 | $1,299,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 43,034 | $1,260,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 11,662 | $1,257,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 16,754 | $1,207,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 20,714 | $1,200,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,108 | $1,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 16,243 | $1,184,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15,390 | $1,183,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,201 | $1,157,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 10,458 | $1,146,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,322 | $1,119,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 19,702 | $1,115,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,580 | $1,078,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,319 | $1,074,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,335 | $1,070,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,504 | $1,030,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,706 | $1,024,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,053 | $1,011,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,579 | $1,006,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,339 | $988,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,852 | $985,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,377 | $980,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,599 | $973,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,849 | $935,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,190 | $931,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,762 | $922,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,789 | $920,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,690 | $894,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 14,932 | $877,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 18,183 | $873,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 19,770 | $870,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,321 | $863,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,628 | $861,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 21,457 | $861,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 14,889 | $841,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 24,009 | $838,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 136,666 | $838,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,958 | $834,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 601 | $804,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,576 | $791,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 8,768 | $787,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,921 | $781,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 6,114 | $775,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 35,848 | $764,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,565 | $763,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,085 | $760,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 28,387 | $758,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,460 | $757,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,642 | $753,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,537 | $753,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,773 | $752,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 11,664 | $751,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 67,009 | $748,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,374 | $741,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,640 | $739,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 32,404 | $739,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,899 | $734,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,143 | $733,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 34,034 | $731,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 48,660 | $730,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,432 | $722,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,628 | $720,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 17,433 | $717,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,771 | $716,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,898 | $713,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,053 | $711,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 8,417 | $709,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 33,017 | $703,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,213 | $700,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,141 | $697,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,906 | $688,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 31,790 | $684,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,628 | $681,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,138 | $675,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,114 | $661,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 20,221 | $659,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 19,677 | $659,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,199 | $656,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 21,600 | $646,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,631 | $643,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,988 | $641,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 20,483 | $638,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,847 | $637,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,147 | $636,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,111 | $635,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,872 | $634,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,081 | $631,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 25,585 | $626,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,844 | $625,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,484 | $624,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,629 | $608,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,616 | $607,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 4,052 | $604,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 6,156 | $595,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 40,651 | $589,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 10,459 | $585,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,795 | $584,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 14,142 | $582,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 24,081 | $576,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 19,437 | $571,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,895 | $561,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,126 | $543,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,758 | $539,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,421 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 20,655 | $527,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 3,847 | $522,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,675 | $516,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,885 | $515,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,293 | $514,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,283 | $512,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 17,077 | $510,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 14,262 | $506,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 19,661 | $495,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 21,763 | $488,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,244 | $486,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,278 | $483,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 13,072 | $483,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $477,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,141 | $472,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 15,034 | $460,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,897 | $458,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 13,420 | $457,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,525 | $456,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,321 | $455,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,976 | $453,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 18,367 | $453,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,443 | $451,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 11,360 | $449,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,876 | $439,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 20,000 | $439,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,966 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,449 | $436,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,589 | $436,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 16,963 | $432,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 33,343 | $428,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,751 | $426,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 962 | $426,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,579 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,709 | $422,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,215 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 11,727 | $414,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7,515 | $412,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,548 | $407,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,902 | $406,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,480 | $402,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,127 | $401,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,814 | $399,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 42,884 | $399,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,629 | $393,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,152 | $393,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 11,456 | $393,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,440 | $391,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,095 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,045 | $386,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,226 | $384,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,873 | $382,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 15,108 | $368,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,728 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,889 | $365,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,886 | $362,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 10,268 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,814 | $354,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,918 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,997 | $350,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,875 | $350,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,363 | $349,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,852 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,551 | $342,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,415 | $340,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,146 | $336,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 14,180 | $335,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,170 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,550 | $332,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,571 | $331,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,966 | $330,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,000 | $330,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,303 | $329,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,547 | $324,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,549 | $323,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,340 | $321,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 636 | $320,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,243 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,722 | $315,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,614 | $315,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,158 | $314,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,312 | $313,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,127 | $309,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,132 | $308,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,193 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,605 | $304,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,016 | $299,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,899 | $296,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,700 | $295,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 53,264 | $295,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,283 | $293,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,897 | $292,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,443 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,646 | $291,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,416 | $290,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 9,922 | $289,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 6,516 | $289,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 9,403 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,037 | $287,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,250 | $285,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,002 | $283,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,451 | $282,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,829 | $282,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,405 | $279,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,828 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,603 | $276,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 923 | $274,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,787 | $273,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,963 | $270,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,275 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,465 | $268,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,104 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,206 | $265,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 6,805 | $264,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,494 | $259,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,874 | $258,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,321 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,133 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 12,166 | $257,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,700 | $256,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,998 | $255,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,916 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,949 | $251,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,695 | $249,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,300 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,079 | $246,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,433 | $244,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,673 | $244,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,247 | $242,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,429 | $241,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,573 | $241,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,510 | $241,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,474 | $238,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,024 | $237,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,175 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 8,868 | $232,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,473 | $230,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,093 | $229,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,516 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,520 | $226,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,380 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,265 | $225,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,185 | $224,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,168 | $223,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,619 | $223,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,555 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,642 | $222,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,950 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,618 | $221,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,483 | $220,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 377 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,829 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,090 | $219,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,316 | $218,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,869 | $217,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,277 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,446 | $213,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,730 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,449 | $208,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 874 | $204,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,504 | $204,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,449 | $203,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,468 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,733 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,553 | $202,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,093 | $201,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 14,306 | $188,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,788 | $187,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,425 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,621 | $177,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,043 | $168,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,187 | $148,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,206 | $135,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,667 | $132,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,407 | $126,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $9,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 800 | $1,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000521 | this filing | 2020-02-10 | acceptance time not in the bulk data set |