13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 1,621 holding rows worth $6,432,922,000.
- Accession
- 0001085146-20-000470
- Filer
- CIK 1567755
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,621 entries on the cover page, a total value of $6,432,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,432,922,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENCANA CORP | 292505104 | COM | 41,092 | $192,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 19,041 | $187,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 18,330 | $186,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,231 | $184,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 29,794 | $183,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,737 | $182,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 200,000 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,850 | $181,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 10,058 | $180,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,607 | $180,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,675 | $177,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,404 | $173,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 23,669 | $172,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,256 | $172,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,226 | $171,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 12,275 | $171,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 12,122 | $170,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 12,350 | $168,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 12,616 | $167,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 39,482 | $167,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,815 | $167,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,708 | $166,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 11,119 | $164,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,864 | $161,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 61,364 | $160,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,956 | $156,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,539 | $154,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 68,366 | $154,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 29,454 | $149,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 16,600 | $148,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 14,443 | $148,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,400 | $147,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 19,275 | $142,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,391 | $141,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 12,415 | $140,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,221 | $140,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,430 | $134,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,100 | $132,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,398 | $131,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,934 | $129,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,200 | $128,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,700 | $125,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 37,460 | $124,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,200 | $124,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,645 | $122,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 11,120 | $119,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,736 | $117,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 27,955 | $117,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $116,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,401 | $113,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 23,416 | $111,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,990 | $109,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,962 | $109,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 103,525 | $109,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,737 | $107,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 22,398 | $106,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,616 | $101,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,000 | $101,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,973 | $100,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,563 | $99,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 39,000 | $96,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,442 | $95,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,401 | $94,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,212 | $91,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,019 | $89,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 100,798 | $87,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $86,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 37,750 | $83,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 99,123 | $82,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 19,243 | $77,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 13,000 | $77,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 18,154 | $75,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 30,666 | $74,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 21,302 | $67,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 43,400 | $67,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,519 | $66,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,502 | $65,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,318 | $65,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 11,452 | $65,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 23,772 | $64,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 13,161 | $64,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 13,452 | $62,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 12,598 | $61,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,771 | $59,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,212 | $55,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 33,803 | $52,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,565 | $51,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,178 | $50,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,373 | $49,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,212 | $46,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 45,000 | $45,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 17,245 | $42,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,824 | $40,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,785 | $39,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 41,900 | $37,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 34,000 | $35,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,804 | $34,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 10,000 | $33,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,000 | $31,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,192 | $31,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,990 | $30,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,750 | $29,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,081 | $27,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 20,000 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $23,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 12,629 | $23,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 15,200 | $22,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 10,500 | $19,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,920 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,600 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,300 | $16,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 23,840 | $16,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 40,000 | $15,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $13,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,802 | $12,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,500 | $10,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $7,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 14,464 | $6,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 10,372 | $6,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 11,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000470 | this filing | 2020-02-10 | acceptance time not in the bulk data set |