13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-03, with 711 holding rows worth $4,566,626,000.
- Accession
- 0001085146-20-000360
- Filer
- CIK 743127
- Filed
- 2020-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 711 entries on the cover page, a total value of $4,566,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,566,626,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 31,067 | $628,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,880 | $622,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 47,661 | $613,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,726 | $612,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 40,405 | $606,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 17,816 | $599,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 486,135 | $598,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,575 | $595,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,978 | $593,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,260 | $586,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,593 | $584,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,852 | $581,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 12,329 | $579,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,308 | $573,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,908 | $571,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 7,486 | $565,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,643 | $563,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,012 | $557,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,588 | $552,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,925 | $545,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 12,194 | $542,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 15,350 | $541,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 45,024 | $541,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,700 | $537,000 | thousands by filing date | call |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,771 | $537,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,309 | $535,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 45,375 | $532,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 24,276 | $529,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,831 | $523,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 10,828 | $514,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 21,653 | $513,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,968 | $510,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,634 | $508,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,303 | $501,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,293 | $496,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 14,070 | $495,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,037 | $487,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,672 | $485,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 36,720 | $485,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 49,297 | $483,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,208 | $477,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 14,851 | $468,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,650 | $468,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,529 | $467,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,623 | $465,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 26,309 | $465,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,416 | $462,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,200 | $459,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 11,617 | $459,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 33,805 | $459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 6,418 | $456,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 3,285 | $453,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,950 | $440,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 6,302 | $440,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,626 | $439,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 36,400 | $439,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $437,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,072 | $428,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 22,854 | $425,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 16,255 | $422,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,050 | $420,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,320 | $420,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 57,762 | $418,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,481 | $414,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,525 | $405,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6,255 | $402,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 83,175 | $402,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,239 | $394,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,940 | $394,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,294 | $389,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,564 | $383,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 7,580 | $380,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,705 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,094 | $372,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $370,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 56,478 | $360,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 11,545 | $356,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 30,178 | $354,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,200 | $352,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 17,307 | $350,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,921 | $347,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,217,000 | $347,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,493 | $345,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,205 | $345,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,670 | $343,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,240 | $343,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,910 | $342,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,381 | $338,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 900 | $338,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,094 | $338,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,797 | $336,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,050 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,550 | $330,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,586 | $327,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,450 | $327,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,000 | $325,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 2,300 | $325,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 22,305 | $325,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $322,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $321,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,940 | $320,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 8,100 | $320,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,104 | $319,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,500 | $318,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 58,000 | $315,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,294 | $314,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,688 | $303,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,830 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,567 | $303,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,275 | $300,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 9,800 | $297,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 13,065 | $297,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,500 | $291,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 496 | $289,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 19,150 | $288,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,724 | $287,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,442 | $287,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,000 | $285,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,800 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,075 | $282,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $280,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,087 | $277,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,650 | $273,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 621 | $272,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,579 | $268,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,810 | $267,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 9,100 | $267,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,885 | $265,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,775 | $263,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,455 | $260,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,884 | $259,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,308 | $258,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,095 | $255,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 14,112 | $253,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,475 | $249,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,073 | $247,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,520 | $246,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,005 | $246,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,119 | $245,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,936 | $244,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,492 | $239,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,454 | $238,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,665 | $237,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 12,950 | $237,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,903 | $232,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,000 | $231,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,145 | $229,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,681 | $229,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 8,223 | $227,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,783 | $226,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,081 | $225,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 47,790 | $225,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 6,700 | $223,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 240,810 | $221,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 617 | $219,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,500 | $219,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,701 | $219,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 653 | $217,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,974 | $216,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,495 | $216,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,753 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,020 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,589 | $215,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,390 | $215,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,800 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,848 | $214,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 41,980 | $214,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,700 | $213,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,573 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,200 | $211,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 13,825 | $209,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,470 | $208,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,250 | $205,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,834 | $204,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,025 | $204,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 5,800 | $203,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,340 | $200,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 4,865 | $196,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,471 | $195,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,980 | $193,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,760 | $190,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,314 | $187,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 22,497 | $186,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,425 | $183,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,700 | $176,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 40,650 | $173,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,600 | $162,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,400 | $147,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 120,968 | $146,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 38,500 | $144,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,211 | $143,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $140,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 11,110 | $140,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 123,067 | $135,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,250 | $134,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 14,465 | $116,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 35,644 | $107,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 25,110 | $103,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 74,497 | $95,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,666 | $86,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,207 | $67,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,300 | $65,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,713 | $64,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 24,000 | $58,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,000 | $54,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 23,950 | $52,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 20,000 | $50,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,000 | $40,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $31,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 15,000 | $8,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 15,200 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000360 | this filing | 2020-02-03 | acceptance time not in the bulk data set |