13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 1,273 holding rows worth $4,038,250,000.
- Accession
- 0001085146-20-000437
- Filer
- CIK 822581
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,273 entries on the cover page, a total value of $4,038,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,038,250,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,900 | $319,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 25,000 | $318,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,441 | $316,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,620 | $315,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 41,454 | $315,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 40,495 | $315,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,006 | $314,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 10,468 | $313,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 12,792 | $313,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,935 | $311,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 15,488 | $311,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,966 | $309,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 909 | $308,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,085 | $306,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,141 | $304,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 66,310 | $304,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,850 | $303,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $303,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,700 | $303,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 12,148 | $302,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 16,354 | $302,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,338 | $300,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,079 | $300,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,093 | $299,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 9,600 | $298,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 17,380 | $298,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 18,085 | $296,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,832 | $296,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,687 | $295,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,934 | $294,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,418 | $293,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 21,557 | $293,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 9,224 | $292,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,876 | $291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 2,140 | $290,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,545 | $290,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,239 | $289,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,718 | $289,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,235 | $288,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 47,030 | $288,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,343 | $286,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,202 | $285,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,618 | $285,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,199 | $284,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,675 | $283,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,897 | $282,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,679 | $281,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,760 | $280,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 29,208 | $278,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 8,891 | $278,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,765 | $278,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,581 | $277,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 47,108 | $277,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 110,210 | $276,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,973 | $275,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,960 | $273,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,600 | $273,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,419 | $272,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 21,613 | $272,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,892 | $270,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,750 | $268,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,018 | $267,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 18,230 | $267,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 8,662 | $267,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,442 | $267,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 34,100 | $266,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,568 | $265,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,889 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,859 | $264,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 66,612 | $263,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 54,043 | $262,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,312 | $262,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,372 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 4,500 | $262,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,730 | $260,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,900 | $259,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,216 | $258,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 58,600 | $258,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,487 | $256,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 25,037 | $256,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,313 | $256,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 34,360 | $255,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 50,000 | $255,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,681 | $254,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 21,800 | $252,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 27,862 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,570 | $252,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 225 | $251,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 13,706 | $251,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,259 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,841 | $250,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $250,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,647 | $250,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 16,916 | $249,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 9,297 | $249,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 23,855 | $249,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 7,570 | $248,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,960 | $247,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,306 | $247,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,600 | $247,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,573 | $246,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 9,381 | $245,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,461 | $245,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,801 | $244,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,999 | $244,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,228 | $243,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,735 | $241,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 41,309 | $240,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,229 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,424 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,445 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,421 | $237,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,530 | $237,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,865 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,919 | $237,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,181 | $236,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 8,792 | $236,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,824 | $235,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,830 | $235,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,133 | $234,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 34,915 | $234,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,127 | $233,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,426 | $233,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 26,663 | $233,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,994 | $232,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 5,556 | $230,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,300 | $230,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,105 | $230,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,753 | $229,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,346 | $228,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,512 | $227,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 5,000 | $227,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,000 | $227,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,835 | $226,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,832 | $226,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,199 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,588 | $225,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,112 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,013 | $224,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 12,480 | $223,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 280 | $222,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,798 | $221,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,650 | $220,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,826 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,610 | $219,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,640 | $219,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 23,035 | $218,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,024 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,457 | $216,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,295 | $216,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,535 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,068 | $214,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 9,001 | $214,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,309 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,175 | $213,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,800 | $212,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 2,308 | $212,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 49,000 | $210,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,082 | $209,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,208 | $209,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 11,900 | $209,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 5,611 | $208,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,286 | $208,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,000 | $207,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,400 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,057 | $207,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,600 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 4,410 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,714 | $205,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,500 | $205,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,937 | $205,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 13,725 | $204,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,703 | $204,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 7,800 | $203,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,986 | $202,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,000 | $202,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,560 | $202,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,148 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,366 | $201,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,313 | $201,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 19,100 | $201,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 6,996 | $200,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,680 | $200,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,052 | $200,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 20,924 | $196,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,800 | $195,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,400 | $195,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,692 | $195,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,391 | $195,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,000 | $193,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,030 | $193,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,014 | $193,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $192,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 17,238 | $189,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,729 | $184,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 74,457 | $182,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,206 | $181,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,195 | $178,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,253 | $178,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,553 | $171,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,200 | $171,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,732 | $171,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,081 | $170,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 11,104 | $164,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 53,883 | $162,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,000 | $161,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,685 | $161,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,052 | $160,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,089 | $159,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,500 | $159,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,891 | $158,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 66,100 | $156,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 20,825 | $153,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,651 | $153,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,821 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,124 | $146,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $145,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,990 | $145,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 42,865 | $143,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 66,323 | $142,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 29,241 | $142,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,943 | $140,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 29,000 | $137,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 44,200 | $137,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,150 | $136,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 15,728 | $135,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 51,555 | $134,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,650 | $132,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,473 | $132,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 30,000 | $131,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,600 | $130,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,559 | $123,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,865 | $119,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 14,100 | $119,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 48,600 | $118,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,500 | $118,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,329 | $117,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $113,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,480 | $110,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 17,245 | $109,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,432 | $107,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 32,999 | $106,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,490 | $105,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,800 | $94,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 14,600 | $89,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,700 | $89,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,000 | $85,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 28,597 | $82,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,500 | $78,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 25,492 | $73,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 12,960 | $61,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,352 | $59,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 15,600 | $59,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,240 | $58,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,091 | $53,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $49,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 14,000 | $43,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,026 | $40,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 19,384 | $34,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,240 | $33,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 80,500 | $32,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 24,400 | $31,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 26,000 | $29,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,000 | $29,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,146 | $25,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 15,900 | $22,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 40,295 | $21,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,700 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $12,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,000 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,100 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,204 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 14,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000437 | this filing | 2020-02-07 | acceptance time not in the bulk data set |