13F-HR filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-28, with 167 holding rows worth $105,203,000.
- Accession
- 0001085146-20-000311
- Filer
- CIK 1741426
- Filed
- 2020-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 167 entries on the cover page, a total value of $105,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,203,000 with VALUE read as thousands by filing date, 13F file number 028-18795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 24,876 | $7,302,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 261,590 | $5,250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 47,915 | $2,875,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 494,805 | $2,683,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 65,130 | $2,127,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,143 | $2,113,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 126,520 | $1,884,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 36,881 | $1,766,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,387 | $1,642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,698 | $1,627,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 37,116 | $1,563,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,342 | $1,536,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,952 | $1,422,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,731 | $1,341,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 138,573 | $1,341,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,237 | $1,320,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 26,754 | $1,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,590 | $1,301,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 105,845 | $1,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 38,051 | $1,202,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 48,611 | $1,143,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 185,466 | $1,105,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 141,227 | $1,095,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,275 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 30,508 | $1,022,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,562 | $1,013,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,618 | $1,005,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,321 | $1,003,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 45,075 | $952,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,916 | $940,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,388 | $935,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 19,778 | $876,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 22,636 | $855,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,930 | $854,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 17,015 | $844,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 14,080 | $843,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 53,821 | $837,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 20,820 | $832,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,987 | $821,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 118,719 | $769,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,287 | $739,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,187 | $731,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 35,986 | $729,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 27,112 | $711,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,466 | $697,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 20,545 | $692,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,374 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,622 | $627,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,537 | $609,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,057 | $608,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,175 | $603,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,863 | $601,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,117 | $586,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 86,270 | $584,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 46,679 | $577,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 48,014 | $574,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,588 | $572,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,852 | $557,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 13,407 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 20,952 | $533,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 33,736 | $532,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,908 | $523,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,354 | $519,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,442 | $516,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,478 | $507,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 8,444 | $507,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,513 | $498,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 9,565 | $497,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 17,230 | $486,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 33,864 | $484,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,053 | $474,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 34,659 | $472,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,778 | $470,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,013 | $456,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,339 | $442,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,445 | $431,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 16,015 | $425,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,722 | $419,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 31,364 | $415,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 14,344 | $413,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 1,874 | $411,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,809 | $410,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,593 | $410,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 2,728 | $404,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,973 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,961 | $391,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,446 | $389,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,521 | $380,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,255 | $368,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,562 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,007 | $358,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,417 | $349,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,383 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,373 | $346,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 22,625 | $340,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,224 | $333,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,712 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,513 | $330,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 40,854 | $328,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 245 | $327,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,732 | $325,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 5,193 | $320,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,725 | $313,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,956 | $312,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 10,300 | $309,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 40,134 | $309,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 20,958 | $306,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 20,294 | $303,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,402 | $301,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,273 | $298,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,536 | $297,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 26,220 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,320 | $284,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 16,964 | $282,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,346 | $281,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,772 | $281,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,367 | $279,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,323 | $278,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,571 | $265,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,429 | $254,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 40,791 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,915 | $245,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 11,537 | $242,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,860 | $241,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,677 | $237,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,945 | $236,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,048 | $234,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,272 | $228,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 9,018 | $228,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 29,271 | $224,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,750 | $217,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,024 | $215,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,649 | $213,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 8,731 | $213,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 158 | $211,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,538 | $211,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,753 | $210,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,000 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 19,834 | $210,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,080 | $209,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,210 | $209,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,908 | $205,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,940 | $204,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,118 | $202,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,195 | $201,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,228 | $179,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,650 | $177,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,283 | $172,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,465 | $169,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,000 | $166,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 19,226 | $154,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,813 | $153,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,354 | $153,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,749 | $148,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,114 | $140,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,078 | $136,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,827 | $135,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,769 | $135,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,054 | $126,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 10,030 | $121,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,535 | $112,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 22,039 | $112,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,366 | $98,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,003 | $64,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,909 | $62,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 11,000 | $59,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 12,000 | $12,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-000311 | this filing | 2020-01-28 | acceptance time not in the bulk data set |