13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 587 holding rows worth $995,533,000.
- Accession
- 0001085146-20-000468
- Filer
- CIK 1666741
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 587 entries on the cover page, a total value of $995,533,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $995,533,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,051 | $243,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,970 | $242,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,831 | $241,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,089 | $241,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,679 | $241,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,413 | $240,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 880 | $239,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,915 | $239,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,657 | $238,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,380 | $235,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,791 | $235,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,630 | $234,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,193 | $230,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,711 | $230,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,891 | $229,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,904 | $227,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,891 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 5,519 | $227,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,991 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,066 | $226,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,434 | $225,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,629 | $224,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 59 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,310 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,337 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,756 | $222,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,599 | $221,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,016 | $220,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,751 | $219,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,319 | $219,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,265 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 6,352 | $219,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 949 | $218,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,600 | $217,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 1,149 | $216,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,456 | $214,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,025 | $214,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,913 | $214,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,280 | $213,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,431 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,799 | $212,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,350 | $212,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,119 | $211,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 26,967 | $210,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,974 | $209,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,545 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,819 | $208,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,699 | $202,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 352 | $202,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,356 | $202,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,624 | $202,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 7,083 | $202,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,339 | $201,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,385 | $200,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,170 | $200,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 596 | $200,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,437 | $200,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,207 | $196,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,957 | $191,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 18,390 | $189,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,694 | $189,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,889 | $189,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,171 | $184,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,040 | $162,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,655 | $159,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,488 | $157,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,608 | $154,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 28,119 | $148,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,437 | $147,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $146,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,841 | $134,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,382 | $125,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 11,325 | $120,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,923 | $119,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $115,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,023 | $110,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 61,393 | $76,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,375 | $71,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,800 | $65,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,118 | $57,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 19,862 | $43,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 24,180 | $12,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000468 | this filing | 2020-02-10 | acceptance time not in the bulk data set |