13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-31, with 145 holding rows worth $329,472,000.
- Accession
- 0001085146-20-000349
- Filer
- CIK 1569356
- Filed
- 2020-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 145 entries on the cover page, a total value of $329,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,472,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KT CORP SPONSORED ADR | 48268K101 | ADR | 5,668,291 | $66,205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 30,851 | $41,322,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 122,089 | $39,296,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,021,863 | $20,866,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,120,108 | $17,044,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 78,800 | $15,064,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 383,700 | $13,295,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 12,767 | $12,099,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 322,200 | $11,325,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 51,372 | $10,932,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,942,500 | $10,777,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,099,213 | $8,172,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 61,000 | $5,344,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 519,492 | $4,895,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,804,159 | $4,032,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 265,029 | $3,933,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 268,655 | $2,630,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,500 | $2,547,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,667 | $2,293,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 14,675 | $2,219,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 2,000 | $2,215,000 | thousands by filing date | principal |
| IROBOT CORP | 462726100 | COM | 38,076 | $1,928,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 128,600 | $1,787,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 100,000 | $1,780,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 12,764 | $1,744,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,078 | $1,659,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 16,403 | $1,346,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 39,950 | $1,323,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,697 | $1,252,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,232 | $1,181,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,136 | $1,041,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,000 | $999,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100,000 | $915,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 54,700 | $802,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 3,346 | $714,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,330 | $709,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 361 | $667,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 7,697 | $643,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 25,000 | $569,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,412 | $561,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,000 | $547,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,073 | $525,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 250,000 | $514,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 100,000 | $498,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 85,000 | $485,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 15,000 | $412,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 26,100 | $371,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 13,000 | $368,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 140,000 | $339,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,431 | $337,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 25,000 | $303,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 5,777 | $300,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 7,200 | $299,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 739 | $288,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 40,000 | $264,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 9,500 | $256,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 50,000 | $253,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 29,000 | $250,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 2,203 | $233,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,216 | $222,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 70,000 | $217,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,000 | $204,000 | thousands by filing date | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 25,000 | $201,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 20,000 | $173,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 9,600 | $165,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 60,000 | $150,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 45,000 | $149,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 20,700 | $144,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 50,000 | $144,000 | thousands by filing date | call |
| WW INTL INC | 98262P101 | COM | 3,601 | $138,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 15,000 | $129,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 25,000 | $118,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 30,000 | $107,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 50,000 | $106,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,948 | $106,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $100,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 42,500 | $94,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $92,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 919 | $90,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 40,000 | $86,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 13,000 | $83,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,000 | $82,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 28,100 | $81,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $77,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 15,000 | $75,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 78,300 | $65,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 12,000 | $61,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 1,931 | $60,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $59,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 7,500 | $50,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,000 | $50,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 395 | $48,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 872 | $47,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 45,000 | $46,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 63,000 | $45,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25,000 | $44,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 50,000 | $43,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 5,000 | $41,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 654 | $33,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 25,900 | $31,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40,000 | $30,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 15,000 | $27,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 581 | $27,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,300 | $25,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 6,000 | $23,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,800 | $23,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 430,000 | $23,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 36,400 | $22,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 1,070 | $22,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 190 | $18,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 50,000 | $18,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 44,000 | $18,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 4,200 | $17,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 5,000 | $16,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 107 | $15,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 614 | $14,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,000 | $13,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 6,000 | $11,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 85,000 | $11,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 4,500 | $10,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 15,000 | $6,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 50,000 | $6,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 40,000 | $5,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 20,000 | $5,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 8,200 | $5,000 | thousands by filing date | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 100 | $5,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 30,000 | $5,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 100,000 | $4,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 4,500 | $4,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 13,900 | $3,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 100,000 | $3,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 50 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 600 | $3,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 50,000 | $3,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $1,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 40,000 | $1,000 | thousands by filing date | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 25,000 | $1,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 15,000 | $1,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,500 | $1,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 25,000 | $1,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FISERV INC | 337738108 | COM | 6,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KELLANOVA | 487836108 | COM | 13,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000349 | this filing | 2020-01-31 | acceptance time not in the bulk data set |