13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 137 holding rows worth $521,598,000.
- Accession
- 0001085146-20-000517
- Filer
- CIK 1425165
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 137 entries on the cover page, a total value of $521,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $521,598,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,401,904 | $107,680,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,104,503 | $59,014,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,179,603 | $39,670,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,096 | $19,115,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 53,116 | $15,761,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 360,296 | $14,080,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 91,975 | $13,416,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 73,919 | $13,041,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 107,653 | $12,892,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 458,499 | $12,549,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,726 | $11,688,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 31,206 | $10,044,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,368 | $9,919,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 71,003 | $9,898,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 184,662 | $8,856,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 121,815 | $8,500,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 90,858 | $8,220,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 609,457 | $8,075,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 228,346 | $8,042,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 44,821 | $7,986,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 53,078 | $7,949,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 101,510 | $7,804,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 194,730 | $7,630,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 47,651 | $7,316,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 428,563 | $6,433,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 71,505 | $4,834,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,158 | $3,635,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 247,743 | $3,463,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,177 | $3,002,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 45,800 | $2,960,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 12,037 | $2,559,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,791 | $2,444,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 72,576 | $2,234,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 34,145 | $2,053,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 124,042 | $1,847,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 31,252 | $1,810,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 61,800 | $1,810,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,000 | $1,759,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,229 | $1,733,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 102,341 | $1,557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 7,100 | $1,406,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 26,135 | $1,400,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,207 | $1,251,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,150 | $1,183,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 124,060 | $1,169,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,472 | $1,168,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,719 | $1,118,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 18,540 | $1,075,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 49,661 | $1,072,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,888 | $1,071,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,927 | $1,063,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,715 | $975,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,276 | $910,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,999 | $868,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,965 | $839,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,922 | $805,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,380 | $803,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 58,275 | $801,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 56,150 | $755,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,967 | $745,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 22,321 | $700,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,335 | $685,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,009 | $650,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,090 | $645,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,138 | $630,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 43,654 | $620,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,552 | $615,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 17,000 | $610,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 37,650 | $608,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,913 | $603,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,420 | $596,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,515 | $569,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,603 | $568,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,382 | $560,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 26,876 | $543,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,784 | $524,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,470 | $517,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,912 | $516,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,742 | $511,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,600 | $497,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 23,300 | $496,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 19,335 | $493,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 56,000 | $476,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,596 | $469,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,545 | $452,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,354 | $447,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,000 | $400,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,605 | $371,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,325 | $365,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,600 | $348,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,000 | $348,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 256 | $342,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,083 | $338,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,220 | $315,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,527 | $308,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,350 | $307,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,756 | $307,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,225 | $306,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,949 | $299,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,850 | $298,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,200 | $292,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,519 | $290,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 13,950 | $288,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,747 | $287,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,291 | $274,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,900 | $272,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,107 | $270,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 21,500 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 5,050 | $266,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,060 | $264,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,850 | $261,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,105 | $256,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,686 | $256,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,525 | $253,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,904 | $251,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,196 | $246,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,600 | $238,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,178 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,875 | $234,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,200 | $232,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,071 | $232,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 15,050 | $220,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,844 | $218,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,972 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,600 | $210,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,185 | $208,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,731 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,400 | $203,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,530 | $203,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,750 | $202,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,981 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,879 | $200,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,300 | $159,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,300 | $144,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,000 | $115,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 18,000 | $81,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000517 | this filing | 2020-02-10 | acceptance time not in the bulk data set |